Alan Michael

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+1 704 439 7500 direct
Washington, DC

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Alan Michael

Senior Principal

Alan advises clients on a broad range of regulatory issues, including enterprise risk management, governance, and conduct and culture risks. His work focuses on building strong compliance programs at large and midsize financial institutions.


Prior to joining Promontory, Alan spent 10 years as a principal examiner for the Federal Reserve banks in New York and Richmond, Virginia. During his Federal Reserve tenure, Alan was the central point of contact for a large non-U.S. bank and developed strong working relationships with the bank’s home and host regulators.

He previously worked for five years as a senior audit manager at Bank of America, responsible for ERM, market risk, and culture.


  • M.B.A., Case Western Reserve University 
  • B.B.A., University of Georgia

Affiliations, Awards, and Civic Engagements

Representative Engagements

  • Assessed the quality of a large U.S. bank’s compliance-risk mandate and implemented multiple changes to ensure acceptable regulatory alignment.
  • Refined and formalized a U.S. midsize institution’s conduct-risk office.

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