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NameTitleLocationContact
Bass, PeterManaging DirectorWashington, DC+1 202 384 1050
Email
Battaglia, FabioSenior PrincipalMilan+39 02 7262 2115
Email
Belgrave, NicAnalystNew York+1 212 542 6764
Email
Bernstein, Benedict S.AnalystWashington, DC+1 202 370 0386
Email
Carmichael, AlexanderChief Operating Officer, Promontory Financial Group Australasia, LLPSingapore+65 6410 0900
Email
Clay, MarimarleneSenior PrincipalWashington, DC+1 662 312 7227
Email
Cosimo, RaffaeleManaging DirectorMilan+39 02 7262 2111
Email
Dawson, MichaelManaging DirectorWashington, DC+1 202 384 1080
Email
de Saint Phalle, PierreManaging DirectorNew York+1 212 365 6974
Email
Dimanlig, AdrianPrincipalNew York+1 212 542 6760
Email
Empson, SamAssociateNew York+1 212 365 6565
Email
Foot, MichaelGlobal Vice Chairman, Promontory Financial Group (UK) LtdLondon+44 207 997 3401
Email
Gregoire, JamesPrincipalSan Francisco+1 424 225 1015
Email
Guo, JustinAnalystWashington, DC+1 202 578 3876
Email
Haraf, William S.Managing DirectorSan Francisco+1 415 986 4660
Email
Haraguchi, MireiAssociateNew York+1 212 365 6976
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Hilton, JamesManaging DirectorNew York+1 212 365 6564
Email
Hong, AustinDirectorWashington, DC+1 202 384 1030
Email
Jaffer, Azaan PrincipalToronto+1 416 863 8559
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Joseph, MichaelManaging DirectorWashington, DC+1 202 384 1013
Email
Khan, HassaanAssociateNew York+1 212 365 6574
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Kuo, MandyAssociateToronto+1 416 863 8558
Email
Lacroix, Marc-AntoineSenior PrincipalParis+33 1 44 79 17 23
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Larkins, JamesPrincipalWashington, DC+1 202 370 0616
Email
Liu, RobertAssociateWashington, DC+1 202 384 1049
Email
Loewenthal, MarcDirectorSan Francisco+1 415 291 2679
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Loughlin, ThomasManaging DirectorWashington, DC+1 202 384 1044
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Lovatt, AshleyAssociateNew York+1 212 365 6979
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Lubatkin, JustinPrincipalNew York+1 212 542 6712
Email
Ludwig, EugeneFounder and Chief Executive OfficerWashington, DC+1 202 384 1200
Email
Martins, TimothyPrincipalWashington, DC+1 202 384 1055
Email
Matsis, StephanosAnalystDubai+971 4 445 15 55
Email
McDougall, SimonManaging DirectorLondon+44 207 997 3456
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Montague, Clint AssociateDenver+1 720 612 5135
Email
Montaresi, AntonioSenior PrincipalNew York+1 212 366 6706
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Moore, MollyPrincipalNew York+1 212 365 6987
Email
Nadel, SamuelAssociateNew York+1 212 365 6986
Email
Nakvi, FaraazSenior PrincipalLondon+1 44 207 997 3433
Email
O'Kane, DonnaSenior PrincipalSan Francisco+1 415 291 2678
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Okada, HitomiAssociateTokyo+81 33 519 1412
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Otani, YokoManaging DirectorNew York+1 212 542 6744
Email
Palmer, DustinSenior PrincipalWashington, DC+1 202 384 1141
Email
Petasis, ArionDirectorDubai+971 4 445 1501
Email
Potter, BethPrincipalNew York+1 212 365 6573
Email
Ramsey, EllenAnalystNew York+1 212 365 6981
Email
Rubottom, KevinPrincipalSingapore+65 6410 0915
Email
Rudyj, ChristinaAnalystWashington, DC+1 202 370 0385
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Saillard, RichardSenior PrincipalWashington, DC+1 202 370 0400
Email
Sarfati, PhilippeManaging DirectorToronto+1 416 863 8564
Email
Sephton, PhilipPrincipalLondon+44 207 997 3499
Email
Shapiro, AdamDirectorSan Francisco+1 415 321 6404
Email
Shields, AmandaDirectorLondon+44 207 997 3410
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Short, JamesPrincipalNew York+1 646 574 9483
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Sidler, ChristopherDirectorWashington, DC+1 714 415 4523
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Simons-Poole, GaleDirectorAtlanta+1 404 520 7160
Email
Slemmer, MargaretPrincipalSan Francisco+1 415 291 2669
Email
Sloan, JameSenior PrincipalWashington, DC+1 202 370 0384
Email
Thoraval, Pierre-YvesManaging Director; Directeur GénéralParis+33 6 89 47 06 05
Email
Tomkins, ShaunaSenior PrincipalSingapore+65 6410 0908
Email
Wake, YasuhikoSenior PrincipalTokyo+81 3 3519 1430
Email
Wilson, KarenSenior PrincipalNew York+1 212 365 6983
Email
Winstead, BobbySenior PrincipalNew York+1 214 384 2503
Email
Womble, AndreaAssociateNew York+1 212 365 6985
Email
Peter Bass
Peter assists clients in addressing challenging regulatory enforcement and public policy issues. Much of Peter’s practice draws on his extensive inte...
Fabio Battaglia
Fabio advises financial institutions on a wide variety of issues related to asset-liability management, anti-money laundering and liquidity-risk mana...
Nic Belgrave
Nic assists clients on aspects of regulatory and sanctions compliance, including risk management. He has worked with clients on anti-money-laundering...
Benedict S. Bernstein
Benedict assists clients with global regulatory and sanctions compliance and with risk management. He has special expertise in the broader Middle Eas...
Alexander Carmichael
Alex works with clients to strengthen their risk management and compliance processes. With a background in quantitative risk measurement and informat...
Marimarlene Clay
Marimarlene specializes in assisting clients as they are addressing regulatory concerns in consumer compliance, anti-money laundering and the Bank Se...
Raffaele Cosimo
Raffaele advises clients on a wide range of regulatory issues, including internal controls, middle- and back-office operations, accounting standards,...
Michael Dawson
Michael coordinates Promontory’s global compliance practice, an area that includes anti-money laundering, sanctions, payments, and mortgage complianc...
Pierre de Saint Phalle
Pierre advises banks, insurance companies, and asset management groups on various issues concerning governance, compliance risk management, and gover...
Adrian Dimanlig
Adrian assists clients with strategic advisory and risk management matters through business plan development, business transformation exploration, an...
Sam Empson
Sam advises international financial institutions on strategy, operations, risk management, and regulatory compliance matters. He focuses primarily on...
Michael Foot
Michael advises clients on a wide variety of regulatory matters in the United Kingdom and beyond, having served as Managing Director of the country’s...
James Gregoire
Jim advises clients across various sectors (including retail, technology, and finance) on matters relating to risk management, compliance, and privac...
Justin Guo
Justin assists clients on matters related to risk management, internal controls, corporate governance, and regulatory compliance.
William S. Haraf
Bill brings an exceptional blend of experience and insights to his work with clients, having been a banker, California’s Commissioner of Financial In...
Mirei Haraguchi
Mirei assists in advising clients on corporate governance, compliance, internal controls and risk management matters. Working on-site with client tea...
James Hilton
Jim helps clients respond to regulatory mandates arising from changing regulation, examinations and enforcement actions, especially in the areas of b...
Austin Hong
Austin advises clients on compliance risk management, developing programs in areas such as anti-money laundering, sanctions, and mortgage foreclosure...
Azaan  Jaffer
Azaan assists clients with strategy and compliance issues, with a focus on enterprise risk management, operational risk management and property-casua...
Michael Joseph
Mike advises clients on accounting, auditing, financial reporting, and internal control systems, with a particular expertise in investigations. He al...
Hassaan Khan
Hassaan advises clients on regulatory and compliance matters related to controls, corporate governance, and risk management. He helps financial insti...
Mandy Kuo
Mandy assists clients with strategy, corporate governance, compliance, and risk management matters. She advises financial institutions on regulatory ...
Marc-Antoine Lacroix
Marc-Antoine advises financial institutions on a wide variety of issues related to credit and liquidity risk management, anti-money laundering and co...
James Larkins
James provides guidance to clients on trading regulations, compliance management, and corporate policies and procedures. He also has experience with ...
Robert Liu
Robert assists clients in evaluating performance improvement strategies and managing regulatory and business risks, such as corporate governance and ...
Marc Loewenthal
Marc advises clients on a wide range of regulatory and compliance issues, including those related to information security and privacy, business conti...
Thomas Loughlin
Tom specializes in advisory services to management and Boards of Directors, independent reviews and monitoring efforts, and investigations. His prim...
Ashley Lovatt
Ashley assists international financial institutions with advice related to corporate governance, risk management, and compliance.
Justin Lubatkin
Justin provides expertise in Promontory's global compliance practice, especially with regard to anti-money laundering, the Bank Secrecy Act, sanction...
Eugene Ludwig
Gene, the Founder and Chief Executive Officer of Promontory Financial Group, is a trusted adviser to many of the world's leading financial companies....
Timothy Martins
Tim is a member of Promontory’s Enforcement Advisory and Credit Risk Services practices, providing clients with risk diagnostic and remediation servi...
Stephanos advises international financial institutions on a wide range of strategy, operations and regulatory compliance related issues. He focuses p...
Simon McDougall
Simon leads Promontory’s global privacy and data protection practice, advising firms on governance, risk, and regulatory issues related to their data...
Clint  Montague
Clint helps clients address AML, sanctions, mortgage, and general compliance risk issues through innovative review processes and systems, complex dat...
Antonio Montaresi
Antonio assists Promontory clients with a wide range of regulatory and compliance issues, with a particular focus on anti-money laundering, sanctions...
Molly Moore
Molly assists clients in matters and sanctions compliance related to anti-money laundering and the Bank Secrecy Act. She also has deep knowledge of c...
Samuel Nadel
Samuel assists international banking institutions with compliance issues regarding anti-money laundering, counter-terrorism financing, Office of Fore...
Faraaz Nakvi
Faraaz advises clients on a broad range of compliance and financial-crime matters, including training, controls, risk management, and process enhance...
Donna O
Donna assists clients with risk-management issues involving credit, operational risk and regulatory compliance. She has over 25 years experience in b...
Hitomi Okada
Hitomi advises financial institutions in Japan on regulatory and compliance matters related to anti-money laundering and corporate governance.
Yoko Otani
Yoko advises clients on a range of risk management issues, including those related to liquidity, capital markets, and balance sheet management. With ...
Dustin Palmer
Dustin advises Promontory clients on a host of compliance and enforcement matters, with particular emphasis on anti-money laundering, counter financi...
Arion Petasis
Arion works in Promontory’s Dubai office, where he advises clients in the fields of risk management and organization, helping international banks imp...
Beth Potter
Beth assists clients on corporate governance and anti-money laundering, compliance, and enterprise-wide risk management programs. Beth draws on decad...
Ellen Ramsey
Ellen assists clients with regulatory and compliance matters, with a focus on anti-money laundering and the Bank Secrecy Act.
Kevin Rubottom
Kevin assists international financial institutions in matters related to risk management, corporate governance, and asset-liability management. His w...
Christina Rudyj
Christina assists in developing and executing business development and marketing strategies for the global compliance practice.
Richard Saillard
Richard advises clients on compliance management, consumer compliance, the Bank Secrecy Act/anti-money laundering and fair lending. This work include...
Philippe Sarfati
Philippe advises clients in credit, market and operational risk management, including risk review, integrated risk policy and stress testing. His wor...
Philip Sephton
Philip assists clients in assessing the conduct risk exposure within its business planning processes.
Adam Shapiro
Adam helps U.S. and U.K. clients with compliance, risk management, regulatory, and governance issues. Having served more than five years with Promont...
Amanda Shields
Amanda advises clients on compliance structures and preparation for regulatory responses, reviews, and meetings. With extensive experience as a regul...
James assists clients on compliance, anti-money-laundering, and Bank Secrecy Act requirements. He has played a central role in advising and implemen...
Christopher Sidler
Christopher assists clients with anti-money laundering and sanctions compliance. He has played central roles in designing and conducting forensic tra...
Gale Simons-Poole
Gale advises clients on challenging regulatory examinations, applications, and enforcement matters. With more than 20 years of executive and examinat...
Margaret Slemmer
Margaret assists clients with corporate governance, regulatory compliance and risk management. In particular, she helps clients understand and meet r...
Jame Sloan
Jame assists financial institutions with examinations and supervision, covering a wide range of complexity. She also has deep experience in consumer ...
Pierre-Yves Thoraval
Pierre-Yves advises countries, institutions and clients on strategy, risk management, compliance and regulatory matters, as well as on matters relate...
Shauna Tomkins
Shauna provides advice in regulatory and risk management design and implementation, and in resolution and rehabilitation of problem sectors and insti...
Yasuhiko advises Promontory clients on a range of regulatory and compliance matters. He has expertise in the Anti-Money-Laundering and Combatting T...
Karen assists clients in establishing positive regulatory relations, improving risk management processes, and strengthening corporate governance proc...
Bobby has more than 30 years of experience in bank supervision processes, including risk-based supervision, risk management, and risk measurement. Pr...
Andrea Womble
Andrea assists international banking institutions in assessing compliance related to anti-money laundering, counter-terrorism financing, and the Offi...