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NameTitleLocationContact
Carmichael, AlexanderChief Operating Officer, Promontory Financial Group Australasia, LLPSingapore+65 6418 2818
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Comporti, CarloManaging DirectorParis+33 1 58 75 24 05
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Dodge, ConwayManaging DirectorWashington, DC+1 202 370 0461
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Elias, EliAssociateWashington, DC+1 202 370 0382
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Harris, DouglasManaging DirectorNew York+1 212 365 6568
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Hennes, Jr., Duncan (DJ)Senior PrincipalNew York+1 212 365 6989
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Kennedy, SherylChief Executive Officer, Promontory Financial Group Canada ULCToronto+1 416 863 8555
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Lesser, JacobDirectorWashington, DC+1 202 370 0397
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Ludwig, EugeneFounder and Chief Executive OfficerWashington, DC+1 202 384 1200
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Mulcahey, BryanPrincipalWashington, DC+1 202 370 0609
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Murphy, AnthonyManaging DirectorNew York+1 212 542 6713
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Patterson, RichardPrincipalWashington, DC+1 202 370 0466
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Seigle, ChristopherPrincipalWashington, DC+1 202 370 0444
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Sexton, MarkManaging DirectorNew York+1 212 365 6982
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Sullivan, MichaelManaging DirectorWashington, DC+1 202 370 0507
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Vorhis, MichaelPrincipalWashington, DC+1 202 384 1182
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Weimer, MarilynSenior Director and Chief Compliance OfficerWashington, DC+1 202 384 1200
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Alex works with clients to strengthen their risk management and compliance processes. With a background in quantitative risk measurement and informat...
Carlo advises countries, institutions and clients on securities and financial markets, with a particular focus on the regulatory environment in the E...
Conway is a leader in Promontory’s securities practice group and has an extensive background in the U.S. securities markets.
Eli provides strategic advice on issues related to securities law and regulation, corporate governance, and risk management.
Doug advises clients on regulatory matters involving risk management, compliance, investment products, derivatives, and capital markets. He also coun...
DJ advises clients on regulatory issues involving compliance, risk management, and governance, with a focus on capital markets and derivatives. He ha...
As CEO of Promontory Canada, Sheryl advises clients on a wide range of public policy, business strategy, finance restructuring, governance and risk m...
Jake advises Promontory clients on a wide range of securities-related regulatory, compliance, and enforcement issues.
Gene, the founder and chief executive officer of Promontory Financial Group, is a trusted adviser to many of the world's leading financial companies....
Bryan advises clients on regulatory, compliance, and corporate-governance issues, with a focus on anti-money-laundering and securities regulation.
Tony advises clients on corporate strategy, risk and asset-liability management, governance and complex transactions. He assists clients to build the...
Rich advises financial institutions on issues related to securities law and regulatory compliance.
Chris draws on his experience in securities regulation to advise financial institutions on regulatory compliance.
Mark is a director with over 20 years of experience in trading, risk management, and regulatory compliance. Mark has applied his trading and Federal ...
Michael specializes in corporate governance and securities-related regulatory, compliance, and enforcement issues.
Michael assists Promontory clients with a wide range of regulatory compliance issues, with a particular focus on requirements for investment advisers...
Marilyn specializes in compliance reviews, internal fact-finding investigations, financial analysis, and corporate governance issues. She has extensi...