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NameTitleLocationContact
Ackerly II, Dana T. "Tod"Managing DirectorWashington, DC+1 202 384 1171
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Adolph, MaximilianAssociateLondon+44 207 997 3447
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Ali, MunibManaging DirectorLondon
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Allen, StephanieManager of External RelationsWashington, DC+1 202 370 0533
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Anderika, RachelSenior PrincipalNew York+1 646 771 4286
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Angulo, ArthurManaging DirectorNew York+1 212 542 6845
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Atkinson, ChristopherDirectorLondon+44 207 997 3487
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Baek, Raphaella AssociateNew York+1 212 542 6827
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Ballard, ElsaAssociateNew York+1 212 542 6775
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Bardy, StevenManaging DirectorSydney+61 2 9275 8833
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Basile, RaffaeleDirectorMilan+39 02 7262 2115
Battaglia, FabioSenior PrincipalMilan+39 02 7262 2133
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Bautz, TimothyAssociateNew York+1 212 542 6734
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Bedi, AdamPrincipalLondon+44 207 997 3476
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Bhattacharya, DhritimanSenior Principal and Lead Expert for Financial Crimes Modeling Washington, DC+1 202 384 1158
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Bonassi, ValentinaPrincipalWashington, DC+1 202 384 0374
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Bonosconi, DebraDirectorWashington, DC+1 202 841 6089
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Boorman, TonyManaging DirectorLondon+44 207 997 3428
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Bufithis-Hurie, DanielPrincipalSan Francisco+1 415 291 2668
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Burger, AndreasDirectorMilan+39 02 7262 2100
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Butners, MaraLegal AnalystWashington, DC+1 202 370 0508
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Carmichael, AlexanderChief Operating Officer, Promontory Financial Group Australasia, LLPSingapore+65 6410 0900
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Carmichael, JeffreyChief Executive Officer, Promontory Financial Group Australasia, LLPSingapore+65 6410 0900
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Cathcart, RonaldManaging DirectorNew York+1 212 365 6978
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Catling, WillsPrincipalNew York+1 212 542 6716
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Chandra, VictorSenior PrincipalSydney+61 2 9275 8833
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Charest, RyanDirector and Lead Expert for Stress Test ModelingWashington, DC+1 202 370 0427
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Cheever, Margaret "Mitzi"DirectorNew York+1 212 542 6853
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Chen, SeanAnalystWashington, DC+1 202 370 0532
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Chiao, StephanieAssociateSingapore+64 6410 0916
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Childress, MaraPrincipal Washington, DC+1 202 870 1977
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Clay, MarimarleneSenior PrincipalWashington, DC+1 662 312 7227
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Contestabile , Emiliana AssociateMilan+39 02 7262 2100
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Cook, DavidDirectorWashington, DC+1 202 384 1054
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Cooke, KyleAnalystWashington, DC+1 202 370 0405
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Cosimo, RaffaeleManaging DirectorMilan+39 02 7262 2111
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Crannell, JamesAssociateWashington, DC+1 202 744 9262
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Crotinger, TatumSenior PrincipalWashington, DC+1 202 370 0584
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Curley, PeterManaging DirectorWashington, DC+1 202 370 0442
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Dawson, MichaelManaging DirectorWashington, DC+1 202 384 1080
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Deokar, Akash AssociateSydney+61 2 9275 8833
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Devereux, MarkSenior PrincipalLondon+44 207 997 3485
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Dick, KathrynManaging DirectorWashington, DC+1 202 384 1092
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Dodge, ConwayManaging DirectorWashington, DC+1 202 370 0461
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Douville de Franssu, Louis-Victor AssociateParis+331 44 79 17 20
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Dovera, FrancescoPrincipalMilan+39 02 7262 2100
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Duberstein, The Hon. Kenneth M.Promontory Advisory Board memberWashington, DC
Emi, AkihiroManaging DirectorTokyo+81 3 3519 1414
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Empson, SamuelSenior PrincipalNew York+1 212 365 6565
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Farooqi, AdanPrincipalLondon+44 207 997 3429
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Favila, EricSenior PrincipalSingapore+65 6410 0913
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Flack, ErikResearch AnalystWashington, DC+1 202 370 0433
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Foot, MichaelGlobal Vice Chairman, Promontory Financial Group (UK) LtdLondon+44 207 997 3401
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Ford, KarenDirectorToronto+1 416 863 8562
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Forehand, WalkerDirectorWashington, DC+1 202 384 1058
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Francis, NicholasPrincipal New York+1 212 365 6565
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Fuller, StephanieDirector and UK Legal CounselLondon+44 207 997 3492
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Gage, PatPrincipal Deputy General CounselWashington, DC+1 202 384 1123
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Gaujean, Martine-PascaleAssociate and Deputy General CounselWashington, DC+1 202 384 1046
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Ghatak, NatashaSales and Business Development SpecialistWashington, DC+1 202 384 1200
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Giacomini, LouieChief Operating Officer, Promontory Risk ReviewDenver+1 720 612 5129
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Gleason, DouglasDirectorWashington, DC+1 202 384 1018
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Glibert, JeffreyManaging DirectorNew York+1 212 365 6990
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Goldstein, Dr. JeffreyPromontory Advisory Board MemberNone
Goodwin, BeckySenior Principal Washington, DC+1 202 440 1872
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Grosvenor, RobertManaging Director London+44 207 997 3407
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Guo, JustinPrincipal Washington, DC+1 202 370 0378
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Halle, WilliamAnalystSan Francisco+1 415 291 2678
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Haller, ChristinaPrincipal Washington, DC+1 202 384 1181
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Hampton, CaraAssociateNew York+1 212 542 6831
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Haraf, William S.Special Adviser San Francisco+1 415 986 4660
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Hayath, NaseerAssociateLondon+44 207 997 3436
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Hayes, KevinSenior PrincipalWashington, DC+1 202 370 0458
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Hennes, Jr., Duncan (DJ)Senior PrincipalNew York+1 212 365 6989
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Hilton, JamesExecutive Managing Director for the United StatesNew York+1 212 365 6564
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Hoffman, Stephen M.Managing DirectorWashington, DC+1 202 384 1127
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Holmes, Peter Senior PrincipalNew York+1 212 365 6572
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Hove Jr., Mr. Andrew C. "Skip"Promontory Advisory Board MemberNone
Hsu, ValeriePrincipal Washington, DC+1 202 384 1061
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Hubbard, StevenDirectorWashington, DC+1 202 370 0504
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Huber, GuyAssociateWashington, DC+1 202 370 0509
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Hunter, DavidDirectorNew York+1 212 542 6739
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Iancu, SilviaAssociateNew York+1 212 365 6565
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Ianniello, AndreaManaging Director and Global Head of SalesNew York+1 212 542 6778
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Jacobsen, Mr. Mark P.Promontory Advisory Board MemberNone
James, EricPrincipal Washington, DC+1 202 370 0432
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Johal, JasSenior PrincipalLondon+44 207 997 3425
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Johnson, AaronDirectorWashington, DC+1 202 370 0561
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Jordan Jr., Vernon E.Promontory Advisory Board MemberNone
Jung, Yeun jungAssociateTokyo+81 3 3519 1412
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Kennedy, SherylChief Executive Officer, Promontory Financial Group Canada ULCToronto+1 416 863 8555
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Kim, GilbertAssociateNew York+1 212 542 6835
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King, MatthewSenior Deputy General Counsel Washington, DC+1 202 370 0516
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Kiritz, NicholasDirector and Lead Expert for Model Risk ManagementWashington, DC+1 202 370 0401
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Knoblauch, JamesDirectorNew York+1 212 542 6565
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Koizumi, AkihitoSenior PrincipalTokyo+81 3 3519 1424
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Krause Bell, SusanManaging DirectorWashington, DC+1 202 384 1151
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Lam, TimothyAnalystWashington, DC+1 202 370 0525
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Lang, WilliamManaging DirectorNew York+1 212 542 6790
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Larkins, JamesSenior PrincipalWashington, DC+1 202 370 0616
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Larson, ErikManaging Director and Global Head for Quantitative Methodologies and AnalyticsWashington, DC+1 202 384 1200
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Levitov, AlexAssociateWashington, DC+1 212 542 6765
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Levitt, The Hon. ArthurPromontory Advisory Board MemberNone
Levonian, MarkManaging Director and Global Head for Enterprise Economics and Risk AnalysisSan Francisco+1 415 986 4160
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Lewis, ChrisDirectorSan Francisco+1 415 321 6406
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Li, LiangSenior PrincipalWashington, DC+1 202 578 3746
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Liu, RobertPrincipalWashington, DC+1 202 384 1049
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Livingston, MichaelPrincipalWashington, DC+1 202 384 1170
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Loughlin, ThomasManaging DirectorWashington, DC+1 202 384 1044
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Ludwig, EugeneFounder and Chief Executive OfficerWashington, DC+1 202 384 1200
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Maher, RebeccaPrincipalSydney+61 2 9275 8833
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Markarian, GregDirectorWashington, DC+1 202 740 1309
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Martins, TimothySenior PrincipalWashington, DC+1 202 384 1055
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Marton, PeterPrincipal New York+1 212 365 6565
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Matthews, HunterAssociateWashington, DC+1 202 370 0596
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McCarthy, KeenanAssociateNew York+1 646 771 0895
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McCaul, ElizabethManaging Director and CEO Promontory EuropeNew York+1 212 365 6581
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McDougall, SimonManaging DirectorLondon+44 207 997 3456
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McGrath, LucyDirectorLondon+44 207 997 3418
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McQuade, Mr. EugenePromontory Advisory Board Vice ChairmanNone
Medioli, JosephPrincipalNew York+1 212 542 6746
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Melvin, RoxanneAnalystWashington, DC+1 202 370 0603
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Mendel, NoamPrincipal New York+1 212 365 6565
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Meyer, MicheleDirectorWashington, DC+1 202 603 3709
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Miao, AndrewPrincipal New York+1 212 542 6761
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Michael, AlanSenior PrincipalWashington, DC+1 704 439 7500
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Molloy, ConorDirectorDublin+353 878 11 4261
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Montaresi, AntonioDirectorNew York+1 212 366 6706
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Moore, MollyDirectorNew York+1 212 365 6987
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Moorhead, WilliamAnalystWashington, DC+1 202 384 1036
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Moskow, Dr. Michael H.Promontory Advisory Board MemberNone
Mujtaba, FahdDirector of Technology SolutionsWashington, DC+1 202 384 1051
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Murphy, AnthonyManaging DirectorNew York+1 212 542 6713
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Nayda Jr., WilliamAssociateWashington, DC+1 202 809 4755
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Newman, FrankChairman, Promontory Financial Group China Ltd.Hong Kong+852 3724 5388
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Nisanci, DidemManaging DirectorWashington, DC+1 202 370 0391
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Nutter, CarolDirector of Human ResourcesWashington, DC+1 202 370 0514
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O'Mara, Rebecca PrincipalWashington, DC+1 202 384 1095
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O'Shea, TimothyPrincipalNew York+1 212 542 6759
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Oehmke, JosephAssociateWashington, DC+1 202 370 0531
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Offit, Mr. Morris W.Promontory Advisory Board MemberNone
Ondus, MatthewDirectorWashington, DC+1 202 370 0395
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Pang, EmilyChief of Staff and Director of Strategy and OperationsToronto+1 416 863 8573
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Parkinson, Patrick M.Managing DirectorWashington, DC+1 202 384 1052
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Patel, SamitaPrincipal London+44 207 997 3424
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Petasis, ArionDirectorDubai+971 4 445 1501
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Peters, DavidManaging DirectorToronto+1 416 863 8564
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Philips, RachelAssociateNew York+1 212 542 6839
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Pinto, JudithDirectorNew York+1 212 542 6798
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Porter, N'DiaAssociateWashington, DC+1 202 370 0445
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Rai, AmarPrincipalLondon+44 207 997 3434
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Raine, HenryManaging DirectorLondon+44 207 997 3467
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Ravitz, MilesPrincipalNew York+1 212 542 6787
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Ray, JamesAssociateNew York+1 212 542 6784
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Rehm, BarbaraSpecial AdviserWashington, DC+1 202 384 1169
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Rennie, Mr. AlistairPromontory Advisory Board MemberNone
Riegle Jr., The Hon. Donald W.Promontory Advisory Board MemberNone
Romano, JoshuaAssociateNew York+1 212 542 6727
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Rosenberg, JosephAnalystNew York+1 212 542 6781
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Rushton, WayneManaging DirectorWashington, DC+1 202 384 1015
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Rutledge, WilliamManaging DirectorNew York+1 212 365 6984
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Sagar, GuyDirectorLondon+44 207 997 3409
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Sahin, HuseyinSenior PrincipalLondon+44 207 997 3420
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Samuels, DavidManaging DirectorNew York+1 212 542 6776
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Sanford, Barak J. Managing DirectorWashington, DC+1 202 384 1200
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Sarfati, PhilippeManaging DirectorToronto+1 416 863 8572
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Savin, AllysonSenior PrincipalWashington, DC+1 202 370 0434
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Sawada, TomohiroSenior PrincipalTokyo+81 3 3519 1419
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Schapiro, The Hon. MaryPromontory Advisory Board Vice Chair Washington, DC+1 202 384 1195
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Schauwecker, KellyAnalystWashington, DC+1 202 384 0503
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Schimanski, BrettSenior Principal Washington, DC+1 202 370 0435
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Schmid, RobertSenior PrincipalWashington, DC+1 202 384 1057
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Schneck, Dr. Phyllis A. Managing Director and Global Leader of Cyber SolutionsWashington, DC+1 202 370 0601
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Schwartz, EricManaging Director Washington, DC+1 202 384 1090
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Schwartz, ShelbyCompliance Program ManagerWashington, DC+1 202 384 1152
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Sen, IsabelAssociateNew York+1 212 542 6810
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Serby, JedPrincipalNew York+1 212 542 6832
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Sexton, MarkDirectorNew York+1 212 365 6982
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Shanahan, AlisonAssociateWashington, DC+1 202 370 0388
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Shea, CynthiaDirectorWashington, DC+1 512 293 1114
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Shirakawa, Gov. MasaakiPromontory Advisory Board MemberNone
Sidler, ChristopherDirectorWashington, DC+1 202 370 0463
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Slemmer, MargaretDirectorSan Francisco+1 415 291 2669
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Sloan, JameDirectorWashington, DC+1 202 370 0384
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Smeltzer, StevenManaging Director, Global Sales LeaderNew York+1 212 365 6571
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Solomon, PeterAssociateNew York+1 212 542 6785
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Song, Laura K.AssociateNew York+1 212 542 6806
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Story, ThomasAssociateLondon+44 207 997 3466
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Strecker, RaymondManaging DirectorNew York+1 212 365 6980
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Sullivan, MichaelManaging DirectorWashington, DC+1 202 370 0507
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Sun, AlexandraAnalystWashington, DC+1 202 370 0608
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Szutu, BradleySenior Principal Singapore+65 9780 9918
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Tarbill, JosephAssociateNew York+1 212 542 6846
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Tomkins, ShaunaSenior PrincipalSingapore+65 6410 0908
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Tomlinson, JoanSenior Vice President, Product DevelopmentWashington, DC+1 202 384 1059
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Torchetti, Jesse AssociateToronto+1 416 863 8561
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Tsyrennikov, ViktorSenior Principal and Lead Expert for Modeling of Market Risk and InfrastructureWashington, DC+1 202 370 0552
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Tuell, James "Austin"Sales Operations SpecialistNew York+1 202 370 0413
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Tymms, SamManaging DirectorLondon+44 207 997 3405
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Van der Celen, KatherynSenior PrincipalNew York+1 212 542 6822
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VanHerwarde, GraniaAssociateNew York+1 212 365 6565
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Wang, HainanPrincipalWashington, DC+1 202 384 1024
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Wang, HaoAnalystWashington, DC+1 202 370 0469
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Wang, RuiAssociateWashington, DC+1 202 384 1131
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Wareham, SeanAnalystWashington, DC+1 202 370 0530
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Watanagase, Dr. TarisaPromontory Advisory Board MemberNone
Weimer, MarilynSenior Director and Chief Compliance OfficerWashington, DC+1 202 384 1200
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Welborn, LauraAssociateNew York+1 212 542 6834
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Williams, Julie L.Managing Director and Director of Domestic Advisory PracticeWashington, DC+1 202 384 1087
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Willing, JoySenior Deputy General CounselWashington, DC+1 202 370 0394
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Wilson, CollinAssociateAtlanta+1 770 365 7637
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Wilson, MayaSenior PrincipalWashington, DC+1 202 370 0490
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Wisehart, Jr., Thomas C.Senior Vice President, Compliance Obligations Library Denver+1 720 612 5152
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Yu, SimonAssociateSydney+61 2 9275 8833
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Zarb, Mr. Frank G.Nonexecutive Chairman and Promontory Advisory Board MemberNone+1 212 365 6570
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Zhang, YuePrincipalWashington, DC+1 202 384 1175
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Zubrow, Mr. Barry L.Promontory Advisory Board MemberNone
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Tod advises clients on a range of banking and securities matters, drawing on a distinguished legal career spanning more than 30 years. He is a seaso...
Maximilian advises clients on regulatory and compliance matters across a range of financial services, including banking and insurance.
Munib helps wholesale banks and other financial institutions review and redesign their frameworks for compliance with U.K., European Union, and U.S. ...
Stephanie manages Promontory’s media relationships and works with the firm’s professionals on thought leadership and public events.
Rachel advises clients on a broad range of regulatory issues, including problem-bank remediation, consumer compliance, BSA/AML, and institutions with...
Art draws on broad and deep experience in bank supervision to advise Promontory clients on all matters related to risk management and supervisory pol...
Chris draws on his extensive public- and private-sector experience to advise financial institutions on regulatory compliance.
Raphaella advises clients on a range of financial regulatory-compliance matters.
Elsa advises domestic and international financial institutions on issues related to regulatory compliance, risk management, and corporate governance.
Steven is an expert in global securities regulation. He advises clients on managing conduct risk, designing and implementing remediation programs, an...
Raffaele advises financial institutions on regulatory and compliance topics related to internal auditing and corporate governance.
Fabio advises financial institutions on a wide variety of risk management and compliance issues, including asset-liability management, anti-money-lau...
Tim assists with providing regulatory and risk management advice and analysis to international and domestic financial institutions.
Adam assists clients with regulatory and risk-management matters in the United Kingdom.
Dhritiman helps clients develop and validate quantitative models for stress testing and anti-money-laundering compliance.
Valentina works in the consumer compliance group at Promontory.
Deb has more than 20 years’ experience as a financial services practitioner and regulator, and advises clients on a variety of regulatory, enforcemen...
Tony advises banks, building societies, insurers, and consumer credit firms on governance and conduct risk, customer remediation, and compliance with...
Dan specializes in providing analysis and advice to clients on compliance, risk management, business strategy, and operations. He works closely with ...
Andreas advises financial institutions on anti-financial-crime compliance and risk management.
Mara provides data management and legal support to Promontory’s general counsel and compliance department.
Alex works with clients to strengthen their risk management and compliance processes. With a background in quantitative risk measurement and informat...
Jeff is the head of Promontory Australasia and was the inaugural chairman of the Australian Prudential Regulation Authority. He advises clients on r...
Ron draws on more than three decades of experience in the U.S. and global banking and regulatory sectors to advise Promontory clients on managing the...
Wills focuses on business development within Promontory’s global privacy and data protection practice, helping clients understand governance, risk, a...
Victor specializes in providing in-depth analysis and advice to clients on capital, liquidity, and risk management matters. Victor joined Promontory ...
Ryan works with financial institutions to develop statistical models that help manage regulatory and reputational risk and aid in stress testing and ...
Mitzi has more than 25 years of experience in credit risk management and advises Promontory clients on a variety of regulatory and compliance issues.
Sean is a member of the quantitative team at Promontory.
Stephanie assists financial institutions with risk management and regulatory compliance.
Mara provides research and analysis for compliance and regulatory matters.
Marimarlene specializes in assisting clients as they are addressing regulatory concerns in consumer compliance, anti-money laundering and the Bank Se...
Emiliana advises Promontory clients on a variety of regulatory, compliance, and risk management issues.
David is a member of Promontory’s global compliance practice and assists clients with complex compliance and enforcement challenges. He concentrates ...
Kyle advises Promontory clients on regulatory matters and risk management strategies.
Raffaele advises clients on a wide range of regulatory issues, including internal controls, middle- and back-office operations, accounting standards,...
James assists clients with strategic and regulatory matters.
Tatum draws on a strong and diverse background in consumer financial protection and lending regulations to help financial institutions conduct compli...
Peter is a leader in Promontory’s securities practice group and advises clients on all aspects of their activities in securities and derivatives mark...
Michael coordinates Promontory’s global compliance practice. His practice includes financial-crimes risk management, encompassing anti-money-launderi...
Akash assists clients on issues related to risk management and emerging global and local regulatory initiatives. He has helped clients with developin...
Mark advises clients on information security, business-risk and continuity planning, regulatory compliance, and operational readiness.
Kathy advises Promontory clients on a wide range of regulatory and supervisory issues, governance and risk management challenges, systemic risk issue...
Conway is a leader in Promontory’s securities practice group and has an extensive background in the U.S. securities markets.
Louis-Victor advises Promontory clients on a variety of regulatory, compliance, and risk management issues.
Francesco assists clients in regulatory matters, particularly those concerning capital markets and anti-money-laundering compliance, and performs pro...
The Hon. Kenneth Duberstein is chairman and CEO of the Duberstein Group, an independent strategic planning and consulting company.
Akihiro assists clients in navigating various difficult issues regarding information-technology risk and business continuity management. Having worke...
Sam advises global financial institutions on a broad range of strategic, structural, and risk management matters. He focuses primarily on strategic p...
Adan advises clients on privacy and data protection from Promontory’s London office.
Eric has 15 years of sales and business-development experience in the financial services sector.
Erik assists with the research underpinning Promontory’s AML Sanctions Atlas, BIC Atlas, CTRP Atlas, and Exchange Atlas products.
Michael advises clients on a wide variety of regulatory matters in the United Kingdom and beyond, having served as managing director of the country’s...
Karen advises financial clients on risk management, reporting, corporate governance, and project management.
Walker focuses on client matters involving banking strategy, corporate finance, mergers and acquisitions, loan and asset valuation, retail and commer...
Nicholas provides regulatory, compliance, and governance advice to international financial institutions.
Stephanie oversees Promontory’s U.K. legal affairs.
Pat assists clients with human resources matters, including data privacy, insurance coverage, business continuity, and document retention.
Martine is responsible for the company’s securities trading policy and insurance portfolio, and serves as corporate secretary. She reviews, drafts an...
Natasha supports Promontory’s global head of sales in shaping and executing the firm’s sales and client-engagement strategy.
Louie is a member of the leadership team at PRR, where he is responsible for operational delivery and quality assurance of client engagements and ove...
With more than two decades of experience in financial services positions and as a litigator, Douglas advises Promontory clients on a wide range of is...
Jeff advises clients on risk management issues, with a focus on issues related to credit and counterparty risk, enterprise risk, and regulatory risk....
Dr. Jeffrey Goldstein is a banker, economist, and former Treasury Department undersecretary for domestic finance.
Becky has more than 20 years of experience working in bank regulation and private-sector financial services.
A senior member of Promontory’s London-based privacy and data protection practice, Robert assists clients in financial services and other industries ...
Justin assists clients with matters related to corporate governance, risk management, and regulatory compliance.
William helps Promontory clients with all aspects of risk management and regulatory compliance.
Christy advises clients on regulatory, compliance, corporate-governance, and risk management matters.
Cara assists clients with a range of regulatory compliance, operations, and risk management matters.
Bill brings an exceptional blend of experience and insights to his work with clients, having been a banker, California’s Commissioner of Financial In...
Naz specializes in data protection and privacy.
Kevin specializes in security risk management and defense of networks and national critical assets from advanced foreign adversaries.
DJ advises clients on regulatory issues involving compliance, risk management, and governance, with a focus on capital markets and derivatives. He ha...
Jim helps clients respond to regulatory mandates arising from changing regulation, examinations and enforcement actions, especially in the areas of b...
Steve assists clients in addressing challenging issues involving structure, governance, risk management and control, and compliance. His work include...
Peter assists clients with risk control and enforcement issues. While at the Federal Reserve Bank of New York, he worked on foreign exchange, payment...
Mr. Andrew C. "Skip" Hove Jr. brings an exceptional blend of public- and private-sector experience to his position at Promontory. He served as vice c...
Valerie has expertise in survey methodology and mathematical statistics, including sample design and selection, sample yield monitoring, weighting, q...
With more than 20 years of experience in bank supervision with the Federal Deposit Insurance Corp., Steven has extensive experience advising on compl...
Guy assist clients with international regulatory compliance, risk management, and corporate governance.
David advises financial institutions on anti-money-laundering and sanctions compliance. He also assists clients with corporate governance and matters...
Silvia advises clients on regulatory and risk-management matters.
Andrea has more than 20 years of experience in commercial and investment banking, brokerage, and asset management, and has a deep knowledge of relati...
Mr. Mark Jacobsen is co-founder, president, and chief executive officer of Promontory Interfinancial Network and a former partner of Promontory Finan...
Eric assists clients with strategic and regulatory matters.
Jas specializes in data protection and privacy-related matters. She helps clients develop and implement privacy-compliance programs, assess multijuri...
Aaron draws on his extensive experience developing and validating models for pre-provision net revenue, stress testing, and consumer credit scoring t...
Mr. Vernon E. Jordan Jr. serves as a senior managing director of Lazard Frères & Co., working with a diverse group of clients in a broad range of ind...
Yeun jung has experience in planning operations and developing cost-saving strategies for clients in the Internet banking sector.
As CEO of Promontory Canada, Sheryl advises clients on a wide range of public policy, business strategy, finance restructuring, governance and risk m...
Gilbert advises clients on risk management, financial reporting, and stress testing.
Matt advises clients on a broad range of corporate legal issues, including data privacy, technology transactions, international expansion, mergers an...
Nick provides clients with guidance on model-risk governance and infrastructure.
James advises clients on a wide range of issues related to controls, compliance and risk management. He has special expertise in areas such as deriva...
Akihito assists clients with information-technology risk management and business-continuity planning.
Susan advises clients on new and ongoing regulatory issues, such as the Dodd-Frank Act and Basel capital rules, and ongoing supervisory priorities, i...
Timothy assists Promontory clients with various aspects of risk management and regulatory compliance.
Bill is an authority on financial risk management, quantitative analysis, and bank supervision and advises Promontory clients on stress testing, mode...
James advises clients on trading regulations, compliance management, data governance, information security, and corporate policies and procedures. He...
Erik provides clients with solutions in areas relating to quantitative risk management. He has vast experience in developing and validating the model...
Alex advises Promontory clients on all aspects of risk management and regulatory compliance.
The Hon. Arthur Levitt was the longest-serving chairman of the Securities and Exchange Commission (from 1993 to 2001) and is widely known as a champi...
Mark assists clients with quantitative strategy and compliance matters, including risk quantification, model validation, stress testing, liquidity st...
Chris assists clients in compliance and operational risk management, bank regulatory relations, consumer protection advocacy, and Community Reinvestm...
Liang focuses on the area of quantitative risk management, capital planning and stress tests. She helps clients understand their risks, design and ap...
Robert assists clients in evaluating performance improvement strategies and managing regulatory and business risks, such as corporate governance and ...
Mike works with financial institutions to develop and validate statistical models and risk management plans. He has broad knowledge of and experience...
Tom specializes in advisory services to management and boards of directors, independent reviews and monitoring efforts, and investigations. His prim...
Gene, the founder and chief executive officer of Promontory Financial Group, is a trusted adviser to many of the world's leading financial companies....
Rebecca advises clients on regulatory and risk management matters, with extensive experience in the development and review of compliance frameworks a...
Greg assists clients on a wide range of regulatory, compliance, operational, and other risk-management issues.
Tim is a member of Promontory’s Enforcement Advisory and Credit Risk Services practices, providing clients with risk diagnostic and remediation servi...
Peter provides strategic guidance to financial institutions on issues related to regulatory compliance, securities law, and risk management.
Hunter assists clients in a variety of regulatory and compliance matters, with a focus on internal controls and credit risk management.
Keenan assists with providing regulatory, compliance, and risk management analysis and advice to international and domestic financial institutions.
Elizabeth provides a broad range of financial and regulatory advisory services to clients in the United States and Europe, including assistance with ...
Simon leads Promontory’s global privacy and data protection practice, advising firms on governance, risk, and regulatory issues related to their data...
Lucy is a data privacy specialist and technology lawyer and advises clients on practical, risk-based compliance with privacy and cybersecurity laws a...
Mr. Gene McQuade is a prominent banking executive with a distinguished career in leadership roles at large financial institutions.
Joe assists clients with strategic acquisitions, corporate governance, derivatives, corporate due diligence, and general regulatory compliance matter...
Roxanne advises financial institutions on Bank Secrecy Act/anti-money-laundering and Office of Foreign Assets Control compliance.
Noam advises clients on matters related to model validation, risk management, and regulatory compliance.
Michele advises financial institutions on all aspects of risk management and strategic advisory matters, as well as on regulatory compliance and poli...
Andrew advises clients on compliance and operational risk management, with a focus on the Bank Secrecy Act and other anti-money-laundering regulation...
Alan advises clients on a broad range of regulatory issues, including enterprise risk management, governance, and conduct and culture risks. His work...
Conor has broad experience helping banks, insurers, and other financial firms manage risk.
Antonio assists Promontory clients with a wide range of regulatory and compliance issues, with a particular focus on anti-money laundering, sanctions...
Molly assists clients in matters and sanctions compliance related to anti-money laundering and the Bank Secrecy Act. She also has deep knowledge of c...
Will advises clients on a wide range of compliance and regulatory matters.
Dr. Michael H. Moskow is the vice chairman and senior fellow on the global economy at the Chicago Council on Global Affairs. From 1994 to 2007, he se...
Fahd leads Promontory’s corporate technology solutions team and supports internal infrastructure departments.
Tony advises clients on corporate strategy, risk and asset-liability management, governance and complex transactions. He assists clients to build the...
Bill is a member of Promontory's quantitative team, working with clients on stress tests and model validation.
Frank, a distinguished international banker, former chairman and chief executive officer of Shenzhen Development Bank, and former deputy U.S. Treasur...
Didem provides a wide range of financial and regulatory advisory services to Promontory clients and has significant experience overseeing broad initi...
Carol is a specialist in all aspects of human resources, such as compensation, employee development, performance management, and health and wellness ...
Rebecca is a member of Promontory’s global consumer protection practice and advises clients on regulatory compliance and corporate governance.
Tim assists clients with corporate governance, regulatory compliance, risk management, and strategic-advisory matters.
Joe advises clients on a variety of risk management, regulatory-compliance, and corporate-governance matters.
Mr. Morris Offit brings exceptional Wall Street finance expertise to Promontory Financial Group. He is chairman of Offit Capital and is also the foun...
Matthew assists clients with meeting the regulatory expectations of the Consumer Financial Protection Bureau, including managing unfair, deceptive an...
Emily works with Promontory Canada’s chief executive officer to help oversee the firm’s Canadian operations and strategy.
Pat advises Promontory clients on regulatory and risk management issues. He joined the firm following a distinguished 31-year career with the Federal...
Samita specializes in advising clients on data protection and privacy-related matters. She supports clients in building data mapping frameworks and i...
Arion works in Promontory’s Dubai office, where he advises clients in the fields of risk management and organization, helping international banks imp...
David provides expertise in risk management, strategic planning, regulatory relations, governance, and compliance oversight. He helps clients respond...
Rachel works with Promontory clients on a variety of regulatory and risk management issues.
Judith advises clients on information security, business risk and continuity planning, regulatory compliance, and operational readiness.
N’Dia assists clients in risk management and compliance with regulatory expectations.
Amar provides compliance advice to international financial institutions, with a focus on anti-money-laundering and sanctions compliance.
Henry has more than three decades of leadership experience in financial services, and during his distinguished career has worked in investment bankin...
Miles draws on his background in model development and validation, stress testing, regulatory-compliance assessments, and algorithmic trading to advi...
James advises Promontory clients on a variety of regulatory and risk management issues.
Barb, a longtime reporter and commentator on the banking industry, offers clients astute insights into the major financial regulatory issues.
Mr. Alistair Rennie is general manager of solutions for IBM Watson Financial Services.
Sen. Donald Riegle Jr. served on the Senate Banking Committee for 18 years, and chaired it from 1989 to 1995. Prior to his three terms representing M...
Josh assists clients with the preparation and execution of stress tests, as well as with enhancing their risk management practices.
Joseph advises Promontory clients on regulatory matters and risk management strategies.
Wayne assists clients in navigating difficult regulatory examination and enforcement issues. As the former senior-most bank supervision policy offici...
Bill advises major U.S. and foreign banking organizations on risk management, governance, and supervisory issues and contributes to the public dialog...
Guy advises clients at board and executive level, including banks, insurance groups, and retail finance companies, on a range of regulatory, strategi...
Huseyin assists clients with regulatory and risk management matters, with a focus on prudential regulatory issues in the United Kingdom.
As the head of Promontory’s global stress-testing practice, David advises clients on how to implement and use stress tests for regulatory compliance ...
B.J. specializes in the interaction of financial regulation with business strategy and industry innovation. He helps financial services firms unders...
Philippe helps clients in commercial, corporate, and international banking manage credit, market, and operational risks.
Allyson assists clients on a broad spectrum of compliance and regulatory matters, with a focus on examination preparation and response.
Tomohiro assists clients with information technology risk management and auditing.
The Hon. Mary Schapiro was chairman of the U.S. Securities and Exchange Commission from 2009 to 2012, capping a distinguished career in government an...
Kelly is an assistant product manager for Promontory’s compliance risk management platform.
Brett is a member of Promontory's global consumer protection practice and draws on his prior advisory and business experience to help clients assess ...
Bob assists clients with a broad range of project-management, governance, and regulatory-compliance matters.
Phyllis has more than 15 years of government and private-sector experience in senior cybersecurity positions and leads Promontory’s cybersecurity pra...
Eric focuses on matters involving banking strategy, balance-sheet management, liquidity, and market risk. He advises foreign and domestic financial i...
Shelby provides support and management of Promontory's internal compliance program. Prior to this role, she gained a broad understanding of Promontor...
Isabel advises clients on matters related to regulatory policy, with a focus on anti-money-laundering and sanctions compliance.
Jed assists clients in model-related documentation drafting and remediation, validation, and risk management, as well as in developing quantitative m...
Mark is a director with over 20 years of experience in trading, risk management, and regulatory compliance. Mark has applied his trading and Federal ...
Alison advises financial services clients on regulatory and compliance matters.
Cynthia is a 30-year banking veteran with extensive experience in bank governance, risk management, and anti-money laundering. Cynthia works with fin...
Gov. Masaaki Shirakawa served as the 30th governor of the Bank of Japan, where he was one of a small group of central bankers who led the world econo...
Christopher focuses on anti-money-laundering and sanctions compliance, including the design and execution of large-scale forensic reviews for global ...
Margaret assists clients with corporate governance, regulatory compliance and risk management. In particular, she helps clients understand and meet r...
Jame assists clients with understanding and implementing new supervisory expectations in the areas of board governance and structure, enterprise risk...
Steven is an industry leader in financial services consulting and oversees Promontory’s global sales efforts.
Peter assists Promontory clients in regulatory, compliance, and risk-management matters.
Laura specializes in data protection and privacy-related matters.
Tom advises financial companies on risk management and regulatory compliance.
Ray works with Promontory clients on large-scale program design and management at the intersection of regulation, risk, and technology.
Michael specializes in corporate governance and securities-related regulatory, compliance, and enforcement issues.
Alexandra assists financial services clients with reviews of transaction-monitoring systems, the design and calibration of detection rules, staffing ...
Bradley is an attorney licensed in the state of New York with over nine years of experience in the financial services industry. He advises financial ...
Joseph advises clients on cybersecurity risk management and governance.
Shauna provides advice in regulatory and risk management design and implementation, and in resolution and rehabilitation of problem sectors and insti...
Joan is the product manager for Promontory’s compliance risk management platform RADAR.
Jesse assists clients with strategic, regulatory, and risk management matters, including governance, risk appetite frameworks, and regulatory complia...
Viktor advises financial institutions on risk management and compliance.
Austin assists clients on matters related to financial technology, risk management, strategic planning, and regulatory compliance.
Sam advises financial institutions on regulatory and compliance matters, including board effectiveness reviews and preparation for regulatory reviews...
Katheryn draws on 10 years of experience in regulatory policy and direct supervision of large, complex U.S. and global financial institutions, and sh...
Grania advises clients on a wide range of compliance and regulatory matters.
Hainan works with financial institutions to develop and validate statistical models that help manage regulatory and operational risk. Hainan has exte...
Hao assists financial services clients with risk management and regulatory compliance.
Rui works as a member of Promontory’s quantitative team.
Sean works with clients on a variety of regulatory and risk management issues.
Dr. Tarisa Watanagase first joined the Bank of Thailand in 1975. From 2006 to 2010, she served as the central bank’s 21st governor, the first woman t...
Marilyn specializes in compliance reviews, internal fact-finding investigations, financial analysis, and corporate governance issues. She has extensi...
Laura helps Promontory clients with all aspects of regulatory compliance and risk management.
Julie is the former first senior deputy comptroller and chief counsel of the U.S. Office of the Comptroller of the Currency. In her work with clients...
As senior deputy general counsel, Joy provides legal and strategic advice for Promontory’s engagements and contributes to the firm’s legal compliance...
Collin assists Promontory clients with a wide range of compliance and regulatory issues.
Maya advises clients on a variety of regulatory-compliance and supervisory issues in connection with financial products and services, mergers and acq...
Tom assists Promontory clients with a variety of regulatory and compliance issues.
Simon assists financial institutions on matters related to regulatory compliance and risk management.
Mr. Frank Zarb provides strategic advice to Promontory regarding global operations and conducts major engagements in the United States and Canada. He...
Yue assists Promontory clients on matters related to model validation, anti-money laundering, and quantitative model development in the areas of stre...
Mr. Barry Zubrow is a former senior executive at Goldman Sachs and JPMorgan Chase, and has more than three decades of experience in financial service...