Jane Jarcho

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Washington, DC


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Jane Jarcho

Special Adviser

Jane advises asset-management companies on securities-related regulatory compliance and examination issues.

Experience

Prior to joining Promontory, Jane spent 28 years at the Securities and Exchange Commission, the last 10 in the Office of Compliance Inspections and Examinations. Prior to leaving the SEC, Jane was the deputy director of OCIE and served as the associate overseeing the examinations of all investment advisers and investment companies. Jane led national examination initiatives in areas such as cybersecurity, exchange-traded funds and mutual funds, money-market funds, share-class selection, robo advisers, target-date funds, and wrap fees. She began her career in the SEC’s enforcement division in the Chicago regional office and held several positions, including assistant regional director and trial counsel. She was involved in the original internet-focused enforcement unit, as well as in the market timing and late-trading investigations. Jane’s enforcement work covered a breadth of areas, including complex financial frauds, insider trading, offering frauds, market manipulation, broker-dealer supervision, and violations by investment advisers and investment companies.

Education

  • J.D., University of Wisconsin Law School
  • B.A., political science major and Russian minor, Middlebury College


Affiliations, Awards, and Civic Engagements



Representative Engagements


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