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NameTitleLocationContact
Adolph, MaximilianPrincipalLondon+44 203 900 9802
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Ali, MunibManaging DirectorLondon+44 203 900 9803
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Allen, StephanieDirector of Strategic Communications and MarketingWashington, DC+1 202 869 9530
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Anderika, RachelDirectorNew York+1 212 209 7280
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Andersen, GeorgeSenior PrincipalNew York+1 212 209 7281
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Angulo, ArthurManaging DirectorNew York+1 212 209 7298
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Atkinson, ChristopherDirectorLondon+44 203 900 9805
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Bardy, StevenManaging DirectorSydney+61 2 9462 5133
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Basile, RaffaeleDirectorMilan+39 02 7262 2115
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Battaglia, FabioDirectorMilan+39 02 3030 2224
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Bautz, TimothyPrincipalNew York+1 212 209 7415
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Bedi, AdamPrincipalLondon+44 203 900 9807
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Bethoney, ElizabethVice President of AML Operations, Promontory Risk ReviewDenver+1 720 612 5000
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Bhattacharya, DhritimanDirectorWashington, DC+1 202 384 1158
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Bonosconi, DebraDirectorWashington, DC+1 202 869 9533
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Boorman, TonyManaging DirectorLondon+44 203 900 9809
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Bray, LauraManaging DirectorNew York+1 212 209 7418
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Bufithis-Hurie, DanielPrincipalSan Francisco+1 415 291 2668
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Butners, MaraAssociate-LegalWashington, DC+1 202 869 9536
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Carmichael, AlexanderChief Operating Officer, Promontory Financial Group Australasia, LLPSingapore+65 6418 2818
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Carmichael, JeffreyChief Executive Officer, Promontory Financial Group Australasia, LLPSingapore+65 6418 3838
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Cathcart, RonaldManaging DirectorNew York+1 212 209 7424
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Catling, WillsPrincipalNew York+1 212 209 7425
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Chandra, VictorDirectorSydney+61 2 9462 5132
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Cheever, Margaret "Mitzi"DirectorNew York+1 212 209 7427
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Chen, SeanAssociateWashington, DC+1 202 869 9539
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Childress, MaraPrincipal Washington, DC+1 202 870 1977
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Clay, MarimarleneDirectorWashington, DC+1 202 869 9624
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Contestabile , Emiliana PrincipalMilan+39 02 7262 2100
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Cook, DavidDirectorWashington, DC+1 202 869 9625
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Cosimo, RaffaeleManaging DirectorMilan+39 02 3030 2222
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Crannell, JamesPrincipalWashington, DC+1 202 869 9540
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Crotinger, TatumSenior PrincipalWashington, DC+1 202 869 9626
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Dawson, MichaelManaging Director and CEO, Promontory AsiaTokyo +81 33 808 4940
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Deokar, Akash PrincipalSydney+61 2 9462 5155
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Devereux, MarkSenior PrincipalLondon+44 203 900 9817
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Diaz, EmmaDirector of OperationsWashington, DC+1202 384 1041
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Dodge, ConwayManaging DirectorWashington, DC+1 202 869 9544
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Dovera, FrancescoSenior PrincipalMilan+39 02 7262 2100
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Duberstein, The Hon. Kenneth M.Promontory Advisory Board memberWashington, DC
Emi, AkihiroManaging DirectorTokyo+81 3 3808 4915
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Farooqi, AdanPrincipalLondon+44 203 900 9818
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Favila, EricSenior PrincipalSingapore+65 6418 5721
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Feldman, LeighManaging DirectorNew York+1 212 209 7444
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Ford, KarenDirectorToronto+1 416 863 8562
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Francis, NicholasPrincipal New York+1 212 209 7445
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Fuller, StephanieDirector and UK Senior Legal CounselLondon+44 203 900 9820
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Gage, PatSenior Deputy General CounselWashington, DC+1 202 869 9548
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Gaujean, Martine-PascalePrincipal Deputy General CounselWashington, DC+1 202 869 9507
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Ghatak, NatashaSales Operations ManagerWashington, DC+1 202 869 9549
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Giacomini, LouieChief Executive Officer, Promontory Risk ReviewDenver+1 720 612 5129
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Gien, DanielSenior PrincipalWashington, DC+1 202 869 9508
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Goldstein, Dr. JeffreyPromontory Advisory Board MemberNone
Grosvenor, RobertManaging Director London+44 203 900 9825
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Guo, JustinPrincipal Washington, DC+1 202 869 9551
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Haller, ChristinaSenior PrincipalWashington, DC+1 202 869 9552
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Haraf, William S.Special Adviser San Francisco+1 415 986 4660
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Hayes, KevinDirectorWashington, DC+1 202 869 9554
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Hennes, Jr., Duncan (DJ)Senior PrincipalNew York+1 212 209 7456
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Hilton, JamesExecutive Managing Director for the United StatesNew York+1 212 209 7458
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Hoffman, Stephen M.Managing DirectorWashington, DC+1 202 869 9636
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Holmes, Peter Senior PrincipalNew York+1 212 209 7459
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Hsu, ValeriePrincipal Washington, DC+1 202 869 9556
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Hubbard, StevenDirectorWashington, DC+1 202 869 9557
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Huber, GuyAssociateWashington, DC+1 202 869 9558
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Hunter, DavidDirectorNew York+1 212 209 7460
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Iancu, SilviaPrincipalNew York+1 212 209 7461
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Jacobsen, Mr. Mark P.Promontory Advisory Board MemberNone
James, EricPrincipal Washington, DC+1 202 869 9561
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Johal, JasSenior PrincipalLondon+44 203 900 9830
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Johnson, AaronDirectorWashington, DC+1 202 869 9563
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Jordan Jr., Vernon E.Promontory Advisory Board MemberNone
Jung, Yeun JungPrincipalTokyo+81 3 3808 4913
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Kennedy, SherylChair, Promontory Financial Group Canada ULCToronto+1 416 863 8555
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Ketchum, Mr. RichardPromontory Advisory Board MemberNone
King, MatthewSenior Deputy General Counsel Washington, DC+1 202 869 9565
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Kiritz, NicholasDirector and Lead Expert for Model Risk ManagementWashington, DC+1 202 869 9566
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Knoblauch, JamesDirectorNew York+1 212 209 7465
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Koizumi, AkihitoSenior PrincipalTokyo+81 3 3808 4923
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Krause Bell, SusanManaging DirectorWashington, DC+1 202 869 9512
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Kulakow, SethDirectorDenver+1 720 612 5000
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Lam, TimothyAssociateWashington, DC+1 202 869 9510
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Lang, WilliamManaging DirectorNew York+1 212 209 7469
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Larkins, JamesDirectorWashington, DC+1 202 869 9514
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Larson, ErikManaging Director and Global Head for Quantitative Methodologies and AnalyticsWashington, DC+1 202 869 9515
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Levitt, The Hon. ArthurPromontory Advisory Board MemberNone
Lewis, ChrisDirectorSan Francisco+1 415 321 6406
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Loughlin, ThomasManaging DirectorWashington, DC+1 202 869 9640
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Ludwig, EugeneFounder and Chief Executive OfficerWashington, DC+1 202 869 9799
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Maher, RebeccaSenior PrincipalSydney+61 7 3213 2000
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Markarian, GregDirectorWashington, DC+1 202 869 9641
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Martins, TimothySenior PrincipalWashington, DC+1 202 869 9573
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Marton, PeterPrincipal New York+1 212 209 7477
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Matthews, HunterAssociateWashington, DC+1 202 370 0596
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McCarthy, KeenanPrincipalNew York+1 212 209 7479
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McCaul, ElizabethManaging Director and Global Head of StrategyNew York+1 212 209 7423
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McGrath, LucyDirectorLondon+44 207 997 3418
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McQuade, Mr. EugenePromontory Advisory Board Vice ChairmanNone
Medioli, JosephSenior PrincipalNew York+1 212 209 7482
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Mendel, NoamPrincipal New York+1 212 209 7483
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Meyer, MicheleDirectorWashington, DC+1 202 603 3709
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Molloy, ConorDirectorDublin+353 878 11 4261
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Montaresi, AntonioDirectorNew York+1 212 209 7487
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Moore, MollyDirectorNew York+1 212 209 7488
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Moorhead, WilliamAssociateWashington, DC+1 202 384 1036
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Mori, Taketoshi DirectorTokyo+81 3 3808 4907
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Moskow, Dr. Michael H.Promontory Advisory Board MemberNone
Mujtaba, FahdDirector of Technology SolutionsWashington, DC+1 202 869 9578
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Mulvey, BrendanDirectorNew York+1 212 209 7489
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Murphy, AnthonyManaging DirectorNew York+1 212 209 7490
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Nayda Jr., WilliamAssociateWashington, DC+1 202 809 4755
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Newman, FrankChairman, Promontory Financial Group China Ltd.Hong Kong+852 3724 5388
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Norgren, ClaesSenior AdviserLondon+44 207 997 3400
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Nutter, CarolDirector of Human ResourcesWashington, DC+1 202 869 9651
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O'Mara, Rebecca PrincipalWashington, DC+1 202 869 9581
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O'Shea, TimothySenior PrincipalNew York+1 212 209 7494
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Oehmke, JosephPrincipalLondon+44 203 900 9887
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Offit, Mr. Morris W.Promontory Advisory Board MemberNone
Ondus, MatthewDirectorWashington, DC+1 202 869 9655
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Pargac, RobertManaging DirectorNew York+1 212 209 7495
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Parkinson, Patrick M.Managing DirectorWashington, DC+1 202 869 9519
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Patel, SamitaPrincipal London+44 203 900 9838
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Petasis, ArionDirectorDubai+971 4 872 83 02
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Peters, DavidManaging DirectorToronto+1 416 863 8564
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Philips, RachelAssociateNew York+1 212 542 6839
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Pinto, JudithManaging DirectorNew York+1 212 209 7497
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Pinto-Duschinsky, DavidManaging DirectorLondon+44 203 900 9840
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Rai, AmarPrincipalLondon+44 203 900 9842
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Raine, HenryManaging Director, Head of London OfficeLondon+44 203 900 9843
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Ravitz, MilesSenior PrincipalNew York+1 212 284 5057
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Ray, JamesPrincipalNew York+1 212 284 5058
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Rehm, Steven T.Managing DirectorNew York+1 212 284 5059
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Rennie, Mr. AlistairPromontory Advisory Board MemberNone
Riegle Jr., The Hon. Donald W.Promontory Advisory Board MemberNone
Robinson, JohnSenior PrincipalWashington, DC+1 202 869 9586
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Romano, JoshuaAssociateNew York+1 212 284 5061
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Rosenberg, JosephAssociateNew York+1 212 542 6781
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Rushton, WayneManaging DirectorWashington, DC+1 202 869 9662
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Sagar, GuyDirectorLondon+44 203 900 9845
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Sahin, HuseyinSenior PrincipalLondon+44 203 900 9846
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Salinger, JulieSenior PrincipalNew York+1 212 284 5065
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Samuels, DavidManaging Director and Segment LeaderNew York+1 212 284 5066
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Sanford, Barak J. Managing DirectorWashington, DC+1 202 869 9799
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Savin, AllysonDirectorWashington, DC+1 202 869 9588
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Sawada, TomohiroSenior PrincipalTokyo+81 3 3808 4920
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Schapiro, The Hon. MaryPromontory Advisory Board Vice Chair Washington, DC+1 202 384 1195
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Schauwecker, KellyAnalystWashington, DC+1 202 384 0503
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Schnaidman, Manuel J.Managing DirectorNew York+1 212 284 5067
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Schneck, Dr. Phyllis A. Managing Director and Global Leader of Cyber SolutionsWashington, DC+1 202 869 9665
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Schwartz, EricManaging Director Washington, DC+1 202 869 9589
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Schwartz, ShelbyCompliance Program ManagerWashington, DC+1 202 869 9521
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Sen, IsabelPrincipalNew York+1 212 284 5068
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Serby, JedPrincipalNew York+1 212 284 5069
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Sexton, MarkManaging DirectorNew York+1 212 284 5070
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Shanahan, AlisonAssociateWashington, DC+1 202 869 9592
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Shea, CynthiaManaging DirectorNew York+1 512 293 1114
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Shinkarsky, GlebSenior PrincipalSydney+61 2 9462 5130
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Shirakawa, Gov. MasaakiPromontory Advisory Board MemberNone+81 3 3808 4919
Sidler, ChristopherManaging DirectorWashington, DC+1 202 869 9667
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Skerritt, SusanSenior AdviserNew York+1 646 404 3647
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Sloan, JameManaging DirectorWashington, DC+1 202 869 9669
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Strecker, RaymondManaging DirectorNew York+1 212 284 5079
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Sullivan, MichaelManaging DirectorWashington, DC+1 202 869 9597
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Sun, AlexandraAssociateWashington, DC+1 202 869 9671
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Szutu, BradleySenior Principal Singapore+65 6418 5723
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Tarbill, JosephPrincipalNew York+1 212 284 5082
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Tomkins, ShaunaSenior PrincipalSingapore+65 6418 5722
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Tsyrennikov, ViktorSenior Principal and Lead Expert for Modeling of Market Risk and InfrastructureWashington, DC+1 202 869 9603
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Tymms, SamManaging DirectorLondon+44 203 900 9884
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Van der Celen, KatherynDirectorNew York+1 212 284 5088
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VanHerwarde, GraniaAssociateNew York+1 212 284 5089
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Wareham, SeanAssociateWashington, DC+1 202 869 9605
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Watanagase, Dr. TarisaPromontory Advisory Board MemberNone
Weimer, MarilynSenior Director and Chief Compliance OfficerWashington, DC+1 202 869 9606
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Welborn, LauraPrincipalNew York+1 212 284 5093
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Williams, Julie L.Managing Director and Director of Domestic Advisory PracticeWashington, DC+1 202 869 9527
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Willing, JoySenior Deputy General CounselWashington, DC+1 202 370 0394
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Wilson, CollinPrincipalAtlanta+1 212 284 5095
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Wilson, MayaSenior PrincipalWashington, DC+1 202 869 9611
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Yuklea, KarinDirectorNew York+1 212 478 1670
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Zarb, Mr. Frank G.Nonexecutive Chairman and Promontory Advisory Board MemberNone+1 212 479 7249
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Zhang, YuePrincipalWashington, DC+1 202 869 9613
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Zubrow, Mr. Barry L.Promontory Advisory Board MemberNone
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Maximilian advises clients on regulatory and compliance matters across a range of financial services, including banking and insurance.
Munib helps wholesale banks and other financial institutions review and redesign their frameworks for compliance with U.K., European Union, and U.S. ...
Stephanie manages Promontory’s media relationships and works with the firm’s professionals on thought leadership and public events.
Rachel advises clients on a broad range of regulatory issues, including problem-bank remediation, consumer compliance, BSA/AML, and institutions with...
George advises U.S. and non-U.S. banking institutions on capital planning and management, corporate governance, internal controls, business strategy,...
Art draws on broad and deep experience in bank supervision to advise Promontory clients on all matters related to risk management and supervisory pol...
Chris draws on his extensive public- and private-sector experience to advise financial institutions on regulatory compliance.
Steven is an expert in global securities regulation. He advises clients on managing conduct risk, designing and implementing remediation programs, an...
Raffaele advises financial institutions on regulatory and compliance topics related to internal auditing and corporate governance.
Fabio advises financial institutions on a wide variety of risk management and compliance issues, including asset-liability management, anti-money-lau...
Tim assists with providing regulatory and risk management advice and analysis to international and domestic financial institutions.
Adam assists clients with regulatory and risk-management matters in the United Kingdom.
Elizabeth provides strategic subject-matter expertise in anti-money-laundering/financial-crime compliance and risk mitigation.
Dhritiman helps clients develop and validate quantitative models for stress testing and anti-money-laundering compliance.
Deb has more than 20 years’ experience as a financial services practitioner and regulator, and advises clients on a variety of regulatory, enforcemen...
Tony advises banks, building societies, insurers, and consumer credit firms on governance and conduct risk, customer remediation, and compliance with...
Laura draws on her broad experience in banking and consulting to advise Promontory clients on implementing enterprisewide change and meet regulatory ...
Dan advises financial institutions and technology firms on risk management, corporate governance, consumer compliance, anti-money-laundering and coun...
Mara provides data management and legal support to Promontory’s general counsel and compliance department.
Alex works with clients to strengthen their risk management and compliance processes. With a background in quantitative risk measurement and informat...
Jeff is the head of Promontory Australasia and was the inaugural chairman of the Australian Prudential Regulation Authority. He advises clients on r...
Ron draws on more than three decades of experience in the U.S. and global banking and regulatory sectors to advise Promontory clients on managing the...
Wills focuses on business development within Promontory’s global privacy and data protection practice, helping clients understand governance, risk, a...
Victor specializes in providing in-depth analysis and advice to clients on capital, liquidity, and risk management matters. Victor joined Promontory ...
Mitzi has more than 25 years of experience in credit risk management and advises Promontory clients on a variety of regulatory and compliance issues.
Sean is a member of the quantitative team at Promontory.
Mara provides research and analysis for compliance and regulatory matters.
Marimarlene specializes in assisting clients as they are addressing regulatory concerns in consumer compliance, anti-money laundering and the Bank Se...
Emiliana advises Promontory clients on a variety of regulatory, compliance, and risk management issues.
David is a member of Promontory’s global compliance practice and assists clients with complex compliance and enforcement challenges. He concentrates ...
Raffaele advises clients on a wide range of regulatory issues, including internal controls, middle- and back-office operations, accounting standards,...
James assists clients with strategic and regulatory matters, including the review and enhancement of bank regulatory-compliance programs and complian...
Tatum draws on a strong and diverse background in consumer financial protection and lending regulations to help financial institutions conduct compli...
Michael leads Promontory’s Asia practices. He has experience in financial-crimes risk management, encompassing anti-money-laundering, sanctions, and ...
Akash assists clients on issues related to risk management and emerging global and local regulatory initiatives. He has helped clients with developin...
Mark advises clients on information security, business-risk and continuity planning, regulatory compliance, and operational readiness.
Emma has more than 20 years’ experience in operations, including as treasurer and director of investor relations of a publicly traded company.
Conway is a leader in Promontory’s securities practice group and has an extensive background in the U.S. securities markets.
Francesco assists clients in regulatory matters, particularly those concerning capital markets and anti-money-laundering compliance, and performs pro...
The Hon. Kenneth Duberstein is chairman and CEO of the Duberstein Group, an independent strategic planning and consulting company.
Akihiro assists clients in navigating various difficult issues regarding information-technology risk and business continuity management. Having worke...
Adan advises clients on privacy and data protection from Promontory’s London office.
Eric has 15 years of sales and business-development experience in the financial services sector.
Leigh is an expert in privacy and data protection and leads Promontory’s U.S. privacy practice, advising clients on all aspects of privacy programs, ...
Karen advises financial clients on risk management, reporting, corporate governance, and project management.
Nicholas provides regulatory, compliance, and governance advice to international financial institutions.
Stephanie oversees Promontory’s U.K. legal affairs.
Pat assists clients with human resources matters, including data privacy, insurance coverage, business continuity, and document retention.
Martine is responsible for the company’s securities trading policy and insurance portfolio, and serves as corporate secretary. She reviews, drafts an...
Natasha supports Promontory’s global head of sales in shaping and executing the firm’s sales and client-engagement strategy.
Louie is a member of the leadership team at PRR, where he is responsible for operational delivery and quality assurance of client engagements and ove...
Dan is a member of Promontory’s securities practice group and has more than 15 years of experience achieving results on priority firmwide projects in...
Dr. Jeffrey Goldstein is a banker, economist, and former Treasury Department undersecretary for domestic finance.
A senior member of Promontory’s London-based privacy and data protection practice, Robert assists clients in financial services and other industries ...
Justin assists clients with matters related to corporate governance, risk management, and regulatory compliance.
Christy advises clients on regulatory, compliance, corporate-governance, and risk management matters.
Bill brings an exceptional blend of experience and insights to his work with clients, having been a banker, California’s Commissioner of Financial In...
Kevin specializes in security risk management and defense of networks and national critical assets from advanced foreign adversaries.
DJ advises clients on regulatory issues involving compliance, risk management, and governance, with a focus on capital markets and derivatives. He ha...
Jim manages the U.S. advisory practice. He helps clients respond to regulatory mandates arising from changing regulation, examinations and enforcemen...
Steve assists clients in addressing challenging issues involving structure, governance, risk management and control, and compliance. His work include...
Peter assists clients with risk control and enforcement issues. While at the Federal Reserve Bank of New York, he worked on foreign exchange, payment...
Valerie has expertise in survey methodology and mathematical statistics, including sample design and selection, sample yield monitoring, weighting, q...
With more than 20 years of experience in bank supervision with the Federal Deposit Insurance Corp., Steven has extensive experience advising on compl...
Guy assist clients with international regulatory compliance, risk management, and corporate governance.
David advises financial institutions on anti-money-laundering and sanctions compliance. He also assists clients with corporate governance and matters...
Silvia advises clients on regulatory and risk-management matters.
Mr. Mark Jacobsen is co-founder, president, and chief executive officer of Promontory Interfinancial Network and a former partner of Promontory Finan...
Eric assists clients with strategic and regulatory matters.
Jas specializes in data protection and privacy-related matters. She helps clients develop and implement privacy-compliance programs, assess multijuri...
Aaron draws on his extensive experience developing and validating models for pre-provision net revenue, stress testing, and consumer credit scoring t...
Mr. Vernon E. Jordan Jr. serves as a senior managing director of Lazard Frères & Co., working with a diverse group of clients in a broad range of ind...
Yeun jung has experience in planning operations and developing cost-saving strategies for clients in the Internet banking sector.
Sheryl advises clients on a wide range of public policy, business strategy, finance restructuring, governance and risk management issues. She assists...
Mr. Richard Ketchum served as chairman and chief executive officer of the Financial Industry Regulatory Authority from 2009 to 2016. He previously se...
Matt advises clients on a broad range of corporate legal issues, including data privacy, technology transactions, international expansion, mergers an...
Nick provides clients with guidance on model-risk governance and infrastructure.
James advises clients on a wide range of issues related to controls, compliance and risk management. He has special expertise in areas such as deriva...
Akihito assists clients with information-technology risk management and business-continuity planning.
Susan advises clients on new and ongoing regulatory issues, such as the Dodd-Frank Act and Basel capital rules, and ongoing supervisory priorities, i...
Seth advises clients on all aspects of tactical and strategic cybersecurity.
Timothy assists Promontory clients with various aspects of risk management and regulatory compliance.
Bill is an authority on financial risk management, quantitative analysis, and bank supervision and advises Promontory clients on stress testing, mode...
James advises clients on trading regulations, compliance management, data governance, information security, and corporate policies and procedures. He...
Erik provides clients with solutions in areas relating to quantitative risk management. He has vast experience in developing and validating the model...
The Hon. Arthur Levitt was the longest-serving chairman of the Securities and Exchange Commission (from 1993 to 2001) and is widely known as a champi...
Chris assists clients in compliance and operational risk management, bank regulatory relations, consumer protection advocacy, and Community Reinvestm...
Tom specializes in advisory services to management and boards of directors, independent reviews and monitoring efforts, and investigations. His prim...
Gene, the founder and chief executive officer of Promontory Financial Group, is a trusted adviser to many of the world's leading financial companies....
Rebecca advises clients on regulatory and risk management matters, with extensive experience in the development and review of compliance frameworks a...
Greg assists clients on a wide range of regulatory, compliance, operational, and other risk-management issues.
Tim is a member of Promontory’s Enforcement Advisory and Credit Risk Services practices, providing clients with risk diagnostic and remediation servi...
Peter provides strategic guidance to financial institutions on issues related to regulatory compliance, securities law, and risk management.
Hunter assists clients in a variety of regulatory and compliance matters, with a focus on internal controls and credit risk management.
Keenan advises Promontory clients on strategic, regulatory-compliance, and risk management matters and focuses on implementing enterprisewide change ...
Elizabeth provides a broad range of financial and regulatory advisory services to clients in the United States and Europe, including assistance with ...
Lucy is a data privacy specialist and technology lawyer and advises clients on practical, risk-based compliance with privacy and cybersecurity laws a...
Mr. Gene McQuade is a prominent banking executive with a distinguished career in leadership roles at large financial institutions.
Joe assists clients with strategic acquisitions, corporate governance, derivatives, corporate due diligence, and general regulatory compliance matter...
Noam advises clients on matters related to model validation, risk management, and regulatory compliance.
Michele advises financial institutions on all aspects of risk management and strategic advisory matters, as well as on regulatory compliance and poli...
Conor has broad experience helping banks, insurers, and other financial firms manage risk.
Antonio assists Promontory clients with a wide range of regulatory and compliance issues, with a particular focus on anti-money laundering, sanctions...
Molly assists clients in matters and sanctions compliance related to anti-money laundering and the Bank Secrecy Act. She also has deep knowledge of c...
Will advises clients on a wide range of compliance and regulatory matters.
Taketoshi is a subject-matter expert in market infrastructure and assists financial institutions with using financial and regulatory technology to me...
Dr. Michael H. Moskow is the vice chairman and senior fellow on the global economy at the Chicago Council on Global Affairs. From 1994 to 2007, he se...
Fahd leads Promontory’s corporate technology solutions team and supports internal infrastructure departments.
Brendan helps financial services organizations address regulatory challenges in consumer protection and anti-money-laundering and sanctions complianc...
Tony advises clients on corporate strategy, risk and asset-liability management, governance and complex transactions. He assists clients to build the...
Bill is a member of Promontory's quantitative team, working with clients on stress tests and model validation.
Frank, a distinguished international banker, former chairman and chief executive officer of Shenzhen Development Bank, and former deputy U.S. Treasur...
Claes advises Promontory clients on managing complex risks and complying with the European Union’s and other jurisdictions’ regulations.
Carol is a specialist in all aspects of human resources, such as compensation, employee development, performance management, and health and wellness ...
Rebecca is a member of Promontory’s global consumer protection practice and advises clients on regulatory compliance and corporate governance.
Tim assists clients with corporate governance, regulatory compliance, risk management, and strategic-advisory matters.
Joe advises clients on a variety of risk management, regulatory-compliance, and corporate-governance matters.
Mr. Morris Offit brings exceptional Wall Street finance expertise to Promontory Financial Group. He is chairman of Offit Capital and is also the foun...
Matthew assists clients with meeting the regulatory expectations of the Consumer Financial Protection Bureau, including managing unfair, deceptive an...
Robert advises global and U.S. financial institutions on governance, risk management, audit, and regulatory-compliance matters, with a particular emp...
Pat advises Promontory clients on regulatory and risk management issues. He joined the firm following a distinguished 31-year career with the Federal...
Samita specializes in advising clients on data protection and privacy-related matters. She supports clients in building data mapping frameworks and i...
Arion works in Promontory’s Dubai office, where he advises clients in the fields of risk management and organization, helping international banks imp...
David provides expertise in risk management, strategic planning, regulatory relations, governance, and compliance oversight. He helps clients respond...
Rachel works with Promontory clients on a variety of regulatory and risk management issues.
Judith advises clients on information security, business risk and continuity planning, regulatory compliance, and operational readiness.
David works with financial institutions and regulators across Europe.
Amar provides compliance advice to international financial institutions, with a focus on anti-money-laundering and sanctions compliance.
Henry has more than three decades of leadership experience in financial services, and during his distinguished career has worked in investment bankin...
Miles draws on his background in model development and validation, stress testing, regulatory-compliance assessments, and algorithmic trading to advi...
James advises Promontory clients on a variety of regulatory and risk management issues.
Steven advises global financial institutions on capital-markets activities, regulatory governance and compliance, and strategic planning and business...
Mr. Alistair Rennie is general manager of solutions for IBM Watson Financial Services.
Sen. Donald Riegle Jr. served on the Senate Banking Committee for 18 years, and chaired it from 1989 to 1995. Prior to his three terms representing M...
John has nearly two decades of data protection and cybersecurity experience, having helped U.S. government agencies and private-sector firms develop ...
Josh assists clients with the preparation and execution of stress tests, as well as with enhancing their risk management practices.
Joseph advises Promontory clients on regulatory matters and risk management strategies.
Wayne assists clients in navigating difficult regulatory examination and enforcement issues. As the former senior-most bank supervision policy offici...
Guy advises clients at board and executive level, including banks, insurance groups, and retail finance companies, on a range of regulatory, strategi...
Huseyin assists clients with regulatory and risk management matters, with a focus on prudential regulatory issues in the United Kingdom.
Julie advises banks on regulatory compliance; corporate governance; consumer lending; and the management of credit, third-party, and other types of r...
David drives the growth of transformational managed services across all segments, and the growth of all service offerings across U.S. midsize banks. ...
B.J. specializes in the interaction of financial regulation with business strategy and industry innovation. He helps financial services firms unders...
Allyson assists clients on a broad spectrum of compliance and regulatory matters, with a focus on examination preparation and response.
Tomohiro assists clients with information technology risk management and auditing.
The Hon. Mary Schapiro was chairman of the U.S. Securities and Exchange Commission from 2009 to 2012, capping a distinguished career in government an...
Kelly is an assistant product manager for Promontory’s compliance risk management platform.
Manny advises Promontory clients on a range of prudential and compliance matters, including anti-financial-crime risk management.
Phyllis has more than 15 years of government and private-sector experience in senior cybersecurity positions and leads Promontory’s cybersecurity pra...
Eric focuses on matters involving banking strategy, balance-sheet management, liquidity, and market risk. He advises foreign and domestic financial i...
Shelby provides support and management of Promontory's internal compliance program. Prior to this role, she gained a broad understanding of Promontor...
Isabel advises clients on matters related to regulatory policy, with a focus on anti-money-laundering and sanctions compliance.
Jed assists clients in model-related documentation drafting and remediation, validation, and risk management, as well as in developing quantitative m...
Mark is a director with over 20 years of experience in trading, risk management, and regulatory compliance. Mark has applied his trading and Federal ...
Alison advises financial services clients on regulatory and compliance matters.
Cynthia advises financial institutions on regulatory and risk management issues, with an emphasis on compliance with U.S. anti-money-laundering laws.
Gleb advises clients on applying cognitive computing and artificial intelligence to develop regulatory-technology solutions.
Gov. Masaaki Shirakawa served as the 30th governor of the Bank of Japan, where he was one of a small group of central bankers who led the world econo...
Christopher focuses on anti-money-laundering and sanctions compliance, including the design and execution of large-scale forensic reviews for global ...
Susan advises Promontory banking clients on business strategy and board-governance matters.
Jame assists clients with understanding and implementing new supervisory expectations in the areas of board governance and structure, enterprise risk...
Ray works with Promontory clients on large-scale program design and management at the intersection of regulation, risk, and technology.
Michael specializes in corporate governance and securities-related regulatory, compliance, and enforcement issues.
Alexandra assists financial services clients with reviews of transaction-monitoring systems, the design and calibration of detection rules, staffing ...
Bradley is an attorney licensed in the state of New York with over nine years of experience in the financial services industry. He advises financial ...
Joseph advises clients on cybersecurity risk management and governance.
Shauna provides advice in regulatory and risk management design and implementation, and in resolution and rehabilitation of problem sectors and insti...
Viktor advises financial institutions on modeling and management of market risk and compliance. He has developed and reviewed stress-testing methodol...
Sam advises financial institutions on regulatory and compliance matters, including board effectiveness reviews and preparation for regulatory reviews...
Katheryn advises clients on a range of strategic, risk management, and regulatory matters. She specializes in capital, liquidity, enterprise risk man...
Grania advises clients on a wide range of compliance and regulatory matters.
Sean works with clients on a variety of regulatory and risk management issues.
Dr. Tarisa Watanagase first joined the Bank of Thailand in 1975. From 2006 to 2010, she served as the central bank’s 21st governor, the first woman t...
Marilyn specializes in compliance reviews, internal fact-finding investigations, financial analysis, and corporate governance issues. She has extensi...
Laura helps Promontory clients with all aspects of regulatory compliance and risk management.
At Promontory, Julie’s work includes a wide range of risk management, governance, strategic, compliance, and regulatory-implementation issues.
As senior deputy general counsel, Joy provides legal and strategic advice for Promontory’s engagements and contributes to the firm’s legal compliance...
Collin assists Promontory clients with a wide range of compliance and regulatory issues.
Maya advises clients on a variety of regulatory-compliance and supervisory issues in connection with financial products and services, mergers and acq...
Karin specializes in helping banks with financial-crime prevention and anti-money-laundering and sanctions compliance.
Mr. Frank Zarb provides strategic advice to Promontory regarding global operations and conducts major engagements in the United States and Canada. He...
Yue assists Promontory clients on matters related to model validation, anti-money laundering, and quantitative model development in the areas of stre...
Mr. Barry Zubrow is a former senior executive at Goldman Sachs and JPMorgan Chase, and has more than three decades of experience in financial service...