2/28/17 - UK Wealth Managers Confront Key New Challenges
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2/28/17 - UK Wealth Managers Confront Key New Challenges

The U.K.’s wealth-management industry faces a highly challenging environment, including uncertainty associated with the U.K.’s expected triggering of Article 50 of the Treaty on European Union. Addressing this uncertainty is even more challenging because of the evolving regulatory requirements and expectations that U.K. wealth managers are facing. The risk of regulatory failings will also become more personal for senior management, due to U.K. regulators’ focus on individual accountability under the senior-managers regime.

Please click “Read More” below to read a Sightlines InFocus by Katie Clarke and Huseyin Sahin that discusses how firms can think strategically about meeting their regulatory obligations, even as they contemplate business changes in response to Brexit.

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