Yao Wen Yeo

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New York

Previous Experience


  • Analyst, Promontory Financial Group
  • Intern, Promontory Financial Group
  • Intern, PricewaterhouseCoopers
  • Intern, Singapore prime minister's office


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Yao Wen Yeo


Yao assists Promontory clients that are regulated by the Securities and Exchange Commission — such as investment advisers, broker-dealers, and national securities exchanges — with compliance and risk management issues.


Yao previously interned with Promontory, analyzing processes for capturing customer and order data as part of the development of a system for surveillance of trading and quotation activity in national-market-system securities. He also interned at PricewaterhouseCoopers, where he analyzed data to aid the streamlining of business processes, and at the Singapore prime minister's office, where he assisted in making policy recommendations based on extrapolation of market trends.


  • B.A., economics, University of Chicago

Affiliations, Awards, and Civic Engagements

  • Dean's list, 2011-2014, University of Chicago
  • Third place, Dodge & Cox Investment Case Competition, University of Chicago
  • Community analyst, campusCATALYST

Representative Engagements

  • Assisted with developing a system to facilitate regulatory surveillance of trading and quotation activity in markets for publicly traded securities.

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