Simon Yu

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Simon Yu


Simon assists financial institutions on matters related to regulatory compliance and risk management.


He joined Promontory in 2015 from PricewaterhouseCoopers assurance practice where he was an assurance manager for institutional clients in Hong Kong and mainland China. Simon has extensive experience in assessment of internal control frameworks and providing advice on industry best practice. In 2012, he also assisted client in a bond-issuance transaction on Singapore’s stock exchange.


  • M.S., applied finance, University of Adelaide
  • B.B.A., accounting and finance, University of Hong Kong

Affiliations, Awards, and Civic Engagements

  • Member, Hong Kong Institute of Certified Public Accountants

Representative Engagements

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