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Joseph Petro, Managing Director
Keynote Speaker
28th FIRMA National Risk Management Training Conference
The Fiduciary & Investment Risk Management Association, Inc. (FIRMA)
Hilton Orlando Lake Buena Vista, Orlando, Florida
http://www.thefirma.org/calendar/show_event.php?id=174&o=&c=4&m=12&a=&y=2013&w

William Haraf, Managing Director
Panel: C-Suite Executive Roundtable
2014 BAFT North America Annual Conference
Bankers Association of Finance and Trade (BAFT)
Hilton Torrey Pines, La Jolla, CA
http://www.baft-ifsa.com/events/2014-baft-north-america-annual-conference-regulatory-compliance-forum/program/

Mary Schapiro, Promontory Advisory Board Vice Chair
Keynote Speaker: Emerging Issues Impacting the Board
National Association of Corporate Directors
Chicago

Douglas Harris, Managing Director
Speaker: Redefining the Bank Holding Company through Regulation: From Volcker to Physical Commodities
36th Annual FIA Law & Compliance Division Conference on the Regulation of Futures, Derivatives and OTC Products
Futures Industry Association (FIA)
Baltimore Marriott Waterfront, Baltimore, MD
http://www.futuresindustry.org/law-compliance-conference.asp


William Haraf, Managing Director
Moderator: Regulatory Agency Panel
123rd Annual Convention and 47th Annual Bank Counsel Seminar
Ritz-Carlton Laguna Niguel, Dana Point, CA
http://www.calbankers.com/ACBC14

Linda Gallagher, Managing Director and Global Head of the Consumer Protection Practice
Speaker: Consumer Working Group, 4th Annual Consumer Program
Financial Services Roundtable
Washington, DC

Simon McDougall, Managing Director
Speaker: Data Security
Data Protection for Commercial Lawyers Conference
London


Sir Callum McCarthy, Non-Director Chairman, Promontory Financial Group (UK) Ltd.
Panel: The International Regulator’s Views
International Double Jeopardy: Issues Facing Multinational Corporations in Parallel, Cross-Border Investigations Conference
Georgetown University Law Center, Washington, DC
http://www.law.georgetown.edu/continuing-legal-education/programs/cle/multinational-corporations/Agenda/agenda.cfm

Michael Dawson, Managing Director
Panel: Anti-Money Laundering
Conflicting Regulation and Enforcement for Multinational Corporations
Georgetown University Law Center, Washington, DC

Mark Levonian, Managing Director
Panel: Beyond Compliance: Using Process and Results for Strategic Planning
Stress Testing 2014 Conference
American Banker
New York
http://www.americanbanker.com/conferences/stress-testing/

Sheryl Kennedy, CEO Promontory Financial Group Canada
Panel: Canadian Capital Markets at a Crossroads
8th Annual Northwind Capital Markets Roundtable - The Escalating Challenges of Raising Risk Capital in Canada: Finding the Right Regulatory Balance
Langdon Hall, Cambridge, Ontario


Adam Shapiro, Director
Panel: A Step-by-Step Guide to Designing an Appropriate Compliance Program in the Current Murky Regulatory Environment
Virtual & Digital Currency and Payment Systems Conference
American Conference Institute (ACI)
InterContinental Chicago Magnificent Mile, Chicago
http://contentz.mkt5225.com/lp/17468/113480/663L14_E.pdf

Sam Tymms, Managing Director
Panel: Governance and Culture
Senior and Approved Persons: Expectations and Pressures
City & Financial Conference
London

Linda Gallagher, Managing Director and Global Head of the Consumer Protection Practice
Keynote Address
35th Annual Regulatory Compliance Conference
California Bankers Association
Hyatt Regency Indian Wells, Indian Wells, CA
http://www.calbankers.com/past-event/35th-annual-regulatory-compliance-conference

P-R Stark, Senior Principal
Panel: Vendor Compliance
ARM-U, InsideARM Conference
Washington, DC

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