Charles Carson

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+1 202 370 0526 direct
Washington, DC


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Charles Carson

Associate

Chad advises non-U.S. and domestic financial institutions on corporate governance and matters related to anti-money-laundering and sanctions compliance.

Experience

He has conducted several AML and sanctions program reviews and risk assessments. A speaker of Spanish, Chad has worked extensively with Latin American and Caribbean financial institutions seeking to establish U.S. dollar-clearing relationships. Prior to joining Promontory, he served as an intern on Credit Suisse’s Latin America debt-capital-markets desk and at the U.S. State Department, where he worked on Cuba-related Office of Foreign Assets Control licensing issues.

Education

  • B.S.F.S., cum laude, international economics, Georgetown University


Affiliations, Awards, and Civic Engagements



Representative Engagements

  • For non-U.S. financial institutions seeking to re-establish U.S. correspondent-banking relationships, performed AML and sanctions program reviews and assisted with completing recommended program enhancements.
  • For a U.S. bank with private-banking operations in the Miami area, performed an assessment of its nonresident-alien client base.
  • For a U.S.-based brokerage firm, assisted with a corporate-governance review, which included conducting interviews of the firm’s board of directors.
  • For financial-technology companies, performed an OFAC program review and AML risk assessment and helped develop key AML program documentation.

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