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Founder and Chief Executive Officer
Former U.S. Comptroller of the Currency, Chairman of the Federal Financial Institutions Examination Council, Director of the Federal Deposit Insurance Corporation (FDIC), member of the President’s Working Group on Financial Institutions and the Basel Committee on International Bank Supervision, and Vice Chairman and Senior Control Officer of Bankers Trust/Deutsche Bank.
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Non-Executive Chairman
Former Chairman and CEO of the National Association of Securities Dealers (NASD) and the NASDAQ Stock Market, Inc., Chairman and CEO of Smith Barney, and Assistant to the President for Energy Affairs ("Energy Czar").
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Senior Adviser
Former Chairman of the Securities and Exchange Commission and Chairman of the American Stock Exchange.
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Senior Adviser
Former Vice Chairman of the Board of Governors of the Federal Reserve System, member of the President’s Council of Economic Advisors, and Governor of The American Stock Exchange. Presently, Vice Chairman of the G-7 Group and Princeton University Professor of Economics.
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| Alfred H. Moses
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Co-Founder, Senior Partner and Chief Operating Officer
Partner and Senior Counsel in the D.C. law firm of Covington & Burling. Former Ambassador to Romania, Special Presidential Envoy for the Cyprus conflict, and Special Advisor to Presidents Carter and Clinton.
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| Mark P. Jacobsen
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Co-Founder and Partner
President and Chief Operating Officer of Promontory Interfinancial Network. Former Chief of Staff at the Office of the Comptroller of the Currency (OCC) and the FDIC, and Managing Director at Bankers Trust.
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| Duncan P. Hennes
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Senior Adviser
Former Chief Executive Officer of Soros Management, and Executive Vice President and Treasurer of Bankers Trust Company.
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| Thomas D. Wren
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Senior Adviser
Former Treasurer of MBNA Corporation and the MBNA America Bank, NA, lead bank subsidiary and Manager of Large Bank Supervision at the OCC.
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| Michael Foot
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Chairman - Promontory Financial Group (UK) Limited
Former Managing Director of the Financial Services Authority and Former Executive Director of the Bank of England
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| Wayne Rushton
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Senior Adviser
Emory Wayne Rushton is a Senior Adviser with Promontory Financial Group (Washington, D.C.).
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| Michael A. Dawson
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Chief Executive Officer, Promontory Financial Group (UK) Limited
Former Deputy Assistant Secretary for Critical Infrastructure Protection and Compliance Policy at the U.S. Treasury.
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| Takuya Fujii
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President and Chief Executive Officer, Promontory Financial Group Global Services Japan, LLC
Former Special Advisor to the Board of UFJ Holdings, President and CEO of Nippon Credit Bank, and Managing Director at the Bank of Japan.
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| Jeffrey Carmichael
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Chief Executive Officer, Promontory Financial Group Australasia, LLP
Former Chairman of the Australian Prudential Regulation Authority
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| Alex Carmichael
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Chief Operating Officer, Promontory Financial Group Australasia, LLP
Former Director of Commercial Banking at RiskMetrics Group Inc.
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| Susan F. Krause Bell
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Partner
Former Senior Deputy Comptroller of the Currency for Bank Supervision Policy and for International Affairs, Member of the Basel Supervisors Committee, and Chair of its Transparency Group.
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| Elizabeth McCaul
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Partner
Former Superintendent of Banks of the State of New York, investment banker with Goldman Sachs, Chairman of the Conference of State Bank Supervisors, and member of the Federal Financial Institutions Examination Council.
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| Konrad Alt
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Managing Director
Former OCC Chief of Staff and Senior Deputy Comptroller for Economic Analysis, Counsel to the U.S. Senate Banking Committee, and Executive Vice President at Providian Financial Corporation.
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| Peter E. Bass
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Managing Director and Chief of Staff
Former Vice President at Goldman, Sachs & Co.
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| Jeffrey A. Brown
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Managing Director
Former Senior Deputy Comptroller for International and Economic Affairs and Director of the Risk Analysis Division at the OCC.
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| Andrea Corcoran
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Managing Director
Former Director of the Commodity Futures Trading Commission Office of International Affairs.
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| Ashish K. Dev
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Managing Director
Former Executive Vice President of risk management for KeyCorp.
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| Evelyn Fuhrer
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Managing Director
Former Partner of IBM Business Consulting Services and PricewaterhouseCoopers Consulting, responsible for the Financial Services Technology Practice.
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| Jeffrey J. Glibert
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Managing Director
Jeff is a Managing Director of Promontory Financial Group, L.L.C (New York).
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| Kathleen M. Hamm
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Managing Director, Chief of the Securities Practice Group
Ms. Hamm is a Managing Director at Promontory Financial Group.
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| Douglas E. Harris
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Managing Director
Former General Counsel and Chief Operations Officer of BrokerTec Futures Exchange, OCC Senior Deputy Comptroller for Capital Markets, and General Counsel of JP Morgan Futures.
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| Robert H. Hartheimer
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Managing Director
Former FDIC Director of Resolutions, Managing Director in Investment Banking at Friedman Billings Ramsey, Vice President at Smith Barney Harris Upham, and at Merrill Lynch Capital Markets.
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| James J. Hilton
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Managing Director
Former Counsel at the Federal Reserve Bank of New York, Head of Business Planning and Product Management at the Prebon Group, General Counsel of Chicago Board Brokerage.
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| Michael P. Joseph
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Managing Director
Served more than 30 audit committees and was a major account Partner at KPMG for 28 years, overseeing NYSE and NASDAQ accounts.
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| Thomas P. Loughlin
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Managing Director
Former KPMG LLP Partner and KPMG Consulting Managing Director, directing audit and assurance services for financial services clients.
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| Pierre de Saint Phalle
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Managing Director
Former Managing Director at iFormation Group and Partner at Davis Polk & Wardwell.
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| Rona Pocker
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Managing Director
Rona Pocker is a Managing Director at Promontory Financial Group (New York).
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| Pierre-Yves Thoraval
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Managing Director of Promontory Financial Group France SAS
Mr. Thoraval is the Managing Director of Promontory Financial Group France SAS.
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| Sam Tymms
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Managing Director, Promontory Financial Group (UK) Limited
Sam Tymms is a Managing Director at Promontory Financial Group (UK) Ltd. She occupies a key role in a practice that focuses on global risk management solutions for European-based financial institutions and the European operations of institutions headquartered in North and South America, Asia, the Middle East, and Africa.
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| Joyce Payne Yette
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Managing Director and General Counsel
Ms. Yette is a Managing Director and General Counsel at Promontory Financial Group.
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| Debra Cope
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Director of Communications
Debra Cope is the Director of Communications for Promontory Financial Group. She is a 26-year veteran of financial communications and a former Executive Editor of American Banker, the financial services daily.
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| Karen Gifford
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Director
Ms. Gifford is a Director at Promontory Financial Group.
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| Greg Kidd
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Director
Mr. Kidd is a Director at Promontory Financial Group (San Francisco).
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| B.J. Sanford
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Director
Mr. Sanford is a Director at Promontory Financial Group.
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| Bradley Wears
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Director
Mr. Wears is a Director at Promontory Financial Group.
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| James Kamihachi
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Senior Principal
Former OCC Senior Deputy Comptroller for Economic and Policy Analysis, a U.S. Delegate to the G-10 Working Group on Electronic Money, and member of the Basel Capital Committee's Research Task Force.
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| C. Erik Larson
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Senior Principal
Mr. Larson is a Senior Principal at Promontory Financial Group.
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| Susan D’Andrea Lee
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Senior Principal
Ms. Lee is a Senior Principal at Promontory Financial Group (New York).
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| Jonathan McMahon
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Senior Principal, Promontory Financial Group (UK) Limited
Mr. McMahon is a Senior Principal at Promontory Financial Group (UK) Ltd.
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| Donald Schmid
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Senior Principal
Mr. Schmid is a Senior Principal at Promontory Financial Group (New York).
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| Adam Shapiro
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Senior Principal
Mr. Shapiro is a Senior Principal at Promontory Financial Group (San Francisco).
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| Patricia Spross
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Senior Principal
Former Vice President of Corporate Finance at Westdeutsche Landesbank and Senior Examiner at the Federal Reserve Bank of New York.
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| Michael M. Sullivan
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Senior Principal
Former Associate General Counsel at the Public Company Accounting Oversight Board and Assistant Vice President of Market Regulation at Nasdaq Liffe Markets, LLC.
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| Marilyn Weimer
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Senior Principal
Former Special Counsel at the Public Company Accounting Oversight Board and Senior Counsel in the Office of Chief Counsel of Enforcement at the U.S. Securities and Exchange Commission.
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| Bobby Winstead
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Senior Principal
Former Assistant Deputy Comptroller for Credit Card Banks at the Office of the Comptroller of the Currency.
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| Karen J. Wilson
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Senior Principal
Former Senior Policy Consultant to China Bank Regulatory Commission.
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| Alice Cho
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Principal
Former Director of BITS, Special Assistant to Vice Chair at the Federal Reserve Board, Senior Financial Analyst in the Banking Supervision and Regulation Division of the Federal Reserve Board.
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| Jonathan Gould
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Principal and Deputy General Counsel
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