James Larkins

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+1 202 869 9514 direct
Washington, DC

Previous Experience

  • Attorney, Maple Life Financial Inc.
  • Associate, Clifford Chance
  • Associate, Arent Fox
  • Associate, Silver Freedman & Taff

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James Larkins

Director

James advises clients on trading regulations, compliance management, data governance, information security, and corporate policies and procedures. He also has experience with national and international due-diligence reviews for large financial institutions and extensive knowledge of compliance and regulations governing publicly traded companies, broker-dealers, and investment advisers.

Experience

Prior to joining Promontory, James worked as an attorney, both in-house and in private practice advising clients on various aspects of financial regulation.

Education

  • LL.M., Georgetown University Law Center
  • J.D. Creighton University Law School
  • M.B.A., Creighton University
  • B.B.A., University of Nebraska-Omaha


Affiliations, Awards, and Civic Engagements



Representative Engagements

  • Managed key aspects of a comprehensive forensic review for one of the country‚Äôs largest residential-mortgage servicers.
  • Developed and assisted in the implementation of enterprisewide information-security and data-retention policies and procedures for a large international financial media company.

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