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NameTitleLocationContact
Alameddine, WalidCEO Middle East OperationsDubai+971 4 445 1555
Email
Alt, KonradManaging DirectorSan Francisco+1 415 986 4160
Email
Bass, PeterManaging DirectorWashington, DC+1 202 384 1050
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Battaglia, FabioSenior PrincipalMilan+39 02 4547 7502
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Bjorklund, GlenDirector of Human ResourcesWashington, DC+1 202 384 1129
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Bocking, GrahamAssociateWashington, DC+1 202 384 1057
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Bovenzi, EricaChief Administrative OfficerWashington, DC+1 202 384 1023
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Braamhaar, Anne-KarienAssociateToronto+1 416 863 8562
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Broome, MeredithActing Director of MarketingWashington, DC+1 202 384 1065
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Brown, JeffreyManaging DirectorWashington, DC+1 202 384 1040
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Bufithis-Hurie, DanielAnalystSan Francisco+1 415 291 2668
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Carmichael, AlexanderChief Operating Officer, Promontory Financial Group Australasia, LLPSingapore+65 6410 0900
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Carmichael, JeffreyChief Executive Officer, Promontory Financial Group Australasia, LLPSingapore+65 6410 0900
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Catalano, JeanineSpecial AdviserSan Francisco+1 415 321 6408
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Chandoo, AmmarAnalystWashington, DC+1 202 384 1137
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Chandra, VictorPrincipalSydney+61 2 9275 8833
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Cho, AliceDirectorSan Francisco+1 415 986 4660
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Clark, BrittanyAnalystWashington, DCbclark@promontory.com
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Clay, MarimarleneSenior PrincipalWashington, DC+1 662 312 7227
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Comporti, CarloDirectorParis+33 1 44 79 17 25
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Cook, DavidPrincipalWashington, DC+1 202 384 1054
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Cope, DebraDirector of CommunicationsWashington, DC+1 202 384 1011
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Corinti, AlbertoDirectorBrussels+39 479463071
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Cosimo, RaffaeleManaging DirectorMilan+39 335 754 0472
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Countryman, David Chief Information OfficerWashington, DC+1 202 384 1070
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Cunningham, SaraAssociateWashington, DC+1 202 384 1147
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Curran, ThomasPrincipalSan Francisco+1 415 949 6407
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Lee, Susan D'AndreaSenior PrincipalNew York+1 212 365 6980
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Daher, IanSenior PrincipalNew York+1 212 542 6733
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Davenport, ToddDeputy Director of CommunicationsWashington, DC+ 1 202 384 1089
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Dawson, MichaelManaging DirectorWashington, DC+1 202 384 1080
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de Saint Phalle, AnneAnalystWashington, DC+1 202 384 1043
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de Saint Phalle, PierreManaging DirectorNew York+1 212 365 6974
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Deokar, Akash AnalystSydney+61 2 9275 8833
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Dick, KathrynManaging DirectorWashington, DC+1 202 384 1092
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Dimanlig, AdrianPrincipalWashington, DC1 202 384 1032
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Eckert, SusanDirectorWashington, DC+1 202 384 1125
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Edelman, DougAnalystNew York+1 212 365 6722
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Efstathakis, GeorgePrincipalSydney61 2 9275 8836
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Elliott, SarahPrincipalWashington, DC+1 202 384 1146
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Emi, AkihiroManaging DirectorTokyo+81 3 3519 1214
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Empson, SamAssociateDubai+971 4 445 1506
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Faulkner, JenniferDirectorWashington, DC+1 202 384 1126
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Ferber, KyraAnalystNew York+1 212 542 6736
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Fierman, JasonAnalystWashington, DC+1 202 384 1174
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Foot, MichaelNon-Director Chairman, Promontory Financial Group (UK) LtdLondon+44 207 377 2360
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Forehand, WalkerPrincipalWashington, DC+1 202 384 1058
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Francis, NicholasAnalystWashington, DC+1 202 0384 1188
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Friend, AmyManaging DirectorWashington, DC+1 202 384 1056
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Frisch, RebeccaAssociateWashington, DC+1 202 384 1085
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Fuhrer, EvelynManaging DirectorNew York+1 212 365 6565
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Fujii, TakuyaPresident and CEO, Promontory Financial Group Global Services Japan, LLCTokyo+81 3 3519 1207
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Fukudome, HidekiDirectorTokyo+81 3 3519 1300
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Gage, PatPrincipal and Deputy General CounselWashington, DC+1 202 384 1123
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Gaujean, Martine-PascaleAssociate and Deputy General CounselWashington, DC+1 202 384 1046
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Gevers, RuthDirectorLondon+44 207 377 2368
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Gibbons, DavidManaging DirectorWashington, DC+1 847 707 4279
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Glibert, JeffreyManaging DirectorNew York+1 212 365 6990
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Gordon, AnneAssociateWashington, DC+1 202 384 1144
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Gould, JonathanDirector and Deputy General CounselWashington, DC+1 202 384 1018
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Gould, RonaldManaging DirectorHong Kong+852 3975 2901
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Gowen, MelanieAnalystWashington, DC+1 202 384 1036
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Grosvenor, RobertDirectorLondon+44 207 377 2369
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Hamm, Kathleen M.Managing DirectorWashington, DC+1 202 384 1022
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Haraguchi, MireiAssociateNew York+1 212 365 6976
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Harrington, AnnaManaging DirectorNew York+1 212 542 6725
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Harris, DouglasManaging DirectorNew York+1 212 365 6568
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Helbing, ChristineAssociateWashington, DC+1 202 384 1053
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Hennes, Jr., Duncan (DJ)AssociateNew York+1 212 365 6989
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Hilton, JamesManaging DirectorNew York+1 212 365 6564
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Hoffman, Stephen M.Managing DirectorWashington, DC+1 202 384 1127
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Holmes, Peter Senior PrincipalNew York+1 212 365 6572
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Hong, AustinDirectorWashington, DC+1 202 384 1030
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Horii, Akinari Special AdviserTokyo+81 33 519 1200
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Horimoto, YoshioManaging DirectorTokyo+81 3 3519 1203
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Howard, DonaldManaging DirectorWashington, DC+1 781 585 6177
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Jaconi, KristenSenior PrincipalSan Francisco+1 415 291 2677
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Jaedicke, AnnManaging DirectorWashington, DC+1 202 384 1150
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Jaffer, Azaan PrincipalToronto+1 416 863 8559
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Johal, JasAnalystLondon+44 203 170 8283
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Johnson, AaronPrincipalWashington, DC+1 202 384 1061
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Joseph, MichaelManaging DirectorWashington, DC+1 202 384 1013
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Kaneko, YokoPrincipalTokyo+81 3 3519 1305
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Kennedy, SherylChief Executive Officer, Promontory Financial Group Canada ULCToronto+1 416 863 8555
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Ketcham, MikeChief Financial OfficerWashington, DC+1 202 384 1115
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Khan, AadilSenior PrincipalDubai+971 4 445 1507
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Khan, HassaanAssociateNew York+1 212 365 6574
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King, StuartManaging DirectorLondon+44 207 539 0511
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Knoblauch, JamesDirectorNew York+1 212 542 6565
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Kollar, MichaelDirector of Finance and AccountingWashington, DC+1 202 384 1005
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Kouda, YukiPrincipalTokyo+81 33 519 1307
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Krause Bell, SusanManaging DirectorWashington, DC+1 202 384 1151
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Kuo, MandyAssociateToronto+1 416 863 8558
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Kurihara, ToshinoriManaging DirectorTokyo+81 3 3519 1200
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Lacroix, Marc-AntoineSenior PrincipalParis+33 1 44 79 17 23
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Lane, JohnSpecial AdviserWashington, DC+1 202 695 0388
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Langford, OliverAnalystLondon+44 207 539 0513
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Larson, ErikDirectorWashington, DC+1 202 384 1200
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Lau, FredericManaging DirectorHong Kong+852 3975 2901
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Leer, JohnAssociateWashington, DC+1 202 384 1024
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Lewis, ChrisDirectorSan Francisco+1 415 626 4929
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Lichner, JeannetteDirectorLondon+44 207 377 2365
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Liu, CalvinAnalystSan Francisco+1 415 291 2663
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Liu, RobertAssociateWashington, DC+1 202 384 1049
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Loewenthal, MarcDirectorSan Francisco+1 415 291 2679
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Loughlin, ThomasManaging DirectorWashington, DC+1 202 384 1044
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Lovatt, AshleyAssociateNew York+1 212 365 6979
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Lubatkin, JustinPrincipalNew York+1 212 542 6712
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Ludwig, EugeneFounder and Chief Executive OfficerWashington, DC+1 202-384-1200
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MacLeod, CaitlinPrincipalSydney+61 2 9275 8833
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Maher, RebeccaAssociateSydney+61 2 9275 8833
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Martins, TimothyPrincipalWashington, DC+1 202 384 1055
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McCaul, ElizabethPartner-in-Charge, New York OfficeNew York+1 212 365 6581
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McDougall, SimonManaging DirectorLondon+44 207 377 2367
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Medioli, JosephAnalystNew York+1 212 542 6746
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Megeaski, LisaDirectorNew York+1 212 542 6739
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Middleton, HuestonSenior PrincipalWashington, DC+ 202-384 1176
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Mills, StephenDirectorNew York+1 212 542 6743
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Mitchell, JonathanSenior PrincipalWashington, DC1 202 384 1031
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Mittl, RalphDirectorWashington, DC+1 202 384 1139
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Mizutani, MitsuguDirectorTokyo+81 3 3519 1301
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Montague, Clint AssociateWashington, DC+1 202 384 1062
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Moore, MollyPrincipalNew York+1 212 365 6987
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Moore, TysonPrincipalWashington, DC+ 1 202 384 1143
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Moses, AlfredCo-Founder, Senior Partner, and Chief Operating OfficerWashington, DC+1 202 384 1133
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Mothershead, IvanAssociateWashington, DC+1 202 384 1148
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Murphy, JackChief Executive Officer, Promontory Regulatory Analytics, LLC and Managing Director, Promontory Financial Group, LLCWashington, DC+1 202 384 1010
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Nadel, SamuelAnalystNew York+1 212 365 6986
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Negus, MatthewAssociateLondon+44 793 155 2526
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Newman, FrankNon-Executive Chairman, Promontory Financial Group China Ltd.Hong Kong+852 3975 2901
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Norcup, AmyAssociateLondon+44 207 377 2360
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O'Connor, JackSenior AssociateWashington, DC+1 202 384 1037
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O'Kane, DonnaPrincipalSan Francisco+1 415 291 2678
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O'Kane, MichaelDirectorSan Francisco+1 415 986 6409
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O'Malley, MichaelCEO, Promontory Human Capital SolutionsNew York+1 212 365 6973
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O'Shea, TimothyAssociateWashington, DC+1 202 384 1095
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Okada, HitomiAnalystTokyo+81 33 519 1312
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Otani, YokoManaging DirectorNew York+1 212 542 6744
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Palmer, DamonPrincipalNew York+1 212 542 6724
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Palmer, DustinSenior PrincipalWashington, DC+1 202 384 1141
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Patriarca, MichaelManaging DirectorSan Francisco+1 415 986 4642
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Pepin, ErinAnalystWashington, DC+1 202 384 1173
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Petasis, ArionDirectorDubai+971 4 445 1501
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Peters, DavidSenior PrincipalSingapore+65 6410 0911
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Phleger, MichaelDirectorSan Francisco+1 415 291 2673
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Potter, BethPrincipalNew York+1 212 365 6573
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Qian, BoPrincipalNew York+1 212 365 6563
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Ramsey, EllenAnalystNew York+1 212 365 6981
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Robins, ChristopherAnalystWashington, DC+1 202 384 1091
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Robinson, ReggySenior PrincipalWashington, DC+1 202 384 1168
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Rubottom, KevinAssociateSingapore+65 6410 0915
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Rushton, WayneManaging DirectorWashington, DC+1 202 384 1015
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Russo, LivioPrincipalMilan+39 02 4547 7502
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Rutkowska-Gomoradzka, JustynaAssociateLondon+44 207 377 2360
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Rutledge, WilliamManaging DirectorNew York+1 212 365 6984
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Sagar, GuyDirectorLondon+44 798 496 6474
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Sanford, Barak J. Managing DirectorWashington, DC+1 202 384 1200
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Sarfati, PhilippeManaging DirectorToronto+416 863 8564
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Schmidt, MarkManaging DirectorAtlanta+1 404 885 5741
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Schwartz, EricSenior PrincipalWashington, DC+1 202 384 1090
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Selody, JackSpecial AdviserToronto+1 416 863 8500
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Shah, MilanAnalystNew York+1 212 365 6977
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Shapiro, AdamDirectorSan Francisco+1 415 321 6404
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Shea, CynthiaDirectorWashington, DC+1 512 293 1114
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Shields, AmandaDirectorLondon+44 207 377 2371
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Shillito, MelanieDirectorLondon+44 207 377 2374
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Sidler, ChristopherDirectorLondon+44 203 178 2765
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Simons-Poole, GaleDirectorAtlanta+1 404 520 7160
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Skelton, JenniferAnalystLondon+44 207 539 0516
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Spross, PatriciaSenior PrincipalNew York+1 212 365 6565
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Tabor, NicholasAnalystWashington, DC+1 202 384 1164
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Thelander, DavidManaging DirectorSan Francisco+1 415 291 2675
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Thoraval, Pierre-YvesManaging Director; Directeur GénéralParis+33 6 89 47 06 05
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Ting, AndrewSenior Principal and Deputy General CounselWashington, DC+1 202 384 1156
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Todd, MikePrincipalAtlanta+1 404 885 5756
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Toh, LauraAssociateSan Francisco+1 415 321 6405
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Tomkins, ShaunaPrincipalSingapore+65 6410 0908
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Tomlinson, JoanAssociateWashington, DC+1 202 384 1059
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Tymms, SamManaging DirectorLondon+44 207 377 2366
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Ullah, AdanAnalystLondon+44 207 539 2360
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Unger, LauraSpecial AdviserWashington, DC+1 202 384 1200
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van Berg, JoanPrincipalWashington, DC+1 202 384 1120
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Venkatramani, RamaniSpecial AdviserSydney+61 2 9275 8833
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Veret, CatherineManaging DirectorParis+33 1 44 79 17 22
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Weimer, MarilynDirectorWashington, DC+1 202 384 1200
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Wilson, KarenSenior PrincipalNew York+1 212 365 6983
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Winstead, BobbySenior PrincipalNew York+1 214 384 2503
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Yamashita, MasaruDirectorTokyo+81 3 3519 1205
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Yette, Joyce PayneManaging Director and General CounselWashington, DC+1 202 384 1017
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Zhang, YueAnalystWashington, DC+1 202 384 1175
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Zigrossi, RosemaryDirectorToronto+1 416 863 8560
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Walid Alameddine
A veteran international banker and bank regulator, Walid oversees Promontory Financial Group’s activities throughout the Middle East and Turkey. He a...
Konrad Alt
Konrad is the leader of our San Francisco office and advises clients on compliance, enterprise risk management, governance, and regulatory communicat...
Peter Bass
Peter assists clients in addressing challenging regulatory enforcement and public policy issues. Much of Peter’s practice draws on his extensive inte...
Fabio Battaglia
Fabio advises financial institutions on a wide variety of issues related to asset-liability management, anti-money laundering and liquidity-risk mana...
Glen Bjorklund
Glen has almost four decades of experience as a human resources and corporate services professional. In addition to expertise in recruiting, performa...
Graham Bocking
Graham assists banks and financing companies with risk management, compliance, and business operations. In addition, he works with financial institut...
Erica Bovenzi
Erica plays a central role in the management of the daily operations of Promontory Financial Group, and directly oversees the firm’s infrastructure t...
Anne-Karien Braamhaar
Anne-Karien advises clients on new regulations and other public policy initiatives, including global standards and rules issued by regulatory agencie...
Meredith Broome
As the director of Promontory’s marketing and business development efforts, Meredith is responsible for keeping multiple audiences informed about the...
Jeffrey Brown
Jeff helps clients meet regulatory expectations for capital planning. Having served as senior-most economist at the Office of the Comptroller of the ...
Daniel Bufithis-Hurie
Daniel specializes in providing analysis and advice to clients on compliance, risk management, business strategy, and operations. He works closely wi...
Alexander Carmichael
Alex works with clients to strengthen their risk management and compliance processes. With a background in quantitative risk measurement and informat...
Jeffrey Carmichael
Jeff is the head of Promontory Australasia and was the inaugural Chairman of the Australian Prudential Regulation Authority. He advises clients on r...
Jeanine Catalano
Jeanine has over three decades of financial regulatory risk management experience. Her areas of expertise include corporate governance, consumer comp...
Ammar Chandoo
Ammar advises financial institutions on matters related to corporate governance, regulatory issues, and risk management.
Victor Chandra
Victor specializes in providing in-depth analysis and advice to clients on capital, liquidity, and risk management matters. Victor joined Promontory ...
Alice Cho
Alice assists clients with their efforts to improve corporate governance and risk management practices. She also has extensive experience in designin...
Brittany Clark
Brittany assists clients with research, compliance, and risk management analysis.
Marimarlene Clay
Marimarlene specializes in assisting clients as they are addressing regulatory concerns in consumer compliance, anti-money laundering and the Bank Se...
Carlo Comporti
Carlo advises countries, institutions and clients on securities and financial markets, with a particular focus on the regulatory environment in the E...
David Cook
David assists clients with strategic planning and regulatory compliance, particularly in matters requiring regulatory approvals.
Debra Cope
Debra brings more than 25 years of experience in financial communications to her role overseeing Promontory’s global media, publishing, and communica...
Alberto Corinti
Alberto is the head of Promontory’s Brussels office and advises clients on insurance operations, with a particular focus on the regulatory environmen...
Raffaele Cosimo
Raffaele advises clients on a wide range of regulatory issues, including internal controls, middle- and back-office operations, accounting standards,...
David  Countryman
David joined Promontory from American Technology Services, a technical services provider to small to medium-sized financial and legal companies. As t...
Sara Cunningham
Sara advises clients on regulatory and compliance matters, with a particular focus on asset management, including financial markets, financial produc...
Thomas Curran
Tom provides guidance to clients on credit, compliance, and market-risk issues. He has significant experience identifying weaknesses in large banking...
Susan D
A former banker and Federal Reserve Supervising Examiner, Susan advises clients on a broad range of issues related to regulatory practices, risk mana...
Ian Daher
Ian provides expertise in corporate governance, risk management, compliance oversight, and internal controls. He has assisted senior management at U....
Todd Davenport
Todd directs Promontory’s publication efforts and shapes its thought-leadership initiatives through writing and editing articles, speeches, and prese...
Michael Dawson
Michael coordinates Promontory’s global compliance practice, an area that includes anti-money laundering, sanctions, and mortgage foreclosure. As a f...
Anne de Saint Phalle
Anne advises financial institutions on matters related to corporate governance, regulatory, and risk management.
Pierre de Saint Phalle
Pierre advises banks, insurance companies, and asset management groups on various issues concerning governance, compliance risk management, and gover...
Akash assists clients in managing compliance and credit risk. He also provides support on various projects involving strategy and financial analysis.
Kathryn Dick
Kathy advises Promontory clients on regulatory issues, risk management and oversight challenges, systemic risk issues, and credit and capital markets...
Adrian Dimanlig
Adrian assists clients with strategic advisory and risk management matters through business plan development, business transformation exploration, an...
Susan Eckert
Susan assists clients with a variety of regulatory challenges they face, including meeting requirements and strengthening credit and other risk contr...
Doug Edelman
Doug works closely with clients on all aspects of anti-money laundering, including the Bank Secrecy Act, USA Patriot Act, and the Office of Foreign A...
George Efstathakis
George assists clients in understanding and interpreting regulatory capital requirements and expectations of the Australian Prudential Regulation Aut...
Sarah Elliott
Sarah assists clients with a wide range of regulatory and strategic matters and provides advice relating to examinations and compliance.
Akihiro Emi
Akihiro assists clients in navigating various difficult issues regarding information-technology risk and business continuity management. Having worke...
Sam Empson
Sam advises international banking institutions on matters related to strategy, operations, risk management, and regulatory compliance. He focuses pri...
Jennifer Faulkner
Jennifer assists clients with all retail credit-related issues. She has a deep knowledge of regulatory expectations with regard to credit risk manage...
Kyra Ferber
Kyra assists clients on projects regarding corporate governance, regulatory strategy, and risk management and compliance.
Jason Fierman
Jason assists clients with process improvement, risk management, and compliance. He works closely with banks to bring attention to regulatory issues,...
Michael Foot
Michael is the head of Promontory’s London office and advises clients on a wide variety of regulatory matters in the United Kingdom and beyond, havin...
Walker Forehand
Walker focuses on matters involving banking strategy, corporate finance, asset valuation, mergers and acquisitions, and various regulatory challenges...
Nicholas Francis
Nicholas provides regulatory, compliance and governance advice to international financial institutions.
Amy Friend
With more than 20 years’ experience in senior-level positions on Capitol Hill and with the Office of the Comptroller of the Currency, Amy advises cli...
Rebecca Frisch
Rebecca assists clients in navigating complex regulatory issues, including those stemming from new regulations and rules emerging from Dodd-Frank, as...
Evelyn Fuhrer
Evelyn provides clients with technology-strategy advice, with a strong emphasis on capital-markets trading technologies, transaction monitoring and a...
Takuya Fujii
Takuya oversees Promontory’s work in Japan, offering both local and global clients deep experience in regulatory and compliance matters. He had a dis...
Hideki Fukudome
Hideki advises clients on business strategy, risk management, AML, and compliance matters for Promontory Financial Group in Japan.
Pat Gage
Pat assists clients with human resources matters, including data privacy, insurance coverage, business continuity, and document retention.
Martine-Pascale Gaujean
Martine is responsible for the company’s securities trading policy and insurance portfolio, and serves as Corporate Secretary. She reviews, drafts a...
Ruth Gevers
Ruth advises clients on U.K. regulatory and compliance matters, including anti-money laundering, risk assessments, market conduct, market abuse, syst...
David Gibbons
With 34 years of experience as both a financial services practitioner and regulator, Dave advises numerous clients on a variety of regulatory and com...
Jeffrey Glibert
Jeff advises clients on risk management issues, with a focus on issues related to credit and counterparty risk, enterprise risk, and regulatory risk....
Anne Gordon
Anne assists clients with regulatory and sanctions compliance matters through Risk Assessing Decisioning and Reporting (RADAR), Promontory’s complian...
Jonathan Gould
Jonathan assists clients on a wide range of issues, including strategic matters, and provides regulatory and policy advice. He has specific expertise...
Ronald Gould
Ron advises clients in re-structuring and supervision. Until recently he was Chief Executive of Chi-X Asia Pacific, where he drove the creation of ne...
Melanie Gowen
Melanie assists clients with business and strategic transactions, regulatory applications, and compliance and risk management. She also works closely...
Robert Grosvenor
A senior member of Promontory’s London-based Privacy and Data Protection Practice, Robert assists clients in financial services and other industries ...
Kathleen M. Hamm
Kathleen heads the firm’s Securities Practice Group, where she specializes in securities, derivatives, and corporate regulatory, compliance, and enfo...
Mirei Haraguchi
Mirei assists in advising clients on corporate governance, compliance, internal controls and risk management matters. Working on-site with client tea...
Anna Harrington
With more than 30 years of financial services experience, Anna helps clients implement process and technology change to improve efficiency, enable gr...
Douglas Harris
Doug advises clients on regulatory matters involving risk management, compliance, investment products, derivatives, and capital markets. He also coun...
Christine Helbing
Christy assists broker-dealers and investment advisers navigate complex regulatory issues, including those stemming from new regulations and rules em...
Duncan (DJ) Hennes, Jr.
DJ advises clients on regulatory issues involving compliance, risk management, governance, derivatives, and capital markets.
James Hilton
Jim helps clients respond to regulatory mandates arising from changing regulation, examinations and enforcement actions, especially in the areas of b...
Stephen M. Hoffman
Steve assists clients in addressing challenging issues involving structure, governance, risk management and control, and compliance. His work include...
Peter  Holmes
Peter assists clients with risk control and enforcement issues. While at the Federal Reserve Bank of New York, he worked on foreign exchange, payment...
Austin Hong
Austin advises clients on compliance risk management, developing programs in areas such as anti-money laundering, sanctions, and mortgage foreclosure...
Akinari  Horii
Drawing on a career spanning three decades in central banking, Akinari advises clients of Promontory Financial Group Global Services-Japan on risk ma...
Yoshio Horimoto
Yoshio advises local and global clients on Japanese regulatory and compliance matters. He draws upon many years of high-level experience in the inspe...
Donald Howard
Don advises banking and insurance clients in matters involving credit and market risk, insurance and reinsurance strategies, new-product development ...
Kristen Jaconi
Kristen advises clients on corporate governance and risk management matters, strategic planning, and regulatory compliance.
Ann Jaedicke
Ann assists clients in addressing challenging regulatory enforcement, risk management, and policy matters. Ann draws on her extensive knowledge of re...
Azaan  Jaffer
Azaan assists clients with strategy and compliance issues, with a focus on enterprise risk management, operational risk management and property-casua...
Jas works in Promontory’s London office, specializing in data protection and privacy-related matters. She supports clients with developing and implem...
Aaron Johnson
Aaron works with banks to develop statistical models, stress tests, and capital plans that help them manage risk. He has extensive knowledge of datab...
Michael Joseph
Michael advises clients on accounting, auditing, financial reporting, and internal control systems, with a particular expertise in investigations. He...
Yoko Kaneko
Yoko assists financial institutions with regulatory relations and compliance risk management.
Sheryl Kennedy
As CEO of Promontory Canada, Sheryl advises clients on a wide range of issues in public policy, business strategy, restructuring, finance, governance...
Mike Ketcham
Mike's financial management background includes global experience in public and private equity sponsored companies.
Aadil advises clients on strategic planning, business transactions, regulatory applications, and risk management. Having worked on both the business ...
Hassaan Khan
Hassaan advises clients on regulatory and compliance matters related to controls, corporate governance, and risk management. He helps financial insti...
Stuart King
Stuart draws upon nearly 30 years’ experience in government, financial, and supervisory roles to advise Promontory clients on adapting to a rapidly c...
James Knoblauch
James advises clients on a wide range of issues related to controls, compliance and risk management. He has special expertise in areas such as deriva...
Michael Kollar
Mike has worked in the field of Accounting and Finance for more than 15 years.
Yuki Kouda
Yuki assists banks, security companies and other entities in risk management matters, helping them implement risk-management best practices and polic...
Susan Krause Bell
Susan advises clients on new and ongoing regulatory issues, such as the Dodd-Frank Act and Basel capital rules, and ongoing supervisory priorities, i...
Mandy Kuo
Mandy assists clients with strategy, corporate governance, compliance, and risk management matters. She advises financial institutions on regulatory ...
Toshinori Kurihara
Toshinori advises clients on a wide range of issues related to firm-wide risk management, including Basel II internal models for Pillar 1 (credit ris...
Marc-Antoine Lacroix
Marc-Antoine advises financial institutions on a wide variety of issues related to credit and liquidity risk management, anti-money laundering and co...
John Lane
John provides clients with regulatory and supervisory perspective on strategy and operations. He assists clients with agency applications, regulatory...
Oliver Langford
Oliver assists clients in the United Kingdom with regulatory risk management, anti-money-laundering compliance, and governance matters.
Erik Larson
Erik provides clients with solutions in areas relating to quantitative risk management. He has vast experience in developing and validating the model...
Frederic Lau
Fred is a risk management expert who brings an exceptional blend of regulatory and banking industry experience to his client-advisory role.
John Leer
John advises clients on matters related to credit risk management, corporate governance, and regulatory compliance. His clients range from community ...
Chris Lewis
Chris assists clients in compliance and operational risk management, bank regulatory relations, consumer protection advocacy, and Community Reinvestm...
Jeannette Lichner
Jeannette assists clients in addressing risk management and compliance issues. As a veteran executive with broad-based knowledge of the financial ser...
Calvin provides advice to international financial institutions, with a focus on regulatory, corporate governance, credit, and risk management.
Robert Liu
Robert assists clients in evaluating performance improvement strategies and managing regulatory and business risks, such as corporate governance and ...
Marc Loewenthal
Marc advises clients on a wide range of regulatory and compliance issues, including those related to information security and privacy, business conti...
Thomas Loughlin
Tom specializes in advisory services to management and Boards of Directors, independent reviews and monitoring efforts, and investigations. His prim...
Ashley Lovatt
Ashley assists international financial institutions with advice related to corporate governance, risk management, and compliance.
Justin Lubatkin
Justin provides expertise in Promontory's global compliance practice, especially with regard to anti-money laundering, the Bank Secrecy Act, sanction...
Eugene Ludwig
Gene, the Founder and Chief Executive Officer of Promontory Financial Group, is a trusted adviser to many of the world's leading financial companies....
Caitlin provides analysis and advice on a range of regulatory and public policy issues, with a particular focus on risk management, and recovery and ...
Rebecca Maher
Based in Promontory’s Sydney office, Rebecca advises clients on regulatory and risk management matters, with extensive experience in the development ...
Timothy Martins
Tim is a member of Promontory’s Enforcement Advisory and Credit Risk Services practices, providing clients with risk diagnostic and remediation servi...
Elizabeth McCaul
Elizabeth provides a broad range of financial and regulatory advisory services to clients in the United States and Europe, including assistance with ...
Simon McDougall
Simon leads Promontory’s privacy and data protection practice in the United Kingdom, advising firms on governance, risk, and regulatory issues relate...
Joseph Medioli
Joe assists clients with strategic acquisitions, corporate governance, derivatives, corporate due diligence, and general regulatory compliance matter...
Lisa Megeaski
With more than 20 years’ experience in banking and insurance worldwide, Lisa advises clients on matters related to credit, risk management, governanc...
Hueston Middleton
Hueston assists clients on a variety of issues related to bank examinations, with a particular focus on derivatives trading activities. He also has d...
Stephen Mills
Stephen advises clients in the areas of internal audit, corporate governance, audit committee best practices, regulatory compliance and relationships...
Jonathan Mitchell
Jon assists clients with risk management and strategic advisory matters, particularly those requiring regulatory approvals, as well as regulatory iss...
Ralph Mittl
Ralph works with an array of financial services and investment firms to build strong, effective compliance policies and procedures and respond to hig...
Mitsugu Mizutani
Mitsugu advises clients on compliance and regulatory matters at Promontory Financial Group in Japan, including reviews and bank supervision.
Clint  Montague
Clint advises clients on compliance and regulatory matters related to anti-money laundering, risk management, and corporate governance. His work incl...
Molly Moore
Molly assists clients in matters and sanctions compliance related to anti-money laundering and the Bank Secrecy Act. She also has deep knowledge of c...
Tyson Moore
Tyson specializes in providing insight and assistance on regulatory and compliance matters for banks, including areas such as market risk and asset-l...
Alfred Moses
For more than 40 years, Mr. Moses was a partner in the Washington, D.C., law firm of Covington & Burling. His public service has included terms as Sp...
Ivan Mothershead
Ivan advises clients on compliance and regulatory matters.
Jack Murphy
Jack Murphy advises clients on a wide range of regulatory, supervisory, and strategic issues, including corporate governance, emerging regulatory and...
Samuel Nadel
Samuel assists international banking institutions with compliance issues regarding anti-money laundering, counter-terrorism financing, Office of Fore...
Matthew Negus
Matthew works in Promontory’s London office, specializing in global data protection, privacy and banking secrecy requirements. He has deep knowledge ...
Frank Newman
Frank, a distinguished international banker, former Chairman and CEO of Shenzhen Development Bank, and former Deputy U.S. Treasury Secretary, heads P...
Amy Norcup
Amy advises clients on data protection and privacy related matters, and provides regulatory analysis to assist financial institutions understand the ...
Jack O
Jack assists clients with credit risk management, enforcement actions and corporate governance issues. He is closely associated with Promontory’s Cre...
Donna O
Donna assists clients with risk-management issues involving credit, operational risk and regulatory compliance. She has over 25 years experience in b...
Michael O
Michael assists clients of all sizes in addressing regulatory issues involving governance, risk management, compliance, and enterprise-wide programs....
Michael O
Mike heads Promontory’s risk-based compensation consulting and human resource management practice, advising clients on structuring appropriate compen...
Timothy O
With a strong background in law and public policy, Tim assists clients with matters related to securities, compliance, regulations and risk managemen...
Hitomi Okada
Hitomi advises financial institutions in Japan on regulatory and compliance matters related to anti-money laundering and corporate governance.
Yoko Otani
Yoko advises clients on a range of risk management issues, including those related to liquidity, capital markets, and balance sheet management. With ...
Damon Palmer
Damon assists clients with a wide range of matters, including risk management and regulatory-compliance.
Dustin Palmer
Dustin advises Promontory clients on a host of compliance and enforcement matters, with particular emphasis on anti-money laundering, counter financi...
Michael Patriarca
With deep experience in both the private and public sectors in banking, Michael advises clients on a wide range of matters related to audit, risk man...
Erin Pepin
Erin assists clients in regulatory and compliance matters, with a focus on asset management.
Arion Petasis
Arion works in Promontory’s Dubai office, where he advises clients in the fields of risk management and organization, helping international banks imp...
David Peters
David provides expertise in risk management, strategic planning, regulatory relations, and compliance oversight. He helps clients respond to emerging...
Michael Phleger
Mike advises clients on enterprise risk management, compliance, governance, and corporate strategy. As former Senior Corporate Strategy and Risk Offi...
Beth Potter
Beth assists clients on corporate governance and anti-money laundering, compliance, and enterprise-wide risk management programs. Beth draws on decad...
Bo Qian
Bo assists clients in matters related to credit risk, economic capital, market risk, and operational risk. With his statistical and mathematical expe...
Ellen Ramsey
Ellen assists clients with regulatory and compliance matters, with a focus on anti-money laundering and the Bank Secrecy Act.
Christopher Robins
Christopher assists clients with regulatory and compliance matters related to corporate governance and risk management. He works with clients to iden...
Reggy Robinson
Reggy Robinson assists financial institutions with examinations and supervision, especially for complex banks with large loan portfolios. He also has...
Kevin Rubottom
Kevin assists international financial institutions in matters related to risk management, corporate governance, and asset-liability management. His w...
Wayne Rushton
Wayne assists clients in navigating difficult regulatory examination and enforcement issues. As the former senior-most bank supervision policy offici...
Livio Russo
Livio assists clients with business and strategic transactions, corporate governance, and regulatory enforcement actions. Working at Promontory Finan...
Justyna Rutkowska-Gomoradzka
Justyna assists clients in a wide range of matters, particularly in risk management, regulatory compliance and governance. Justyna’s capabilities ext...
William Rutledge
Bill advises major U.S. and foreign banking organizations on risk management, governance, and supervisory issues and contributes to the public dialog...
Guy Sagar
Guy Sagar advises clients on a variety of regulatory and compliance matters with a particular focus on changes in control, licensing applications, cr...
Barak J.  Sanford
B.J. specializes in the interaction of financial regulation with business strategy and industry innovation. He helps financial services firms unders...
Philippe Sarfati
Philippe advises clients in credit, market and operational risk management, including risk review, integrated risk policy and stress testing. His wor...
Mark Schmidt
Mark advises clients with regard to regulatory and enforcement matters. He also assists banks with a wide variety of risk management issues, includin...
Eric Schwartz
Eric focuses on matters involving banking strategy, balance sheet management, funding, and market risk. He advises clients regarding strategic matter...
Jack Selody
Jack advises clients on regulatory and strategic matters related to systemic risk, including regulatory compliance, corporate structure, and crisis m...
Milan Shah
Milan specializes in quality assurance and has particular experience in sanctions compliance related to the Office of Foreign Assets Control, along w...
Adam Shapiro
Adam helps U.S. and U.K. clients with compliance, risk management, regulatory, and governance issues. Having served more than five years with Promont...
Cynthia Shea
Cynthia is a 30-year banking veteran with extensive experience in bank governance, risk management, and anti-money laundering. Cynthia works with fin...
Amanda advises clients on compliance structures and preparation for regulatory responses, reviews, and meetings. With extensive experience as a regul...
Melanie Shillito
Melanie helps Promontory clients enhance their global privacy and data protection practices, advising on governance strategy and implementation and h...
Christopher assists clients with anti-money laundering and sanctions compliance. He has played central roles in designing and conducting forensic tra...
Gale Simons-Poole
Gale advises clients on challenging regulatory examinations, applications, and enforcement matters. With more than 20 years of executive and examinat...
Jennifer Skelton
Jennifer assists banking and insurance clients with regulatory and risk management matters in the United Kingdom.
Patricia Spross
Patricia handles major risk management engagements, particularly those with a heavy focus on compliance and credit risk management. Her areas of expe...
Nicholas Tabor
Nick is an aide in the Office of the CEO, where he conducts economic and financial services research and assists with business development activities...
David Thelander
David advises clients on all aspects of investment management governance, risk management, and compliance oversight. His clients include boards of di...
Pierre-Yves Thoraval
Pierre-Yves advises countries, institutions and clients on strategy, risk management, compliance and regulatory matters, as well as on matters relate...
Andrew Ting
Andrew advises clients on securities law compliance and liability, corporate governance, risk management, and intellectual property protection. His w...
Mike Todd
Mike assists clients with risk management solutions, bank regulatory practices, and risk model guidance. He has extensive experience in bank regulati...
Laura Toh
Laura assists with providing regulatory, corporate governance, credit, and risk management advice to international financial institutions.
Shauna Tomkins
Shauna provides advice in regulatory and risk management design and implementation, and in resolution and rehabilitation of problem sectors and insti...
Joan Tomlinson
Joan is the project manager for Promontory’s compliance risk management platform, Risk Assessing Decisioning and Reporting (RADAR). As project manage...
Sam Tymms
Sam advises financial institutions on regulatory and compliance matters, including board effectiveness reviews and preparation for regulatory reviews...
Adan Ullah
Adan advises clients on privacy and data protection from Promontory’s London office.
Laura Unger
Laura provides clients with strategic advice about matters relating to the SEC, regulatory and legislative process.
Joan van Berg
Joan advises clients on matters related to regulatory compliance, deposit insurance, resolutions and receiverships, asset management, corporate gover...
Ramani Venkatramani
Ramani specializes in providing in-depth analysis and advice to clients on managing regulatory, prudential and emerging risks. He has deep knowledge ...
Catherine Veret
Catherine advises clients on operational risk and the Basel advanced measurement approach, as well as on systemic risk and corporate governance. With...
Marilyn Weimer
Marilyn specializes in securities compliance reviews, internal fact-finding investigations, financial analysis, and corporate governance issues. She ...
Karen assists clients in establishing positive regulatory relations, improving risk management processes, and strengthening corporate governance proc...
Bobby has more than 30 years of experience in bank supervision processes, including risk-based supervision, risk management, and risk measurement. Pr...
Masaru Yamashita
Masaru advises clients on business strategy, risk management and compliance, and corporate governance matters.
Joyce Payne Yette
Joyce assists clients with due diligence activities and oversees Promontory’s legal affairs, including advising the firm on ethics, governance, opera...
Yue Zhang
Yue assists Promontory with financial planning and analysis, providing a variety of clients with research support.
Rosemary Zigrossi
Rosemary advises clients in the asset management and banking industries. She has more than 25 years of experience in risk management, financial repor...