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Rich advises financial institutions on issues related to securities law and regulatory compliance.
Prior to joining Promontory, he was an analyst in the Financial Industry Regulatory Authority's office of fraud detection and market intelligence, where his work focused on monitoring the securities markets for potential fraudulent activity. Previously, Rich served as a clerk for a judge on the Superior Court in New Haven, Connecticut. During law school, he worked as a legal extern for the office of enforcement and compliance assurance at the Environmental Protection Agency, where he focused on issues related to cybersecurity law.
- J.D., American University Washington College of Law
- B.A., history and philosophy, Boston College