Brendan Mulvey

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+1 212 542 6799 direct
New York

Thought Leadership

Co-author, “The Missing Piece of the Puzzle: Considering Business Intelligence in Transaction Monitoring Threshold-Tuning,” ACAMS Today (March 4, 2015)

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Brendan Mulvey

Senior Principal

Brendan helps financial services organizations address regulatory challenges in consumer protection and anti-money-laundering and sanctions compliance.

Experience

Prior to joining Promontory, Brendan was an associate director with Protiviti’s regulatory-risk practice, where he advised clients on compliance risk assessments, performed assessments of compliance programs, and designed workflow solutions for the management of regulatory changes within financial services organizations. Brendan also previously managed the AML and sanctions compliance programs of the U.S. branch of a foreign banking organization and was a member of a private bank’s AML and sanctions compliance department, performing complex investigations related to correspondent banking, private wealth management, and trade finance.

Education

  • J.D., St. John's University School of Law
  • B.S., finance, St. John's University, Peter J. Tobin College of Business


Affiliations, Awards, and Civic Engagements

  • Certified regulatory compliance manager, American Bankers Association
  • Certified anti-money laundering specialist, Association of Certified Anti-Money Laundering Specialists


Representative Engagements


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