New York
Promontory Financial Group, LLC
280 Park Avenue, 11th Floor
New York, NY 10017
T +1 212 365 6565
F +1 212 365 6580
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New York

Opened in 2003, Promontory's New York office places the firm in the middle of one of the world's largest financial hubs. The office serves many of the largest global banks and investment houses, as well as the US branches of overseas firms.

Our New York-based team is well-equipped to manage the most complex financial and regulatory client work. Under the leadership of Elizabeth McCaul, former Superintendent of Banks for the State of New York, the primary banking regulator for the vast majority of foreign banking organizations operating in the US, Promontory's New York-based team has undertaken numerous high profile assignments:

  • Advising foreign banks regarding anti-money laundering and "Know Your Customer" requirements and transactions with affiliate's restrictions.
  • Advising providers of global foreign currency services regarding US licensing programs and related compliance requirements.
  • Advising corporate and investment banking units of large global financial institutions following trading losses by their proprietary trading desks, including making recommendations to strengthen and enhance risk management and related regulatory compliance functions.
  • Advising clients regarding ALLL models, credit administration and capital and liquidity planning.