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Marc advises clients on a wide range of regulatory and compliance issues, including those related to information security and privacy, business continuity and disaster recovery, anti-money laundering and anti-fraud, vendor management, mortgages, home-equity loans, and credit cards. He also has deep knowledge of government relations and bank receivership.
Prior to joining Promontory, Marc served as chief security/privacy officer for LPL Financial, where he oversaw the firm’s compliance with applicable federal and state laws dealing with information security and privacy, anti-money laundering and anti-fraud, vendor management, and business continuity and disaster recovery. He also held the position of senior vice president of enterprise risk management for New Century Mortgage Co., where he oversaw mortgage regulatory compliance, government relations, information security and privacy, and business continuity and disaster recovery. Marc also was senior vice president of Enterprise Risk Management for Providian Financial Corp., where he handled credit card and home-equity-loan-related compliance and operational matters. He was also Providian’s chief privacy officer. Marc has also practiced law, specializing in banking, real estate, and mortgage-related matters, with a focus on bank receivership and asset management for failed financial institutions.
- J.D., Case Western Reserve University School of Law
- B.A., government, Franklin & Marshall College