10/1/18 - Promontory Currents: Securities Regulators Bring Enforcement Actions over SAR Filings
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10/1/18 - Promontory Currents: Securities Regulators Bring Enforcement Actions over SAR Filings

Promontory republished this Currents article to add commentary on the first criminal charges against a broker-dealer for failing to report suspicious transactions. Please see the updated the version here.