James Larkins

Email Email       

+1 202 370 0616 direct
Washington, DC

Previous Experience

  • Attorney, Maple Life Financial Inc.
  • Associate, Clifford Chance
  • Associate, Arent Fox
  • Associate, Silver Freedman & Taff

Home > People

James Larkins

Senior Principal

James advises clients on trading regulations, compliance management, data governance, information security, and corporate policies and procedures. He also has experience with national and international due-diligence reviews for large financial institutions and extensive knowledge of compliance and regulations governing publicly traded companies, broker-dealers, and investment advisers.

Experience

Prior to joining Promontory, James worked as an attorney, both in-house and in private practice advising clients on various aspects of financial regulation.

Education

  • LL.M., Georgetown University Law Center
  • J.D. Creighton University Law School
  • M.B.A., Creighton University
  • B.B.A., University of Nebraska-Omaha


Affiliations, Awards, and Civic Engagements



Representative Engagements

  • Managed key aspects of a comprehensive forensic review for one of the country‚Äôs largest residential-mortgage servicers.
  • Developed and assisted in the implementation of enterprisewide information-security and data-retention policies and procedures for a large international financial media company.

Enter Below Code :
refresh