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3/28/19 - Former OCIE Deputy Director Jane Jarcho Discusses the Relationship Between OCIE and Enforcement

Promontory Special Adviser Jane Jarcho was interviewed by the Hedge Fund Law Report on the relationship between the SEC’s Office of Compliance Inspections and Examinations and its enforcement division and her role in developing national exam initiatives.

“Most of the initiatives grew out of the national priorities that are issued every January, although they may not be identified as initiatives,” Jarcho said. “Others come up in the middle of the year and can be based on unexpected market events.”

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