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Chris draws on his experience in securities regulation to advise financial institutions on regulatory compliance.
Prior to joining Promontory, he was an analyst in the Financial Industry Regulatory Authority’s office of fraud detection and market intelligence, where his work focused on monitoring the securities markets for potential fraudulent activity. During law school, Chris worked as a legal extern for the divisions of enforcement at both FINRA and the Securities and Exchange Commission.
- J.D., Indiana University Maurer School of Law
- B.A., international studies, Johns Hopkins University
- Member, New York State Bar Association