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NameTitleLocationContact
Alt, KonradManaging DirectorSan Francisco+1 415 986 4160
Email
Bass, PeterManaging DirectorWashington, DC+1 202 384 1050
Email
Brown, JeffreyManaging DirectorWashington, DC+1 202 384 1040
Email
Catalano, JeanineSpecial AdviserSan Francisco+1 415 321 6408
Email
Cho, AliceManaging DirectorSan Francisco+1 415 986 4660
Email
Comporti, CarloDirectorParis+33 1 44 79 17 25
Email
Cook, DavidSenior PrincipalWashington, DC+1 202 384 1054
Email
Cosimo, RaffaeleManaging DirectorMilan+39 02 7262 2111
Email
Curran, ThomasSenior PrincipalSan Francisco+1 415 949 6407
Email
Dawson, MichaelManaging DirectorWashington, DC+1 202 384 1080
Email
de Saint Phalle, PierreManaging DirectorNew York+1 212 365 6974
Email
Dick, KathrynManaging DirectorWashington, DC+1 202 384 1092
Email
Eckert, SusanDirectorWashington, DC+1 202 384 1125
Email
Elliott, SarahPrincipalWashington, DC+1 202 384 1146
Email
Emi, AkihiroManaging DirectorTokyo+81 3 3519 1414
Email
Faulkner, JenniferDirectorWashington, DC+1 202 384 1126
Email
Gevers, RuthDirectorLondon+44 207 997 3406
Email
Gibbons, DavidManaging DirectorWashington, DC+1 847 707 4279
Email
Glibert, JeffreyManaging DirectorNew York+1 212 365 6990
Email
Hamm, Kathleen M.Managing DirectorWashington, DC+1 202 384 1022
Email
Haraf, William S.Managing DirectorSan Francisco+1 415 986 4660
Email
Haraguchi, MireiAssociateNew York+1 212 365 6976
Email
Hilton, JamesManaging DirectorNew York+1 212 365 6564
Email
Hoffman, Stephen M.Managing DirectorWashington, DC+1 202 384 1127
Email
Knoblauch, JamesDirectorNew York+1 212 542 6565
Email
Krause Bell, SusanManaging DirectorWashington, DC+1 202 384 1151
Email
Leer, JohnAssociateWashington, DC+1 202 384 1024
Email
Lewis, ChrisDirectorSan Francisco+1 415 626 4929
Email
Loughlin, ThomasManaging DirectorWashington, DC+1 202 384 1044
Email
Lovatt, AshleyAssociateNew York+1 212 365 6979
Email
Ludwig, EugeneFounder and Chief Executive OfficerWashington, DC+1 202 384 1200
Email
Middleton, HuestonSenior PrincipalWashington, DC+ 202-384 1176
Email
Moore, TysonPrincipalWashington, DC+ 1 202 384 1143
Email
Murphy, JackChief Executive Officer, Promontory Regulatory Analytics, LLC and Managing Director, Promontory Financial Group, LLCWashington, DC+1 202 384 1010
Email
O'Kane, DonnaSenior PrincipalSan Francisco+1 415 291 2678
Email
O'Kane, MichaelDirectorSan Francisco+1 415 986 6409
Email
Potter, BethPrincipalNew York+1 212 365 6573
Email
Robinson, ReggyDirectorWashington, DC+1 202 384 1168
Email
Rushton, WayneManaging DirectorWashington, DC+1 202 384 1015
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Schmidt, MarkManaging DirectorAtlanta+1 404 885 5741
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Shapiro, AdamDirectorSan Francisco+1 415 321 6404
Email
Sharma, ManishaPrincipalWashington, DC+1 202 309 1767
Email
Shea, CynthiaDirectorWashington, DC+1 512 293 1114
Email
Shields, AmandaDirectorLondon+44 207 997 3410
Email
Sidler, ChristopherDirectorWashington, DC+1 714 415 4523
Email
Simons-Poole, GaleDirectorAtlanta+1 404 520 7160
Email
Slemmer, MargaretPrincipalSan Francisco+1 415 291 2669
Email
Sloan, JameSenior PrincipalWashington, DC+1 202 370 0384
Email
Thelander, DavidManaging DirectorSan Francisco+1 415 291 2675
Email
Thoraval, Pierre-YvesManaging Director; Directeur GénéralParis+33 6 89 47 06 05
Email
Todd, MikePrincipalAtlanta+1 404 885 5756
Email
Tomkins, ShaunaSenior PrincipalSingapore+65 6410 0908
Email
Tymms, SamManaging DirectorLondon+44 207 997 3405
Email
Unger, LauraSpecial AdviserWashington, DC+1 202 384 1160
Email
Weimer, MarilynDirectorWashington, DC+1 202 384 1200
Email
Williams, Julie L.Managing Director and Director of Domestic Advisory PracticeWashington, DC+1 202 384 1087
Email
Wilson, KarenSenior PrincipalNew York+1 212 365 6983
Email
Winstead, BobbySenior PrincipalNew York+1 214 384 2503
Email
Womble, AndreaAssociateNew York+1 212 365 6985
Email
Konrad Alt
Konrad is the leader of our San Francisco office and advises clients on compliance, enterprise risk management, governance, and regulatory communicat...
Peter Bass
Peter assists clients in addressing challenging regulatory enforcement and public policy issues. Much of Peter’s practice draws on his extensive inte...
Jeffrey Brown
Jeff helps clients meet regulatory expectations for capital planning. Having served as senior-most economist at the Office of the Comptroller of the ...
Jeanine Catalano
Jeanine has over three decades of financial regulatory risk management experience. Her areas of expertise include corporate governance, consumer comp...
Alice Cho
Alice assists clients with their efforts to improve corporate governance and risk management practices. She also has extensive experience in designin...
Carlo Comporti
Carlo advises countries, institutions and clients on securities and financial markets, with a particular focus on the regulatory environment in the E...
David Cook
David assists clients with strategic planning and regulatory compliance, particularly in matters requiring regulatory approvals.
Raffaele Cosimo
Raffaele advises clients on a wide range of regulatory issues, including internal controls, middle- and back-office operations, accounting standards,...
Thomas Curran
Tom provides guidance to clients on credit, compliance, and market-risk issues. He has significant experience identifying weaknesses in large banking...
Michael Dawson
Michael coordinates Promontory's global compliance practice, an area that includes anti-money-laundering, sanctions, payments, vendor oversight, and ...
Pierre de Saint Phalle
Pierre advises banks, insurance companies, and asset management groups on various issues concerning governance, compliance risk management, and gover...
Kathryn Dick
Kathy advises Promontory clients on a wide range of regulatory and supervisory issues, governance and risk management challenges, systemic risk issue...
Susan Eckert
Susan assists clients with a variety of regulatory challenges they face, including meeting requirements and strengthening credit and other risk contr...
Sarah Elliott
Sarah assists clients with a wide range of regulatory and strategic matters and provides advice relating to examinations and compliance.
Akihiro Emi
Akihiro assists clients in navigating various difficult issues regarding information-technology risk and business continuity management. Having worke...
Jennifer Faulkner
Jennifer assists clients with all retail credit-related issues. She has a deep knowledge of regulatory expectations with regard to credit risk manage...
Ruth Gevers
Ruth advises clients on a broad range of U.K. regulatory and compliance matters including market abuse, compliance and risk management, business mode...
David Gibbons
With 34 years of experience as both a financial services practitioner and regulator, Dave advises numerous clients on a variety of regulatory and com...
Jeffrey Glibert
Jeff advises clients on risk management issues, with a focus on issues related to credit and counterparty risk, enterprise risk, and regulatory risk....
Kathleen M. Hamm
Kathleen heads the firm’s Securities Practice Group, where she specializes in securities, derivatives, and corporate regulatory, compliance, and enfo...
William S. Haraf
Bill brings an exceptional blend of experience and insights to his work with clients, having been a banker, California’s Commissioner of Financial In...
Mirei Haraguchi
Mirei assists in advising clients on corporate governance, compliance, internal controls and risk management matters. Working on-site with client tea...
James Hilton
Jim helps clients respond to regulatory mandates arising from changing regulation, examinations and enforcement actions, especially in the areas of b...
Stephen M. Hoffman
Steve assists clients in addressing challenging issues involving structure, governance, risk management and control, and compliance. His work include...
James Knoblauch
James advises clients on a wide range of issues related to controls, compliance and risk management. He has special expertise in areas such as deriva...
Susan Krause Bell
Susan advises clients on new and ongoing regulatory issues, such as the Dodd-Frank Act and Basel capital rules, and ongoing supervisory priorities, i...
John Leer
John advises clients on matters related to credit risk management, corporate governance, and regulatory compliance. His clients range from community ...
Chris Lewis
Chris assists clients in compliance and operational risk management, bank regulatory relations, consumer protection advocacy, and Community Reinvestm...
Thomas Loughlin
Tom specializes in advisory services to management and Boards of Directors, independent reviews and monitoring efforts, and investigations. His prim...
Ashley Lovatt
Ashley assists international financial institutions with advice related to corporate governance, risk management, and compliance.
Eugene Ludwig
Gene, the Founder and Chief Executive Officer of Promontory Financial Group, is a trusted adviser to many of the world's leading financial companies....
Hueston Middleton
Hueston assists clients on a variety of issues related to bank examinations, with a particular focus on derivatives trading activities. He also has d...
Tyson Moore
Tyson specializes in providing insight and assistance on regulatory and compliance matters for banks, including areas such as market risk and asset-l...
Jack Murphy
Jack advises clients on a wide range of regulatory, supervisory, and strategic issues, including corporate governance, emerging regulatory and superv...
Donna O
Donna assists clients with risk-management issues involving credit, operational risk and regulatory compliance. She has over 25 years experience in b...
Michael O
Michael assists clients of all sizes in addressing regulatory issues involving governance, risk management, compliance, and enterprise-wide programs....
Beth Potter
Beth assists clients on corporate governance and anti-money laundering, compliance, and enterprise-wide risk management programs. Beth draws on decad...
Reggy Robinson
Reggy assists financial institutions with examinations and supervision, especially for complex banks with large loan portfolios. He also has deep exp...
Wayne Rushton
Wayne assists clients in navigating difficult regulatory examination and enforcement issues. As the former senior-most bank supervision policy offici...
Mark Schmidt
Mark advises clients with regard to regulatory and enforcement matters. He also assists banks with a wide variety of risk management issues, includin...
Adam Shapiro
Adam helps U.S. and U.K. clients with compliance, risk management, regulatory, and governance issues. Having served more than five years with Promont...
Manisha Sharma
Manisha joins us from the CFPB’s supervision, fair lending, and enforcement division, where she was an examiner and team lead. She conducted exams re...
Cynthia Shea
Cynthia is a 30-year banking veteran with extensive experience in bank governance, risk management, and anti-money laundering. Cynthia works with fin...
Amanda Shields
Amanda advises clients on compliance structures and preparation for regulatory responses, reviews, and meetings. With extensive experience as a regul...
Christopher Sidler
Christopher assists clients with anti-money laundering and sanctions compliance. He has played central roles in designing and conducting forensic tra...
Gale Simons-Poole
Gale advises clients on challenging regulatory examinations, applications, and enforcement matters. With more than 20 years of executive and examinat...
Margaret Slemmer
Margaret assists clients with corporate governance, regulatory compliance and risk management. In particular, she helps clients understand and meet r...
Jame Sloan
Jame assists financial institutions with examinations and supervision, covering a wide range of complexity. She also has deep experience in consumer ...
David Thelander
David advises clients on all aspects of investment management governance, risk management, and compliance oversight. His clients include boards of di...
Pierre-Yves Thoraval
Pierre-Yves advises countries, institutions and clients on strategy, risk management, compliance and regulatory matters, as well as on matters relate...
Mike Todd
Mike assists clients with risk management solutions, bank regulatory practices, and risk model guidance. He has extensive experience in bank regulati...
Shauna Tomkins
Shauna provides advice in regulatory and risk management design and implementation, and in resolution and rehabilitation of problem sectors and insti...
Sam Tymms
Sam advises financial institutions on regulatory and compliance matters, including board effectiveness reviews and preparation for regulatory reviews...
Laura Unger
Laura provides clients with strategic advice about matters relating to the SEC, regulatory and legislative process.
Marilyn Weimer
Marilyn specializes in securities compliance reviews, internal fact-finding investigations, financial analysis, and corporate governance issues. She ...
Julie L. Williams
Julie is the former First Senior Deputy Comptroller and Chief Counsel of the U.S. Office of the Comptroller of the Currency. In her work with clients...
Karen assists clients in establishing positive regulatory relations, improving risk management processes, and strengthening corporate governance proc...
Bobby has more than 30 years of experience in bank supervision processes, including risk-based supervision, risk management, and risk measurement. Pr...
Andrea Womble
Andrea assists international banking institutions in assessing compliance related to anti-money laundering, counter-terrorism financing, and the Offi...