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NameTitleLocationContact
Abdelrazek, RawanSenior PrincipalNew York+1 212 542 6717
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Ackerly II, Dana T. (Tod)Managing DirectorWashington, DC+1 202 384 1171
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Ahmad, KenesaAssociateSan Francisco+1 415 971 0506
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Akukwe, ChiomaAnalystLondon+44 207 997 3426
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Alameddine, WalidCEO Middle East OperationsDubai+971 4 445 1555
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Alt, KonradManaging DirectorSan Francisco+1 415 986 4160
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Anderson, JohnAnalystWashington, DC+1 202 370 0373
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Armour, KristynAnalystDenver+1 720 612 5143
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Arthur, TrentonAnalystSan Francisco+1 720 974 3317
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Aslam, IrumAnalystLondon+44 207 997 3422
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Aurusell, AlexandraAssociateLondon+44 207 997 3474
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Backovic, BrankoAnalystNew York+1 212 365 6992
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Balakumar, EesanAnalystNew York+1 212 542 6720
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Bass, PeterManaging DirectorWashington, DC+1 202 384 1050
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Battaglia, FabioSenior PrincipalMilan+39 02 7262 2115
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Belgrave, NicAnalystNew York+1 212 542 6764
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Bell, SueDirectorNew York+1 212 542 6715
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Berger, NeilPrincipalNew York+1 212 542 6756
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Bernstein, Benedict S.AnalystWashington, DC+1 202 370 0386
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Bhattacharya, DhritimanAssociateWashington, DC+1 202 384 1158
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Bjorklund, GlenDirector of Human ResourcesWashington, DC+1 202 384 1129
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Blades, CarlyAnalystDenver+1 720 612 5075
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Blinder, Alan S.Promontory Advisory Board MemberNone
Bocking, GrahamAssociateWashington, DC+1 202 384 1057
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Bonassi, ValentinaAnalystWashington, DC+1 202 384 0374
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Bovenzi, EricaChief Administrative OfficerWashington, DC+1 202 384 1023
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Braamhaar, Anne-KarienAssociateToronto+1 416 863 8562
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Brown, JeffreyManaging DirectorWashington, DC+1 202 384 1040
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Buettner, MarkAnalystWashington, DC+1 202 578 5486
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Bufithis-Hurie, DanielAssociateSan Francisco+1 415 291 2668
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Bulaevsky, DanielAssociateSan Francisco+1 415 291 2662
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Carlisle, PaulAssociateWashington, DC+1 202 384 1083
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Carmichael, AlexanderChief Operating Officer, Promontory Financial Group Australasia, LLPSingapore+65 6410 0900
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Carmichael, JeffreyChief Executive Officer, Promontory Financial Group Australasia, LLPSingapore+65 6410 0900
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Carter, ChristopherPrincipalDenver+1 720 612 5114
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Catalano, JeanineSpecial AdviserSan Francisco+1 415 321 6408
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Chandoo, AmmarAnalystWashington, DC+1 202 384 1137
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Chandra, VictorPrincipalSydney+61 2 9275 8833
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Cho, AliceManaging DirectorSan Francisco+1 415 986 4660
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Clark, BrittanyAssociateWashington, DCbclark@promontory.com
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Clay, MarimarleneSenior PrincipalWashington, DC+1 662 312 7227
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Coleman, StacyDirectorWashington, DC+1 202 384 1196
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Comporti, CarloDirectorParis+33 1 44 79 17 25
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Cook, DavidSenior PrincipalWashington, DC+1 202 384 1054
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Cope, DebraDirector of External CommunicationsWashington, DC+1 202 384 1011
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Cosimo, RaffaeleManaging DirectorMilan+39 02 7262 2111
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Countryman, David Chief Information OfficerWashington, DC+1 202 384 1070
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Cunningham, SaraAssociateNew York+1 212 542 6749
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Curran, ThomasSenior PrincipalSan Francisco+1 415 949 6407
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Davenport, ToddEditorial DirectorWashington, DC+ 1 202 384 1089
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Davies, Sir HowardPromontory Advisory Board MemberNone
Dawson, MichaelManaging DirectorWashington, DC+1 202 384 1080
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de Saint Phalle, AnneAnalystWashington, DC+1 202 384 1043
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de Saint Phalle, PierreManaging DirectorNew York+1 212 365 6974
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Dengel, ElizabethAnalystWashington, DC+1 202 384 1200
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Deokar, Akash AnalystSydney+61 2 9275 8833
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Dick, KathrynManaging DirectorWashington, DC+1 202 384 1092
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Dimanlig, AdrianPrincipalNew York+1 212 542 6760
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Duberstein, Kenneth M.Promontory Advisory Board memberWashington, DC
Eckert, SusanDirectorWashington, DC+1 202 384 1125
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Edelman, DougAnalystNew York+1 212 365 6722
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Efstathakis, GeorgePrincipalSydney+61 2 9275 8836
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El Daher, HenriAnalystWashington, DC+1 202 578 5207
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Elliott, SarahPrincipalWashington, DC+1 202 384 1146
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Emi, AkihiroManaging DirectorTokyo+81 3 3519 1414
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Empson, SamAssociateNew York+1 212 365 6565
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Eng, ChristopherAnalystWashington, DC+1 202 384 0376
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Everett, RobDirectorLondon+44 207 997 3442
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Falvey, LindyAnalystDenver+1 720 612 5166
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Farooqi, AdanAnalystLondon+44 207 997 3429
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Faulkner, JenniferDirectorWashington, DC+1 202 384 1126
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Foot, MichaelGlobal Vice Chairman, Promontory Financial Group (UK) LtdLondon+44 207 997 3401
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Forehand, WalkerSenior PrincipalWashington, DC+1 202 384 1058
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Francis, NicholasAnalystWashington, DC+1 202 384 1188
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Fu, JulianAnalystWashington, DC+1 202 384 1200
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Fuhrer, EvelynManaging DirectorNew York+1 212 365 6565
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Fujii, TakuyaPresident and CEO, Promontory Financial Group Global Services Japan, LLCTokyo+81 3 3519 1407
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Fukudome, HidekiDirectorTokyo+81 3 3519 1402
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Gage, PatSenior Principal and Deputy General CounselWashington, DC+1 202 384 1123
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Gallagher, LindaManaging Director and Global Head of the Consumer Protection PracticeWashington, DC+1 202 370 0411
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Ganoung, JaneAnalystDenver+1 720 612 5071
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Gaujean, Martine-PascaleAssociate and Deputy General CounselWashington, DC+1 202 384 1046
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Gevers, RuthDirectorLondon+44 207 997 3406
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Gibbons, DavidManaging DirectorWashington, DC+1 847 707 4279
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Gibson, ColinAnalystWashington, DC+1 212 542 6811
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Glibert, JeffreyManaging DirectorNew York+1 212 365 6990
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Gordon, DavidChief Technology OfficerWashington, DC+1 202 384 1078
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Gould, JonathanDirector Washington, DC+1 202 384 1018
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Gould, RonaldManaging DirectorHong Kong+852 3975 2901
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Gregoire, JamesPrincipalSan Francisco+1 424 225 1015
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Grosvenor, RobertDirectorLondon+44 207 997 3407
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Gruenberg, JustinAssociateWashington, DC+1 720 612 5200
Guo, JustinAnalystWashington, DC+1 202 578 3876
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Hamm, Kathleen M.Managing DirectorWashington, DC+1 202 384 1022
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Haraf, William S.Managing DirectorSan Francisco+1 415 986 4660
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Haraguchi, MireiAssociateNew York+1 212 365 6976
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Harrington, AnnaManaging DirectorNew York+1 212 542 6725
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Harris, DouglasManaging DirectorNew York+1 212 365 6568
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Hecht, BenjaminAnalystWashington, DC+1 202 370 0413
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Hennes, Jr., Duncan (DJ)AssociateNew York+1 212 365 6989
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Hennes, Duncan P.Promontory Advisory Board MemberWashington, DC
Hilton, JamesManaging DirectorNew York+1 212 365 6564
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Hoffman, Stephen M.Managing DirectorWashington, DC+1 202 384 1127
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Holmes, Peter Senior PrincipalNew York+1 212 365 6572
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Hong, AustinDirectorWashington, DC+1 202 384 1030
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Horii, Akinari Special AdviserTokyo+81 33 519 1413
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Horimoto, YoshioManaging DirectorTokyo+81 3 3519 1403
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Hove Jr., Andrew C. "Skip"Promontory Advisory Board MemberNone
Jacobsen, Mark P.Promontory Advisory Board MemberNone
Jaconi, KristenDirectorSan Francisco+1 415 291 2677
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Jaffer, Azaan PrincipalToronto+1 416 863 8559
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Johal, JasAnalystLondon+44 207 997 3425
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Johnson, AaronPrincipalWashington, DC+1 202 384 1061
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Joseph, MichaelManaging DirectorWashington, DC+1 202 384 1013
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Kaneko, YokoPrincipalTokyo+81 3 3519 1405
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Kennedy, SherylChief Executive Officer, Promontory Financial Group Canada ULCToronto+1 416 863 8555
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Ketcham, MikeChief Financial OfficerWashington, DC+1 202 384 1115
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Khan, FaisalAnalystWashington, DC+1 202 603 3918
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Khan, HassaanAssociateNew York+1 212 365 6574
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King, StuartManaging DirectorLondon+44 207 997 3402
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Knoblauch, JamesDirectorNew York+1 212 542 6565
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Kouda, YukiPrincipalTokyo+81 33 519 1411
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Krause Bell, SusanManaging DirectorWashington, DC+1 202 384 1151
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Kuerbitz, AdamAnalystNew York+1 212 542 6752
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Kunitomi, PhoebeAnalystNew York+1 212 542 6716
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Kuo, MandyAssociateToronto+1 416 863 8558
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Kurihara, ToshinoriManaging DirectorTokyo+81 3 3519 1410
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Lacroix, Marc-AntoineSenior PrincipalParis+33 1 44 79 17 23
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Lane, JohnSpecial AdviserWashington, DC+1 202 695 0388
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Larkins, JamesPrincipalWashington, DC+1 202 370 0616
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Larson, ErikSenior DirectorWashington, DC+1 202 384 1200
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Lau, FredericManaging DirectorHong Kong+852 3975 2901
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Lee, AndrewAnalystSingapore+65 6410 0917
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Leer, JohnAssociateWashington, DC+1 202 384 1024
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Levi, YoelAssociateWashington, DC+1 202 370 0383
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Levitt, ArthurPromontory Advisory Board MemberNone
Lewis, ChrisDirectorSan Francisco+1 415 626 4929
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Li, LiangAssociateWashington, DC+1 202 578 3746
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Liang, JustinAssociateWashington, DC+1 202 783 2924
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Lim, Ho BengSenior AssociateSingapore+65 6410 0914
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Liu, CalvinAnalystSan Francisco+1 415 291 2663
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Liu, JennineAnalystSingapore+65 6410 0916
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Liu, RobertAssociateWashington, DC+1 202 384 1049
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Livingston, ChristineAssociateWashington, DC+1 202 384 1053
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Loewenthal, MarcDirectorSan Francisco+1 415 291 2679
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Loughlin, ThomasManaging DirectorWashington, DC+1 202 384 1044
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Lovatt, AshleyAssociateNew York+1 212 365 6979
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Lubatkin, JustinPrincipalNew York+1 212 542 6712
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Ludwig, EugeneFounder and Chief Executive OfficerWashington, DC+1 202 384 1200
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MacLeod, CaitlinPrincipalSydney+61 2 9275 8833
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Maher, RebeccaAssociateSydney+61 2 9275 8833
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Mahfouz, RaghidAnalystDubai+971 4 445 1555
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Martins, TimothyPrincipalWashington, DC+1 202 384 1055
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Matsis, StephanosAnalystDubai+971 4 445 15 55
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McCarthy, KeenanAnalystNew York+1 646 771 0895
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McCarthy, Sir CallumNon-Director ChairmanLondon+44 207 997 3403
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McCaul, ElizabethPartner-in-Charge, New York OfficeNew York+1 212 365 6581
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McDougall, SimonManaging DirectorLondon+44 207 997 3456
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Mebrahtu, AsmaraAssociateWashington, DC+1 202 384 1200
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Medioli, JosephAssociateNew York+1 212 542 6746
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Megeaski, LisaDirectorNew York+1 212 542 6739
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Miao, AndrewAnalystNew York+1 212 542 6761
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Middleton, HuestonSenior PrincipalWashington, DC+ 202-384 1176
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Mills, StephenSenior DirectorNew York+1 212 542 6743
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Min Woo Jung, KevinPrincipalSingapore+65 6410 0915
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Mitchell, JonathanSenior PrincipalWashington, DC1 202 384 1031
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Mittl, RalphDirectorWashington, DC+1 202 384 1139
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Mizutani, MitsuguDirectorTokyo+81 3 3519 1417
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Montague, Clint AssociateDenver+1 720 612 5135
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Montaresi, AntonioSenior PrincipalNew York+1 212 366 6706
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Moore, MollyPrincipalNew York+1 212 365 6987
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Moore, TysonPrincipalWashington, DC+ 1 202 384 1143
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Moses, AlfredCo-Founder, Senior Partner, and Chief Strategy OfficerWashington, DC+1 202 384 1133
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Moskow, Michael H.Promontory Advisory Board MemberNone
Mothershead, IvanAssociateWashington, DC+1 202 384 1148
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Mudge, Daniel T.Special AdviserNew York+1 212 542 6733
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Murphy, AnthonyManaging DirectorNew York+1 212 542 6713
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Murphy, JackChief Executive Officer, Promontory Regulatory Analytics, LLC and Managing Director, Promontory Financial Group, LLCWashington, DC+1 202 384 1010
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Nadel, SamuelAssociateNew York+1 212 365 6986
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Nakvi, FaraazSenior PrincipalLondon+1 44 207 997 3433
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Narbonne, DanielAssociateWashington, DC+1 202 384 1200
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Newman, FrankNon-Executive Chairman, Promontory Financial Group China Ltd.Hong Kong+852 3975 2901
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Nisanci, DidemManaging DirectorWashington, DC+1 202 370 0391
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Nobumori, TakehiroDirectorTokyo+81 3 3519 1427
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Norcup, AmyAssociateLondon+44 207 997 3418
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O'Kane, DonnaSenior PrincipalSan Francisco+1 415 291 2678
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O'Kane, MichaelDirectorSan Francisco+1 415 986 6409
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O'Keeffe, MuireannAnalystLondon+44 78 6412 1845
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O'Shea, TimothyAssociateWashington, DC+1 202 384 1095
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Offit, Morris W.Promontory Advisory Board MemberNone
Okada, HitomiAssociateTokyo+81 33 519 1412
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Ondus, MatthewDirectorWashington, DC+1 202 370 0395
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Otani, YokoManaging DirectorNew York+1 212 542 6744
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Palmer, DamonPrincipalNew York+1 212 542 6724
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Palmer, DustinSenior PrincipalWashington, DC+1 202 384 1141
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Park, PhilipAssociateWashington, DC+1 202 384 1144
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Parkinson, Patrick M.Managing DirectorWashington, DC+1 202 384 1052
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Patel, SamitaAnalystLondon+44 207 997 3424
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Patriarca, MichaelManaging DirectorSan Francisco+1 415 986 4642
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Pepin, ErinAnalystWashington, DC+1 202 384 1173
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Petasis, ArionDirectorDubai+971 4 445 1501
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Peters, DavidSenior PrincipalSingapore+65 6410 0911
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Petro, JoeManaging DirectorNew York+1 212 542 6788
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Petruska, CaitlinAnalystSan Francisco+1 720 974 3323
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Phleger, MichaelDirectorSan Francisco+1 415 291 2673
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Potter, BethPrincipalNew York+1 212 365 6573
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Price, NicaAnalystNew York+1 212 542 6726
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Qian, BoPrincipalNew York+1 212 365 6563
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Rabner, RichardSenior AnalystDenver+1 720 612 5128
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Raby, ThomasDirectorWashington, DC+1 202 370 0397
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Ramsey, EllenAnalystNew York+1 212 365 6981
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Riti, ChristopherVice President, Business DevelopmentDenver+1 720 612 5380
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Rivera, IreneAnalystNew York+1 212 542 6751
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Roberts, TimCEO, Promontory Financial Group (UK) LtdLondon+44 207 997 3460
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Robertson, AndrewAssociateLondon+44 207 997 3439
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Robinson, ReggyDirectorWashington, DC+1 202 384 1168
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Rudyj, ChristinaAnalystWashington, DC+1 202 370 0385
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Rushton, WayneManaging DirectorWashington, DC+1 202 384 1015
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Russo, LivioPrincipalMilan+39 02 7262 2133
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Rutkowska-Gomoradzka, JustynaAssociateLondon+44 207 997 3419
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Rutledge, WilliamManaging DirectorNew York+1 212 365 6984
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Sagar, GuyDirectorLondon+44 207 997 3409
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Saillard, RichardSenior PrincipalWashington, DC+1 202 370 0400
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Samuels, DavidManaging DirectorNew York+1 212 542 6776
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Sanford, Barak J. Managing DirectorWashington, DC+1 202 384 1200
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Sarfati, PhilippeManaging DirectorToronto+1 416 863 8564
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Schapiro, MaryManaging Director and Chairman of the Governance and Markets PracticeWashington, DC+1 202 384-1195
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Schleck, MaraAnalystWashington, DC+1 202 870 1977
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Schmidt, MarkManaging DirectorAtlanta+1 404 885 5741
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Schwartz, EricDirectorWashington, DC+1 202 384 1090
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Selody, JackDirectorToronto+1 416 863 8500
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Sephton, PhilipPrincipalLondon+44 207 997 3499
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Sergienko, JosephPrincipalWashington, DC+1 202 370 0408
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Shah, MilanAssociateNew York+1 212 365 6977
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Shapiro, AdamDirectorSan Francisco+1 415 321 6404
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Sharma, DevenSenior AdviserNew York+1 212 365 6576
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Sharma, ManishaPrincipalWashington, DC+1 202 309 1767
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Shea, CynthiaDirectorWashington, DC+1 512 293 1114
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Shields, AmandaDirectorLondon+44 207 997 3410
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Shillito, MelanieDirectorLondon+44 207 997 3411
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Short, JamesPrincipalNew York+1 646 574 9483
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Sidler, ChristopherDirectorWashington, DC+1 714 415 4523
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Simons-Poole, GaleDirectorAtlanta+1 404 520 7160
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Skelton, JenniferAssociateLondon+44 207 997 3427
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Slaney, Matt AnalystDenver+1 720 612 5155
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Slemmer, MargaretPrincipalSan Francisco+1 415 291 2669
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Sloan, JameSenior PrincipalWashington, DC+1 202 370 0384
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Sneff Nanni, JasperAnalystWashington, DC+1 720 612 5132
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Spadea, MichaelDirectorSan Francisco+1 415 291 2671
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Spink, MandyManaging DirectorLondon+44 207 997 3404
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Spross, PatriciaSenior PrincipalNew York+1 212 365 6565
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Stark, Paula-RoseSenior PrincipalWashington, DC+1 202 370 0392
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Stein, DavidDirectorWashington, DC+1 202 384 1183
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Strecker, RaymondSpecial AdviserNew York+1 212 365 6980
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Tabor, NicholasAssociateWashington, DC+1 202 384 1164
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Tagliabue, PaulPromontory Advisory Board MemberNone
Ten Cate, SamAnalystNew York+1 347 931 5633
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Thelander, DavidManaging DirectorSan Francisco+1 415 291 2675
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Thieke, Stephen G.Promontory Advisory Board MemberNone
Thoraval, Pierre-YvesManaging Director; Directeur GénéralParis+33 6 89 47 06 05
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Ting, AndrewSenior Principal and Deputy General CounselWashington, DC+1 202 384 1156
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Todd, MikePrincipalAtlanta+1 404 885 5756
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Tomkins, ShaunaSenior PrincipalSingapore+65 6410 0908
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Tomlinson, JoanAssociateWashington, DC+1 202 384 1059
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Toppeta, William Senior AdviserNew York+1 212 542 6719
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Turker, CemileAnalystLondon+44 207 997 3428
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Tymms, SamManaging DirectorLondon+44 207 997 3405
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Unger, LauraSpecial AdviserWashington, DC+1 202 384 1160
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Vale, ElizabethSenior AdviserWashington, DC+1 202 370 0409
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van Berg, JoanPrincipalWashington, DC+1 202 384 1120
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Veret, CatherineManaging DirectorParis+33 1 44 79 17 22
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Vorhis, MichaelAssociateWashington, DC+1 202 384 1182
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Wade, AngelaAnalystWashington, DC+1 202 603 3912
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Wake, YasuhikoSenior PrincipalTokyo+81 3 3519 1430
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Waquet, BathildeAnalystLondon+44 207 997 3421
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Weimer, MarilynDirectorWashington, DC+1 202 384 1200
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West, CatherineSpecial AdviserWashington, DC+1 202 384 1169
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Williams, Julie L.Managing Director and Director of Domestic Advisory PracticeWashington, DC+1 202 384 1087
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Williams, MarcusAssociateWashington, DC+1 202 374 1036
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Wilson, CollinAnalystAtlanta+1 202 253 4472
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Wilson, KarenSenior PrincipalNew York+1 212 365 6983
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Winans, ChristopherChief of Communications and MarketingWashington, DC+1 202 384 1107
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Winstead, BobbySenior PrincipalNew York+1 214 384 2503
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Wisehart, ThomasSenior AnalystDenver+1 702 612 5152
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Womble, AndreaAssociateNew York+1 212 365 6985
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Yamashita, MasaruDirectorTokyo+81 3 3519 1406
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Yette, Joyce PayneManaging Director and General CounselWashington, DC+1 202 384 1017
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Zarb, Frank G.Nonexecutive Chairman and Promontory Advisory Board MemberNone
Zhang, YueAnalystWashington, DC+1 202 384 1175
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Zhao, JeffAnalystNew York+1 212 578 9661
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Zigrossi, RosemaryDirectorToronto+1 416 863 8560
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Rawan Abdelrazek
Rawan assists clients on a wide range of issues, including strategic matters, and provides regulatory and policy advice. She has extensive internatio...
Dana T. (Tod) Ackerly II
Tod advises clients on a range of banking and securities matters, drawing on a distinguished legal career spanning more than 30 years. He is a seaso...
Kenesa Ahmad
Kenesa helps provide privacy, information governance and cyber security advice to clients.
Chioma Akukwe
Chioma advises clients on regulatory and compliance matters across a range of financial services, including banking and insurance.
Walid Alameddine
A veteran international banker and bank regulator, Walid oversees Promontory Financial Group’s activities throughout the Middle East and Turkey. He a...
Konrad Alt
Konrad is the leader of our San Francisco office and advises clients on compliance, enterprise risk management, governance, and regulatory communicat...
John Anderson
John works with Promontory’s consumer compliance team and assists clients comply with consumer protection laws.
Kristyn Armour
Kristyn assists in crafting and executing business-development and marketing strategies for Promontory’s global compliance practice, including anti-m...
Trenton assists clients on compliance and regulatory matters with particular focus on project management and large scale implementations. He has expe...
Irum Aslam
Irum assists clients with regulatory compliance across a range of financial services, including banking, insurance, and investments.
Alexandra advises clients on a broad range of compliance and financial-crime matters, including training, controls, risk management, and process enha...
Branko Backovic
Branko assists clients on regulatory, compliance and general risk management matters.
Eesan Balakumar
Eesan assists clients with a range of compliance, regulatory, and general risk management issues, with a focus on anti-money laundering and the Bank ...
Peter Bass
Peter assists clients in addressing challenging regulatory enforcement and public policy issues. Much of Peter’s practice draws on his extensive inte...
Fabio Battaglia
Fabio advises financial institutions on a wide variety of issues related to asset-liability management, anti-money laundering and liquidity-risk mana...
Nic Belgrave
Nic assists clients on security risk, enterprise risk, and fraud. He also has experience with regulatory and sanctions compliance, including operatio...
Sue Bell
Sue assists clients in implementing process and technology changes to meet compliance and regulatory requirements, support new product offerings, and...
Neil is responsible for Planning & Analysis and Performance Management in support of the firm's large-scale client engagements. He has deep experienc...
Benedict S. Bernstein
Benedict assists clients with global regulatory and sanctions compliance and with risk management. He has special expertise in the broader Middle Eas...
Dhritiman Bhattacharya
Dhritiman is a quantitative economist who assists clients in developing econometric and numerical-optimization models in areas of risk management and...
Glen Bjorklund
Glen has almost four decades of experience as a human resources and corporate services professional. In addition to expertise in recruiting, performa...
Carly Blades
Carly assists clients with regulatory and compliance matters, primarily focusing on anti-money-laundering and mortgage compliance.
Alan is a Princeton University economics professor and a former vice chairman of the Board of Governors of the Federal Reserve System. He is also vic...
Graham Bocking
Graham assists banks and financing companies with risk management, compliance, and business operations. In addition, he works with financial institut...
Valentina Bonassi
Valentina works in the consumer compliance group at Promontory.
Erica Bovenzi
Erica plays a central role in the management of the daily operations of Promontory Financial Group, and directly oversees the firm’s infrastructure t...
Anne-Karien Braamhaar
Anne-Karien focuses on advice to clients on financial regulation with a specific focus on the implementation of Basel III, recovery and resolution, F...
Jeffrey Brown
Jeff helps clients meet regulatory expectations for capital planning. Having served as senior-most economist at the Office of the Comptroller of the ...
Mark Buettner
Mark advises clients on regulatory and compliance matters. He works closely with financial institutions and regulatory bodies to create and implement...
Daniel Bufithis-Hurie
Daniel specializes in providing analysis and advice to clients on compliance, risk management, business strategy, and operations. He works closely wi...
Daniel advises financial institutions on matters related to operations, risk management, and regulatory compliance. He focuses primarily on corporate...
Paul assists clients of all sizes to navigate challenging regulatory expectations related to the financial services industry, with a particular empha...
Alexander Carmichael
Alex works with clients to strengthen their risk management and compliance processes. With a background in quantitative risk measurement and informat...
Jeffrey Carmichael
Jeff is the head of Promontory Australasia and was the inaugural Chairman of the Australian Prudential Regulation Authority. He advises clients on r...
Christopher Carter
Christopher assists clients with a variety of regulatory, compliance, and risk management issues, focused mainly in the mortgage and default servicin...
Jeanine Catalano
Jeanine has over three decades of financial regulatory risk management experience. Her areas of expertise include corporate governance, consumer comp...
Ammar Chandoo
Ammar advises financial institutions on matters related to corporate governance, regulatory compliance, and risk management. He works closely with co...
Victor Chandra
Victor specializes in providing in-depth analysis and advice to clients on capital, liquidity, and risk management matters. Victor joined Promontory ...
Alice Cho
Alice assists clients with their efforts to improve corporate governance and risk management practices. She also has extensive experience in designin...
Brittany Clark
Brittany assists clients with research, compliance, and risk management analysis.
Marimarlene Clay
Marimarlene specializes in assisting clients as they are addressing regulatory concerns in consumer compliance, anti-money laundering and the Bank Se...
Stacy Coleman
Stacy assists clients on a variety of regulatory and supervisory issues, drawing on her expertise in policy analysis and development. Before joining ...
Carlo Comporti
Carlo advises countries, institutions and clients on securities and financial markets, with a particular focus on the regulatory environment in the E...
David Cook
David assists clients with strategic planning and regulatory compliance, particularly in matters requiring regulatory approvals.
Debra Cope
Debra brings more than 25 years of experience in financial communications to her role overseeing Promontory’s global media, publishing, and communica...
Raffaele Cosimo
Raffaele advises clients on a wide range of regulatory issues, including internal controls, middle- and back-office operations, accounting standards,...
David  Countryman
David provides leadership on all aspects of information technology at Promontory, including network infrastructure, security, server management, and ...
Sara Cunningham
Sara advises clients on regulatory and compliance matters, with a particular focus on asset management, including financial markets, financial produc...
Thomas Curran
Tom provides guidance to clients on credit, compliance, and market-risk issues. He has significant experience identifying weaknesses in large banking...
Todd Davenport
Todd directs Promontory’s publication efforts and shapes its thought-leadership initiatives through writing and editing articles, speeches, and prese...
Sir Howard was the founding Chairman of the U.K. Financial Services Authority, serving from 1997 to 2003. He has held a variety of government offices...
Michael Dawson
Michael coordinates Promontory's global compliance practice, an area that includes anti-money-laundering, sanctions, payments, vendor oversight, and ...
Anne de Saint Phalle
Anne advises financial institutions on matters related to corporate governance, regulatory, and risk management.
Pierre de Saint Phalle
Pierre advises banks, insurance companies, and asset management groups on various issues concerning governance, compliance risk management, and gover...
Elizabeth Dengel
Liz advises clients on compliance and regulatory matters.
Akash assists clients in managing compliance and credit risk. He also provides support on various projects involving strategy and financial analysis.
Kathryn Dick
Kathy advises Promontory clients on a wide range of regulatory and supervisory issues, governance and risk management challenges, systemic risk issue...
Adrian Dimanlig
Adrian assists clients with strategic advisory and risk management matters through business plan development, business transformation exploration, an...
Ken is chairman and CEO of The Duberstein Group, an independent strategic planning and consulting company.
Susan Eckert
Susan assists clients with a variety of regulatory challenges they face, including meeting requirements and strengthening credit and other risk contr...
Doug Edelman
Doug works closely with clients on all aspects of anti-money laundering, including the Bank Secrecy Act, USA Patriot Act, and the Office of Foreign A...
George Efstathakis
George assists clients in understanding and interpreting regulatory capital requirements and expectations of the Australian Prudential Regulation Aut...
Henri El Daher
Henri works with clients on a range of compliance matters including developing statistical models regarding foreclosure reviews and stress tests.
Sarah Elliott
Sarah assists clients with a wide range of regulatory and strategic matters and provides advice relating to examinations and compliance.
Akihiro Emi
Akihiro assists clients in navigating various difficult issues regarding information-technology risk and business continuity management. Having worke...
Sam Empson
Sam advises international financial institutions on strategy, operations, risk management, and regulatory compliance matters. He focuses primarily on...
Christopher Eng
Christopher assists international financial institutions on issues regarding credit risk management, compliance, corporate governance,and capital mar...
Rob Everett
Rob advises client across a broad spectrum of regulatory matters with a strong background in corporate governance, systems and controls and regulator...
Lindy Falvey
Lindy assists clients with regulatory and compliance matters, with a focus on anti-money-laundering and mortgage compliance.
Adan advises clients on privacy and data protection from Promontory’s London office.
Jennifer Faulkner
Jennifer assists clients with all retail credit-related issues. She has a deep knowledge of regulatory expectations with regard to credit risk manage...
Michael Foot
Michael advises clients on a wide variety of regulatory matters in the United Kingdom and beyond, having served as Managing Director of the country’s...
Walker Forehand
Walker focuses on strategy and corporate development matters for the Promontory organization. In this capacity, Walker helps source and evaluate str...
Nicholas Francis
Nicholas provides regulatory, compliance and governance advice to international financial institutions.
Julian Fu
Julian works on a range of compliance and regulatory issues, including the creation of recovery and resolution plans (RRPs) for clients.
Evelyn Fuhrer
Evelyn provides clients with technology-strategy advice, with a strong emphasis on front-office trading technologies, transaction monitoring and anti...
Takuya Fujii
Takuya oversees Promontory’s work in Japan, offering both local and global clients deep experience in regulatory and compliance matters. He had a dis...
Hideki Fukudome
Hideki advises clients on business strategy, risk management, AML, and compliance matters for Promontory Financial Group in Japan.
Pat Gage
Pat assists clients with human resources matters, including data privacy, insurance coverage, business continuity, and document retention.
Linda Gallagher
Linda is a seasoned consultant with more than 30 years of bank holding company and financial services experience, specializing in regulatory matters....
Jane assists clients with a variety of regulatory and compliance management issues in the mortgage and default servicing industry.
Martine-Pascale Gaujean
Martine is responsible for the company’s securities trading policy and insurance portfolio, and serves as Corporate Secretary. She reviews, drafts a...
Ruth Gevers
Ruth advises clients on a broad range of U.K. regulatory and compliance matters including market abuse, compliance and risk management, business mode...
David Gibbons
With 34 years of experience as both a financial services practitioner and regulator, Dave advises numerous clients on a variety of regulatory and com...
Colin Gibson
Colin advises clients on a wide range of regulatory and compliance matters.
Jeffrey Glibert
Jeff advises clients on risk management issues, with a focus on issues related to credit and counterparty risk, enterprise risk, and regulatory risk....
David Gordon
Dave Gordon provides executive leadership of Promontory’s technology infrastructure and directs the development of its proprietary software. He has s...
Jonathan Gould
Jonathan assists clients on a wide range of issues, including strategic matters, and provides regulatory and policy advice. He has specific expertise...
Ronald Gould
Ron advises clients in re-structuring and supervision. Until recently he was Chief Executive of Chi-X Asia Pacific, where he drove the creation of ne...
James Gregoire
Jim advises clients across various sectors (including retail, technology, and finance) on matters relating to risk management, compliance, and privac...
Robert Grosvenor
A senior member of Promontory’s London-based Privacy and Data Protection Practice, Robert assists clients in financial services and other industries ...
Justin Gruenberg
An attorney by training, Justin assists Promontory clients with a range of compliance and regulatory matters. He is skilled at managing large-scale p...
Justin Guo
Justin assists clients on matters related to risk management, internal controls, corporate governance, and regulatory compliance.
Kathleen M. Hamm
Kathleen heads the firm’s Securities Practice Group, where she specializes in securities, derivatives, and corporate regulatory, compliance, and enfo...
William S. Haraf
Bill brings an exceptional blend of experience and insights to his work with clients, having been a banker, California’s Commissioner of Financial In...
Mirei Haraguchi
Mirei assists in advising clients on corporate governance, compliance, internal controls and risk management matters. Working on-site with client tea...
Anna Harrington
With more than 30 years of financial services experience, Anna helps clients implement process and technology change to improve efficiency, enable gr...
Douglas Harris
Doug advises clients on regulatory matters involving risk management, compliance, investment products, derivatives, and capital markets. He also coun...
Benjamin Hecht
Ben assists clients in meeting regulatory expectations and in adapting to requirements of the Dodd-Frank Act.
Duncan (DJ) Hennes, Jr.
DJ advises clients on regulatory issues involving compliance, risk management, governance, derivatives, and capital markets.
Duncan, a Co-Founder and Partner of Promontory Financial Group, is a Partner with Atrevida Partners, an investment advisory firm specializing in alte...
James Hilton
Jim helps clients respond to regulatory mandates arising from changing regulation, examinations and enforcement actions, especially in the areas of b...
Stephen M. Hoffman
Steve assists clients in addressing challenging issues involving structure, governance, risk management and control, and compliance. His work include...
Peter  Holmes
Peter assists clients with risk control and enforcement issues. While at the Federal Reserve Bank of New York, he worked on foreign exchange, payment...
Austin Hong
Austin advises clients on compliance risk management, developing programs in areas such as anti-money laundering, sanctions, and mortgage foreclosure...
Akinari  Horii
Drawing on a career spanning three decades in central banking, Akinari advises clients of Promontory Financial Group Global Services-Japan on risk ma...
Yoshio Horimoto
Yoshio advises local and global clients on Japanese regulatory and compliance matters. He draws upon many years of high-level experience in the inspe...
Skip brings an exceptional blend of public and private sector experience to his position at Promontory. He served as Vice Chairman of the FDIC board ...
Mark is co-founder, president, and chief executive officer of Promontory Interfinancial Network and a former partner of Promontory Financial Group.
Kristen Jaconi
Kristen advises clients on corporate governance and risk management matters, strategic planning, and regulatory compliance.
Azaan  Jaffer
Azaan assists clients with strategy and compliance issues, with a focus on enterprise risk management, operational risk management and property-casua...
Jas Johal
Jas works in Promontory’s London office, specializing in data protection and privacy-related matters. She supports clients with developing and implem...
Aaron Johnson
Aaron works with banks to develop statistical models, stress tests, and capital plans that help them manage risk. He has extensive knowledge of datab...
Michael Joseph
Mike advises clients on accounting, auditing, financial reporting, and internal control systems, with a particular expertise in investigations. He al...
Yoko Kaneko
Yoko assists financial institutions with regulatory relations and compliance risk management.
Sheryl Kennedy
As CEO of Promontory Canada, Sheryl advises clients on a wide range of public policy, business strategy, finance restructuring, governance and risk m...
Mike Ketcham
Mike's financial management background includes global experience in public and private equity sponsored companies.
Faisal Khan
Faisal advises Promontory clients on matters within the global compliance practice, which includes anti-money-laundering requirements, terrorist fina...
Hassaan Khan
Hassaan advises clients on regulatory and compliance matters related to controls, corporate governance, and risk management. He helps financial insti...
Stuart King
Stuart draws upon nearly 30 years’ experience in government, financial, and supervisory roles to advise Promontory clients on adapting to a rapidly c...
James Knoblauch
James advises clients on a wide range of issues related to controls, compliance and risk management. He has special expertise in areas such as deriva...
Yuki Kouda
Yuki assists banks, security companies and other entities in risk management matters, helping them implement risk-management best practices and polic...
Susan Krause Bell
Susan advises clients on new and ongoing regulatory issues, such as the Dodd-Frank Act and Basel capital rules, and ongoing supervisory priorities, i...
Adam Kuerbitz
Adam assists with providing derivatives regulation compliance and risk management advice to international financial institutions. He works with insti...
Phoebe Kunitomi
Phoebe works with clients to address their regulatory compliance, risk management, and business strategy needs.
Mandy Kuo
Mandy assists clients with strategy, corporate governance, compliance, and risk management matters. She advises financial institutions on regulatory ...
Toshinori Kurihara
Toshinori advises clients on a wide range of issues related to firm-wide risk management, including Basel II internal models for Pillar 1 (credit ris...
Marc-Antoine Lacroix
Marc-Antoine advises financial institutions on a wide variety of issues related to credit and liquidity risk management, anti-money laundering and co...
John Lane
John provides clients with regulatory and supervisory perspective on strategy and operations. He assists clients with agency applications, regulatory...
James Larkins
James provides guidance to clients on trading regulations, compliance management, and corporate policies and procedures. He also has experience with ...
Erik Larson
Erik provides clients with solutions in areas relating to quantitative risk management. He has vast experience in developing and validating the model...
Frederic Lau
Fred is a risk management expert who brings an exceptional blend of regulatory and banking industry experience to his client-advisory role.
Andrew Lee
Andrew advises financial institutions on matters related to corporate governance, compliance with regulatory issues and risk management.
John Leer
John advises clients on matters related to credit risk management, corporate governance, and regulatory compliance. His clients range from community ...
Yoel Levi
Yoel assists banks and financing companies with risk management, compliance, and business operations and supports activities throughout the Middle Ea...
Arthur was the longest-serving chairman of the Securities and Exchange Commission (1993 to 2001) and is widely known as a champion of the individual ...
Chris Lewis
Chris assists clients in compliance and operational risk management, bank regulatory relations, consumer protection advocacy, and Community Reinvestm...
Liang Li
Liang focuses on the area of quantitative risk management, capital planning and stress tests. She helps clients understand their risks, design and ap...
Justin Liang
Justin advises banks and financial institutions on matters related to risk management, compliance, anti-money laundering, and business operations.
Ho Beng Lim
Ho Beng advises institutions on licensing, regulatory issues and reforms, and corporate governance.
Calvin Liu
Calvin provides advice to international financial institutions, with a focus on regulatory, corporate governance, credit, and risk management.
Jennine Liu
Jennine advises financial institutions on matters related to corporate governance, regulatory issues and risk management.
Robert Liu
Robert assists clients in evaluating performance improvement strategies and managing regulatory and business risks, such as corporate governance and ...
Christine Livingston
Christy assists firms navigate complex regulatory issues, including those emerging from Dodd-Frank rulemaking. Before working at Promontory, she serv...
Marc Loewenthal
Marc advises clients on a wide range of regulatory and compliance issues, including those related to information security and privacy, business conti...
Thomas Loughlin
Tom specializes in advisory services to management and Boards of Directors, independent reviews and monitoring efforts, and investigations. His prim...
Ashley Lovatt
Ashley assists international financial institutions with advice related to corporate governance, risk management, and compliance.
Justin Lubatkin
Justin provides expertise in Promontory's global compliance practice, especially with regard to anti-money laundering, the Bank Secrecy Act, sanction...
Eugene Ludwig
Gene, the Founder and Chief Executive Officer of Promontory Financial Group, is a trusted adviser to many of the world's leading financial companies....
Caitlin MacLeod
Caitlin provides analysis and advice on a range of regulatory and public policy issues, with a particular focus on risk management, and recovery and ...
Rebecca Maher
Based in Promontory’s Sydney office, Rebecca advises clients on regulatory and risk management matters, with extensive experience in the development ...
Raghid advises clients on risk management, strategic planning, and regulatory matters. He specializes mainly in retail strategy, business performance...
Timothy Martins
Tim is a member of Promontory’s Enforcement Advisory and Credit Risk Services practices, providing clients with risk diagnostic and remediation servi...
Stephanos advises international financial institutions on a wide range of strategy, operations and regulatory compliance related issues. He focuses p...
Keenan McCarthy
Keenan assists with providing regulatory, compliance, and risk management analysis and advice to international and domestic financial institutions.
Sir Callum McCarthy
Callum advises clients from our London office and has extensive knowledge of financial services regulation, with a distinguished career working with ...
Elizabeth McCaul
Elizabeth provides a broad range of financial and regulatory advisory services to clients in the United States and Europe, including assistance with ...
Simon McDougall
Simon leads Promontory’s global privacy and data protection practice, advising firms on governance, risk, and regulatory issues related to their data...
Asmara Mebrahtu
Asmara assists with the development and implementation of Promontory's policies and procedures. She also works with clients on anti-money-laundering,...
Joseph Medioli
Joe assists clients with strategic acquisitions, corporate governance, derivatives, corporate due diligence, and general regulatory compliance matter...
Lisa Megeaski
With more than 20 years’ experience in banking and insurance worldwide, Lisa advises clients on matters related to risk management, corporate governa...
Andrew Miao
Andrew advises financial institutions on matters related to operations, risk management, and regulatory compliance.
Hueston Middleton
Hueston assists clients on a variety of issues related to bank examinations, with a particular focus on derivatives trading activities. He also has d...
Stephen Mills
Stephen advises clients in the areas of internal audit, corporate governance, audit committee best practices, regulatory compliance and relationships...
Kevin Min Woo Jung
Kevin assists international financial institutions in matters related to risk management, corporate governance, and asset-liability management. His w...
Jonathan Mitchell
Jon assists clients with risk management and strategic advisory matters, particularly those requiring regulatory approvals, as well as regulatory iss...
Ralph Mittl
Ralph works with an array of financial services and investment firms to build strong, effective compliance policies and procedures and respond to hig...
Mitsugu Mizutani
Mitsugu advises clients on compliance and regulatory matters at Promontory Financial Group in Japan, including reviews and bank supervision.
Clint  Montague
Clint helps clients address AML, sanctions, mortgage, and general compliance risk issues through innovative review processes and systems, complex dat...
Antonio Montaresi
Antonio assists Promontory clients with a wide range of regulatory and compliance issues, with a particular focus on anti-money laundering, sanctions...
Molly Moore
Molly assists clients in matters and sanctions compliance related to anti-money laundering and the Bank Secrecy Act. She also has deep knowledge of c...
Tyson Moore
Tyson specializes in providing insight and assistance on regulatory and compliance matters for banks, including areas such as market risk and asset-l...
Alfred Moses
For more than 40 years, Mr. Moses was a partner in the Washington, D.C., law firm of Covington & Burling. His public service has included terms as Sp...
Michael H. Moskow is the vice chairman and senior fellow on the global economy at the Chicago Council on Global Affairs. From 1994 to 2007, he served...
Ivan Mothershead
Ivan advises clients on compliance and regulatory matters.
Daniel T. Mudge
Dan advises major financial institutions on enterprise, market, credit, operational, and liquidity risk issues. He had a distinguished career at Ban...
Anthony Murphy
Tony advises clients on corporate strategy, risk and asset-liability management, governance and complex transactions. He assists clients to build the...
Jack Murphy
Jack advises clients on a wide range of regulatory, supervisory, and strategic issues, including corporate governance, emerging regulatory and superv...
Samuel Nadel
Samuel assists international banking institutions with compliance issues regarding anti-money laundering, counter-terrorism financing, Office of Fore...
Faraaz Nakvi
Faraaz advises clients on a broad range of compliance and financial-crime matters, including training, controls, risk management, and process enhance...
Daniel Narbonne
Dan advises clients on regulatory issues involving compliance, risk management and governance. Additionally, Dan has worked closely with Promontory’s...
Frank Newman
Frank, a distinguished international banker, former Chairman and CEO of Shenzhen Development Bank, and former Deputy U.S. Treasury Secretary, heads P...
Didem Nisanci
Didem provides a wide range of financial and regulatory advisory services to Promontory clients and has significant experience overseeing broad initi...
Takehiro Nobumori
Takehiro helps clients diagnose and solve complicated cross-border legal and operational issues. He draws on more than 20 years with the Bank of Jap...
Amy Norcup
Amy advises clients on data protection and privacy related matters, and provides regulatory analysis to assist financial institutions understand the ...
Donna O
Donna assists clients with risk-management issues involving credit, operational risk and regulatory compliance. She has over 25 years experience in b...
Michael O
Michael assists clients of all sizes in addressing regulatory issues involving governance, risk management, compliance, and enterprise-wide programs....
Muireann O
Muireann assists with regulatory compliance across a range of financial services, including banking, insurance, and investments.
Timothy O
With a strong background in law and public policy, Tim assists clients with matters related to securities, compliance, regulations and risk managemen...
Morris brings exceptional Wall Street finance expertise to Promontory Financial Group. He is chairman of Offit Capital and is also the founder and fo...
Hitomi Okada
Hitomi advises financial institutions in Japan on regulatory and compliance matters related to anti-money laundering and corporate governance.
Matthew Ondus
Matthew assists clients with meeting the regulatory expectations of the Consumer Financial Protection Bureau, including managing unfair, deceptive an...
Yoko Otani
Yoko advises clients on a range of risk management issues, including those related to liquidity, capital markets, and balance sheet management. With ...
Damon Palmer
Damon assists clients with a wide range of matters, including risk management and regulatory-compliance.
Dustin Palmer
Dustin advises Promontory clients on a host of compliance and enforcement matters, with particular emphasis on anti-money laundering, counter financi...
Philip Park
Philip assists with business development and corporate strategy for the Promontory organization. To this end, Philip evaluates potential acquisitions...
Patrick M. Parkinson
Pat advises Promontory clients on regulatory and risk management issues. He joined the firm following a distinguished 31-year career with the Federal...
Samita Patel
Samita specializes in advising clients on data protection and privacy-related matters. She supports clients in building data mapping frameworks and i...
Michael Patriarca
With deep experience in both the private and public sectors in banking, Mike advises clients on a wide range of matters related to audit, risk manage...
Erin Pepin
Erin assists clients in regulatory and compliance matters, with a focus on asset management.
Arion Petasis
Arion works in Promontory’s Dubai office, where he advises clients in the fields of risk management and organization, helping international banks imp...
David Peters
David provides expertise in risk management, strategic planning, regulatory relations, and compliance oversight. He helps clients respond to emerging...
Joe Petro
Joe is a recognized expert on physical security and financial fraud detection, prevention, and investigations, including cybercrime and financial ter...
Caitlin assists clients through research and analysis of compliance and risk management matters.
Michael Phleger
Mike advises clients on enterprise risk management, compliance, governance, and corporate strategy. As former Senior Corporate Strategy and Risk Offi...
Beth Potter
Beth assists clients on corporate governance and anti-money laundering, compliance, and enterprise-wide risk management programs. Beth draws on decad...
Nica Price
Nica supports client engagements by reviewing materials, tracking progression of tasks, conducting analyses, and assisting with the development, deli...
Bo Qian
Bo assists clients in matters related to credit risk, economic capital, market risk, and operational risk. With his statistical and mathematical expe...
Richard Rabner
Richard advises clients on regulatory and compliance matters. His primary focus is on the mortgage and default servicing industry.
Thomas Raby
Tom assists clients with a variety operational and regulatory risk challenges. His primary areas of focus include risk management, audit, and control...
Ellen Ramsey
Ellen assists clients with regulatory and compliance matters, with a focus on anti-money laundering and the Bank Secrecy Act.
Christopher Riti
Christopher assists with all aspects of Promontory’s global compliance business development, helping to coordinate both internal product development ...
Irene Rivera
Irene assists international banking institutions in compliance matters related to anti-money laundering, counter-terrorism financing, sanctions, and ...
Tim Roberts
Tim leads Promontory’s activities in the UK and advises clients on international and domestic regulatory, compliance and risk management issues from ...
Andrew Robertson
Andrew assists clients with regulatory and risk-management matters, with a particular focus on prudential regulatory issues in the United Kingdom.
Reggy Robinson
Reggy assists financial institutions with examinations and supervision, especially for complex banks with large loan portfolios. He also has deep exp...
Christina Rudyj
Christina assists in developing and executing business development and marketing strategies for the global compliance practice.
Wayne Rushton
Wayne assists clients in navigating difficult regulatory examination and enforcement issues. As the former senior-most bank supervision policy offici...
Livio Russo
Livio advises clients on business and strategic transactions, corporate governance, and regulatory enforcement actions. Working at Promontory Financi...
Justyna Rutkowska-Gomoradzka
Justyna assists clients in a wide range of matters, particularly in risk management, regulatory compliance and governance. Justyna’s capabilities ext...
William Rutledge
Bill advises major U.S. and foreign banking organizations on risk management, governance, and supervisory issues and contributes to the public dialog...
Guy Sagar
Guy Sagar advises clients on a variety of regulatory and compliance matters with a particular focus on changes in control, licensing applications, cr...
Richard Saillard
Richard advises clients on compliance management, consumer compliance, the Bank Secrecy Act/anti-money laundering and fair lending. This work include...
David Samuels
David works with Promontory clients on a wide range of enterprisewide, risk-management topics including stress testing, risk appetite, risk modeling,...
Barak J.  Sanford
B.J. specializes in the interaction of financial regulation with business strategy and industry innovation. He helps financial services firms unders...
Philippe Sarfati
Philippe advises clients in credit, market and operational risk management, including risk review, integrated risk policy and stress testing. His wor...
Mary Schapiro
Mary was chairman of the United States Securities and Exchange Commission from 2009 to 2012, capping a distinguished career in government and private...
Mara Schleck
Mara specializes in providing strategic analysis for compliance and regulatory matters.
Mark Schmidt
Mark advises clients with regard to regulatory and enforcement matters. He also assists banks with a wide variety of risk management issues, includin...
Eric Schwartz
Eric focuses on matters involving banking strategy, balance sheet management, funding, and market risk. He advises clients regarding strategic matter...
Jack Selody
Jack advises clients on regulatory and strategic matters related to systemic risk, including regulatory compliance, corporate structure, and crisis m...
Philip Sephton
Philip assists clients in assessing the conduct risk exposure within its business planning processes.
Joe assists clients with a variety of regulatory, capital, and risk-management issues, focusing mainly on stress tests and capital plans.
Milan Shah
Milan advises international financial institutions on regulatory and compliance issues, specializing in derivatives, risk management, corporate gover...
Adam Shapiro
Adam helps U.S. and U.K. clients with compliance, risk management, regulatory, and governance issues. Having served more than five years with Promont...
Deven Sharma
Deven, the former President of Standard & Poor’s, is an accomplished business executive with deep experience in leading and advising information and ...
Manisha Sharma
Manisha joins us from the CFPB’s supervision, fair lending, and enforcement division, where she was an examiner and team lead. She conducted exams re...
Cynthia Shea
Cynthia is a 30-year banking veteran with extensive experience in bank governance, risk management, and anti-money laundering. Cynthia works with fin...
Amanda Shields
Amanda advises clients on compliance structures and preparation for regulatory responses, reviews, and meetings. With extensive experience as a regul...
Melanie Shillito
Melanie helps Promontory clients enhance their global privacy and data protection practices, advising on governance strategy and implementation and h...
James assists clients on compliance, anti-money-laundering, and Bank Secrecy Act requirements. He has played a central role in advising and implemen...
Christopher Sidler
Christopher assists clients with anti-money laundering and sanctions compliance. He has played central roles in designing and conducting forensic tra...
Gale Simons-Poole
Gale advises clients on challenging regulatory examinations, applications, and enforcement matters. With more than 20 years of executive and examinat...
Jennifer Skelton
Jennifer assists banking and insurance clients with regulatory and risk management matters in the United Kingdom.
Matt  Slaney
Matt assists clients with a variety of regulatory and compliance management issues in the mortgage and default servicing industry.
Margaret Slemmer
Margaret assists clients with corporate governance, regulatory compliance and risk management. In particular, she helps clients understand and meet r...
Jame Sloan
Jame assists financial institutions with examinations and supervision, covering a wide range of complexity. She also has deep experience in consumer ...
Jasper Sneff Nanni
Jasper provides clients with compliance advice and analysis, specializing in management information systems, process improvement, and data analysis. ...
Michael Spadea
Michael advises clients on a wide range of regulatory and compliance issues related to privacy and information governance, including development and ...
Mandy Spink
Mandy brings nearly 20 years of financial services supervisory experience to bear in her work with Promontory clients of all sizes. A former head of ...
Patricia Spross
Patricia handles major risk management engagements, particularly those with a heavy focus on compliance and credit risk management. Her areas of expe...
Paula-Rose Stark
P-R assists Promontory clients with regulatory and compliance issues, focusing on consumer financial products and services.
David Stein
David assists Promontory clients with regulatory, strategy, and compliance issues, focusing on consumer financial services. During his 13-year career...
Raymond Strecker
Ray guides clients in designing and managing enterprise programs and projects, and advises them on related technology strategy, requirements, and imp...
Nicholas Tabor
Nick is an aide in the Office of the CEO, where he conducts economic and financial services research and assists with business development activities...
Paul Tagliabue engages in a range of endeavors, including business, law, higher education and sports, from his principal offices in Washington, D.C. ...
Sam Ten Cate
Sam assists international banking institutions in matters related to strategy, governance, risk management, and compliance; including anti-money laun...
David Thelander
David advises clients on all aspects of investment management governance, risk management, and compliance oversight. His clients include boards of di...
Steve is an expert in financial services risk management, strategic development and corporate governance. He brings to his Promontory role a blend of...
Pierre-Yves Thoraval
Pierre-Yves advises countries, institutions and clients on strategy, risk management, compliance and regulatory matters, as well as on matters relate...
Andrew Ting
Andrew advises clients on securities law compliance and liability, corporate governance, risk management, and intellectual property protection. His w...
Mike Todd
Mike assists clients with risk management solutions, bank regulatory practices, and risk model guidance. He has extensive experience in bank regulati...
Shauna Tomkins
Shauna provides advice in regulatory and risk management design and implementation, and in resolution and rehabilitation of problem sectors and insti...
Joan Tomlinson
Joan is the project manager for Promontory’s compliance risk management platform, Risk Assessing Decisioning and Reporting (RADAR). As project manage...
William  Toppeta
A former senior executive at MetLife, Bill offers Promontory clients unique insights on operating in an environment of increasing global competition,...
Cemile Turker
Cemile assists with regulatory compliance across a range of financial services, including banking, insurance, and investments.
Sam Tymms
Sam advises financial institutions on regulatory and compliance matters, including board effectiveness reviews and preparation for regulatory reviews...
Laura Unger
Laura provides clients with strategic advice about matters relating to the SEC, regulatory and legislative process.
Elizabeth Vale
Elizabeth brings a blend of financial and business acumen and Washington regulatory experience to her work with clients. She has more than two decade...
Joan van Berg
Joan advises clients on matters related to regulatory compliance, deposit insurance, resolutions and receiverships, asset management, corporate gover...
Catherine Veret
Catherine advises clients on operational risk and the Basel advanced measurement approach, as well as on systemic risk and corporate governance. With...
Michael Vorhis
Michael assists Promontory clients with a wide range of regulatory compliance issues, with a particular focus on requirements for investment advisers...
Angela Wade
Angela advises clients on matters related to regulatory compliance and operations.
Yasuhiko advises Promontory clients on a range of regulatory and compliance matters. He has expertise in the Anti-Money-Laundering and Combatting T...
Bathilde Waquet
Bathilde most recently worked at Gide Loyrette Nouel, a leading Paris law firm, where she was an associate focusing on data protection. She previousl...
Marilyn Weimer
Marilyn specializes in securities compliance reviews, internal fact-finding investigations, financial analysis, and corporate governance issues. She ...
Catherine West
Catherine has a multifaceted background in financial services, and maintains a keen focus on the intersection between business strategy and regulator...
Julie L. Williams
Julie is the former First Senior Deputy Comptroller and Chief Counsel of the U.S. Office of the Comptroller of the Currency. In her work with clients...
Marcus Williams
Marcus advises clients on regulatory issues involving compliance, risk management, and corporate governance.
Collin assists Promontory clients with a wide range of compliance and regulatory issues.
Karen assists clients in establishing positive regulatory relations, improving risk management processes, and strengthening corporate governance proc...
Christopher Winans
Chris is a communications, media and marketing professional with more than 20 years of experience in the financial services industry.
Bobby has more than 30 years of experience in bank supervision processes, including risk-based supervision, risk management, and risk measurement. Pr...
Tom assists Promontory clients with a variety of regulatory and compliance issues in the mortgage and default servicing industry.
Andrea Womble
Andrea assists international banking institutions in assessing compliance related to anti-money laundering, counter-terrorism financing, and the Offi...
Masaru Yamashita
Masaru advises clients on business strategy, risk management and compliance, and corporate governance matters.
Joyce Payne Yette
Joyce assists clients with due diligence activities and oversees Promontory’s legal affairs, including advising the firm on ethics, governance, opera...
Frank provides strategic advice to Promontory regarding global operations as well as major engagements in the United States and Canada. He draws on a...
Yue Zhang
Yue assists Promontory with financial planning and analysis, providing a variety of clients with research support.
Jeff Zhao
Jeff advises clients on corporate governance, regulatory strategy, and risk management and compliance.
Rosemary Zigrossi
Rosemary advises clients in the asset management and banking industries. She has more than 25 years of experience in risk management, financial repor...